TITLE 34.PUBLIC FINANCE

Part 1. COMPTROLLER OF PUBLIC ACCOUNTS

Chapter 3. TAX ADMINISTRATION

Subchapter O. STATE SALES AND USE TAX

34 TAC §3.330

The Comptroller of Public Accounts proposes an amendment to §3.330, concerning data processing services. The amendment redefines data processing services reflecting changes made in Senate Bill 441, 76th Legislature, 1999, effective October 1, 1999, regarding Internet access service and reduces the taxable sales price to 80% of the amount billed for data processing services. The amendment also adds subsections (a)(2) and (a)(3) defining the terms Internet and Internet access.

James LeBas, Chief Revenue Estimator, has determined that for the first five-year period the amended rule will be in effect there will be no significant revenue impact on the state or units of local government.

Mr. LeBas also has determined that for each year of the first five years the amended rule is in effect, the public benefit anticipated as a result of enforcing the rule will be in providing new information regarding tax responsibilities. The amendment would have no significant fiscal impact on small businesses. There is no significant anticipated economic cost to individuals who are required to comply with the proposed rule.

Comments on the proposal may be submitted to Bryant K. Lomax, Manager, Tax Policy Division, P.O. Box 13528, Austin, Texas 78711.

This amendment is proposed under the Tax Code, §111.002, which provides the comptroller with the authority to prescribe, adopt, and enforce rules relating to the administration and enforcement of the provisions of the Tax Code, Title 2.

The amendment implements the Tax Code, §151.00393 and §151.00394.

§3.330.Data Processing Services.

(a)

Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(1)

[ (a) ] Data processing services - [ Services. Data processing services means ] the processing of information for the purpose of compiling and producing records of transactions, maintaining information, and entering and retrieving information. It specifically includes word processing, payroll and business accounting, and computerized data and information storage or manipulation. The charge for data processing services is taxable regardless of the ownership of the computer. Examples of data processing services [ would ] include entering [ the entry of all ] inventory control data for a company, maintaining [ maintenance of ] records of employee work time, filing payroll tax returns, preparing W-2 forms, and computing and preparing payroll checks. Data processing does not include the use of a computer by a provider of other services when the computer is used to facilitate the performance of the service or the application of the knowledge of the physical sciences, accounting principles, and tax laws, e.g., the use of a computer to provide interpretive or enhancement geophysical services or the use of a computer by a CPA firm, enrolled agent, or bookkeeping firm to produce a financial report, prepare federal income tax, state franchise or sales tax returns, or charges for temporary secretarial personnel who as part of their function use word processing equipment. Data processing services does not include Internet access services or data processing services provided in conjunction with and incidental to the provision of Internet access service when billed as a single charge.

(2)

Internet - collectively the myriad of computer and telecommunications facilities, including equipment and operating software, that comprise the interconnected worldwide network of networks that employ the Transmission Control Protocol/Internet Protocol, or any predecessor or successor protocols to the protocol, to communicate information of all kinds by wire or radio.

(3)

Internet access service - a service that enables users to access content, information, electronic mail, or other services offered over the Internet and may also include access to proprietary content, information, and other services as part of a package of services offered to consumers. Internet access service does not include any other taxable service, unless the taxable service is provided in conjunction with and is merely incidental to the provision of Internet access service. Individuals providing Internet access should refer to §3.366 of this title (relating to Internet Access Services).

(b)

Hold permits. All providers of data processing services must obtain [ a ] Texas sales and use tax permits [ permit ] and collect tax on charges [ the total amount charged ] for data processing services, or accept [ a ] properly completed resale, exemption, or direct pay permit certificates [ certificate ] in lieu of collecting tax. See §3.285 of this title (relating to Resale Certificate; Sales for Resale); §3.287 of this title (relating to Exemption Certificates); §3.288 of this title (relating to Direct Payment Procedures and Qualifications). Effective October 1, 1999, 20% of the total amount charged for data processing services is exempted from tax. The exemption applies to services performed on or after October 1, 1999. The exemption does not apply to services performed before the effective date and billed or paid for after the effective date of the exemption.

(c)

Resale certificates.

(1)

Providers of data processing services may issue a resale certificate in lieu of tax to suppliers of tangible personal property only if care, custody, and control of the property is transferred to the client. For example, a service provider purchases magnetic tape to transfer the results of data processing services to customers. The tape is transferred to the customer, and the customer owns and uses the tape to review the results of the data processing service. The service provider may purchase the tape tax free by issuing a resale certificate. Tax is due on the total amount charged the customer, including amounts for the tape and for the services.

(2)

A resale certificate may be issued for a service if the buyer intends to transfer the service as an integral part of taxable services. A service will be considered an integral part of a taxable service if the service purchased is essential to the performance of the taxable service and without which the taxable service could not be rendered.

(3)

A resale certificate may be issued for a taxable service if the buyer intends to incorporate the service into tangible personal property which will be resold. If the entire service is not incorporated into the tangible personal property, it will be presumed the service is subject to tax and the service will only be exempt to the extent the buyer can establish the portion of the service actually incorporated into the tangible personal property. If the buyer does not intend to incorporate the entire service into the tangible personal property, no resale certificate may be issued, but credit may be claimed at the time of sale of the tangible personal property to the extent the service was actually incorporated into the tangible personal property.

(d)

Unrelated services.

(1)

A service will be considered as unrelated if:

(A)

it is neither a data processing service, nor a service taxed under other provisions of the Tax Code, Chapter 151;

(B)

it is of a type which is commonly provided on a stand-alone basis; and

(C)

the performance of the service is distinct and identifiable. Examples of such a service would be consultation, development of and preparation of feasibility studies, design and development, or training.

(2)

Where nontaxable unrelated services and taxable services are sold or purchased for a single charge and the portion relating to taxable services represents more than 5.0% of the total charge, the total charge is presumed to be taxable. The presumption may be overcome by the data processing service provider at the time the transaction occurs by separately stating to the customer a reasonable charge for the taxable services. However, if the charge for the taxable portion of the services is not separately stated at the time of the transaction, the service provider or the purchaser may later establish for the comptroller, through documentary evidence, the percentage of the total charge that relates to nontaxable unrelated services. The service provider's books must support the apportionment between exempt and nonexempt activities based on the cost of providing the service or on a comparison to the normal charge for each service if provided alone. If the charge for exempt services is unreasonable when the overall transaction is reviewed considering the cost of providing the service or a comparable charge made in the industry for each service, the comptroller will adjust the charges and assess additional tax, penalty, and interest on the taxable services.

(3)

Charges for services or expenses directly related to and incurred while providing the taxable service are taxable and may not be separated for the purpose of excluding these charges from the tax base. Examples would be charges for meals, telephone calls, hotel rooms, or airplane tickets.

(e)

Service benefit location. If both the data processing service provider and the customer are located in Texas, Texas tax is due.

(f)

Service benefit location--multi-state customer.

(1)

To the extent a data processing service is used to support a separate, identifiable segment of a customer's business (other than general administration or operation of the business) the service is presumed to be used at the location where that part of the business is conducted.

(2)

If that part of the business is conducted at locations both within and outside the state, the service is not taxable to the extent it is used outside Texas. A multi-state customer may use any reasonable method for allocation which is supported by business records.

(3)

A multi-state customer purchasing data processing services for the benefit of both in-state and out-of-state locations is responsible for issuing to the data processing service provider an exemption certificate asserting a multi-state benefit, and for reporting and paying the tax on that portion of the data processing charge which will benefit the Texas location. A data processing service provider that accepts such a certificate in good faith is relieved of responsibility for collecting and remitting tax on transactions to which the certificate relates.

(4)

The customer's books must support the assignment of the service to an identifiable segment of the business, the determination of the location or locations of the use of the service, and the allocation of the taxable charge to Texas.

(5)

To the extent the use of the service cannot be assigned to an identifiable segment of a customer's business, the service is presumed to be used to support the administration or operation of the customer's business generally. The service is presumed to be used at the customer's principal place of business. The principal place of business means the place from which the trade or business is directed or managed.

(g)

Local taxes.

(1)

For local sales tax purposes, city, county, transit authority, and/or special purpose district sales taxes are due if the data processing service provider has only one place of business (the location where clients request service) within the boundaries of a local taxing entity. Local sales tax must be collected based upon the tax rate at that location, except that no MTA or CTD sales tax is due on services provided at a location outside the boundaries of the transit area. In the case of multiple locations, if an order for service is placed at one location but the service is provided at another location, the place of business from which the service is provided will determine to which local taxing entity the tax is allocated.

(2)

For the purposes of the local use tax, if a place of business is outside the boundaries of a local taxing entity, the data processing service provider will be required to collect local use tax if the client is within the local taxing entity and the service provider has representation in the local taxing entity as outlined in §3.286 of this title (relating to Seller's and Purchaser's Responsibilities). Even if the service provider is not required to collect local use tax, the client is still liable for the tax if the service is performed or a benefit is derived from the service within the boundaries of a local taxing entity.

(A)

An in-state customer purchasing data processing services for the benefit of locations in more than one local taxing entity is responsible for issuing to the data processing service provider an exemption certificate claiming a multi-city benefit and for determining the extent of benefit for each entity. The local use tax for each entity must be reported, allocated, and paid by the customer. A data processing service provider that accepts in good faith an exemption certificate claiming a multi-city benefit is relieved of responsibility for collecting and remitting local tax on transactions to which the certificate relates.

(B)

A multi-state customer purchasing data processing services for the benefit of both in-state and out-of-state locations is responsible for issuing an exemption certificate and for reporting and paying local tax as provided by subsection (f)(3) and (4) of this section.

(h)

Use tax. If a provider of a data processing service is not doing business in Texas or in a specific local taxing jurisdiction and is not required to collect Texas tax, it is the Texas customer's responsibility to report and pay the state and local use tax directly to this office.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 6, 2000.

TRD-200003985

Martin Cherry

Deputy General Counsel for Tax Policy and Agency Affairs

Comptroller of Public Accounts

Earliest possible date of adoption: July 23, 2000

For further information, please call: (512) 463-3699


34 TAC §3.342

The Comptroller of Public Accounts proposes an amendment to §3.342, concerning information services. The amendment redefines "information services" reflecting changes made by Senate Bill 441, 76th Legislature, 1999, effective October 1, 1999, regarding Internet access service. The bill also reduces the taxable sales price to 80% of the amount billed for the information service. The amendment includes definitions of Internet and Internet access service and refers providers of Internet access services to §3.366 of this title (relating to Internet Access Services). The amendment informs taxpayers that, effective October 1, 1999, 20% of the charge for information services will be exempt from sales and use tax.

James LeBas, Chief Revenue Estimator, has determined that for the first five-year period the amended rule will be in effect there will be no significant revenue impact on the state or units of local government.

Mr. LeBas also has determined that for each year of the first five years the amended rule is in effect, the public benefit anticipated as a result of enforcing the rule will be in providing new information regarding tax responsibilities. The amendment would have no significant fiscal impact on small businesses. There is no significant anticipated economic cost to individuals who are required to comply with the proposed rule.

Comments on the proposal may be submitted to Bryant K. Lomax, Manager, Tax Policy Division, P.O. Box 13528, Austin, Texas 78711.

This amendment is proposed under the Tax Code, §111.002, which provides the comptroller with the authority to prescribe, adopt, and enforce rules relating to the administration and enforcement of the provisions of the Tax Code, Title 2.

The amendment implements the Tax Code, §151.00393 and §151.00394.

§3.342.Information Services.

(a)

Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(1)

Data processing services - Processing, reformatting, or manipulating [ manipulation of ] data provided by the customer is data processing and is not included in the definition of information services.

(2)

Information services - Furnishing general or specialized news or other current information, including financial information, by printed, mimeographed, electronic, or electrical transmission, or by utilizing wires, cable, radio waves, microwaves, satellites, fiber optics, or any other method now in existence or which may be devised, and electronic data retrieval or research. The term information services does not include Internet access service or information services that are provided in conjunction with and merely incidental to the provision of Internet access service when provided for a single charge.

(3)

Internet - collectively the myriad of computer and telecommunications facilities, including equipment and operating software, that comprise the interconnected worldwide network of networks that employ the Transmission Control Protocol/Internet Protocol, or any predecessor or successor protocols to the protocol, to communicate information of all kinds by wire or radio.

(4)

Internet access service - a service that enables users to access content, information, electronic mail, or other services offered over the Internet and may also include access to proprietary content, information, and other services as part of a package of services offered to consumers. Internet access service does not include any other taxable service, unless the taxable service is provided in conjunction with and is merely incidental to the provision of Internet access service. Individuals providing Internet access should refer to §3.366 of this title (relating to Internet Access Services).

(5)

Nontaxable information services.

(A)

The sale of information that is gathered or compiled on behalf of a particular client is not subject to tax if the information is of a proprietary nature to that client and may not be sold to others by the person who gathered or compiled the information. Any subsequent sale of such information by the client for whom the information was gathered or compiled is subject to tax. Examples include opinion polls and management consultant reports.

(B)

Any sale of information primarily derived from laboratory, medical, or exploratory testing or experimentation or any similar method of direct scientific observation of physical phenomena is not subject to tax. Examples include, but are not limited to, geophysical survey information, polygraph test, and medical test results.

(C)

Information required to be furnished pursuant to the Open Records Act is not subject to sales tax. See §3.341 of this title (relating to Sales of Governmental Publications, Records, or Documents). Fees paid when obtaining these documents may be excluded from the tax base if separately stated when the documents are furnished to clients. Tax will only be due on the amount over and above the cost of the documents.

(6)

[ (b) ] Taxable information services. Information that [ which ] is gathered, maintained, or compiled and made available by the provider of the information service to the public or to a specific segment of industry for a consideration is subject to sales tax. [ Except as provided in subsection (d)(3) of this section, the total charge for information services whether by subscription or on an as-needed basis is taxable. ] Examples of taxable [ such ] information services include, but are not limited to, the following:

(A)

[ (1) ] newsletters;

(B)

[ (2) ] scouting reports and surveys, including those used in sports and the oil and gas and related industries;

(C)

[ (3) ] mailing lists, and bad check lists (only that percentage which represents names of persons located in Texas is taxable);

(D)

[ (4) ] real estate listings;

(E)

[ (5) ] financial, investment, stock market, or bond rating, or financial reports, other than charges to a person by a financial institution for account balance information;

(F)

[ (6) ] news clipping services and wire services; and

(G)

[ (7) ] abstracts of title and other information provided by title plants.

(b)

Hold permits. All providers of information services must obtain Texas sales and use tax permits and collect tax on charges for information services, or accept properly completed resale, exemption, or direct payment permit certificates in lieu of collecting tax. See §3.285 of this title (relating to Resale Certificate; Sales for Resale); §3.287 of this title (relating to Exemption Certificates); §3.288 of this title (relating to Direct Payment Procedures and Qualifications). Effective October 1, 1999, 20% of the total amount charged for information services is exempted from sales and use tax. The exemption applies to services performed on or after October 1, 1999. The exemption does not apply to services performed before the effective date and billed or paid for after the effective date of the exemption.

(c)

Exempt information services. Sales tax is not due on information services sold to a newspaper or to a radio or television station licensed by the Federal Communications Commission, if an exemption certificate is obtained. The exemption certificate must state that the purchaser is a newspaper with a general circulation published at least as frequently as weekly, or is a station licensed by the Federal Communications Commission.

[ (d)

Nontaxable information. ]

[ (1)

The sale of information which is gathered or compiled on behalf of a particular client is not subject to tax if the information is of a proprietary nature to that client and may not be sold to others by the person who gathered or compiled the information. Any subsequent sale of such information by the client for whom the information was gathered or compiled is subject to tax. Examples include opinion polls and management consultant reports. ]

[ (2)

Any sale of information primarily derived from laboratory, medical, or exploratory testing or experimentation or any similar method of direct scientific observation of physical phenomena is not subject to tax. Examples of information the sale of which is exempt from tax under this subsection include, but are not limited to, geophysical survey information, polygraph test, and medical test results. ]

[ (3)

Information required to be furnished pursuant to the Open Records Act is not subject to sales tax. See §3.341 of this title (relating to Sales of Governmental Publications, Records, or Documents). Fees paid when obtaining these documents may be excluded from the tax base if separately stated when the documents are furnished to clients. Tax will only be due on the amount over and above the cost of the documents. ]

(d)

[ (e) ] Resale certificates.

(1)

Providers of information service may issue a resale certificate in lieu of tax to suppliers of tangible personal property only if care, custody, and control of the property will be transferred to the service provider's client. For example, an information provider purchases magnetic tape to transfer information to customers. The tape is transferred to the customer, and the customer owns and uses the tape to review the information. The information provider may purchase the tape tax free by issuing a resale certificate. Tax is due on the total amount charged the customer, including amounts for the tape and for the services.

(2)

A resale certificate may be issued for a service if the buyer intends to transfer the service as an integral part of taxable services. A service will be considered an integral part of a taxable service if the service purchased is essential to the performance of the taxable service and without which the taxable service could not be rendered.

(3)

A resale certificate may be issued for a taxable service if the buyer intends to incorporate the service into tangible personal property which will be resold. If the entire service is not incorporated into the tangible personal property, it will be presumed the service is subject to tax and the service will only be exempt to the extent the buyer can establish the portion of the service actually incorporated into the tangible personal property. If the buyer does not intend to incorporate the entire service into the tangible personal property, no resale certificate may be issued, but credit may be claimed at the time of sale of the tangible personal property to the extent the service was actually incorporated into the tangible personal property.

(e)

[ (f) ] Unrelated services.

(1)

A service will be considered as unrelated if:

(A)

it is not an information service nor a service taxed under other provisions of the Tax Code, Chapter 151;

(B)

it is of a type which is commonly provided on a stand-alone basis; and

(C)

the performance of the unrelated service is distinct and identifiable. Examples of an unrelated service which may be excluded from the tax base include consultation, training, expedited filing charges, escrow fees, or charges for proprietary information.

(2)

Where nontaxable unrelated services and taxable services are sold or purchased for a single charge and the portion relating to taxable services represents more than 5.0% of the total charge, the total charge is presumed to be taxable. The presumption may be overcome by the information provider at the time the transaction occurs by separately stating to the customer a reasonable charge for the taxable services. However, if the charge for the taxable portion of the services is not separately stated at the time of the transaction, the service provider or the purchaser may later establish for the comptroller, through documentary evidence, the percentage of the total charge that relates to nontaxable unrelated services. The information provider's books must support the apportionment between exempt and nonexempt activities based on the cost of providing the service or on a comparison to the normal charge for each service if provided alone. If the charge for exempt services is unreasonable when the overall transaction is reviewed considering the cost of providing the service or a comparable charge made in the industry for each service, the comptroller will adjust the charges and assess additional tax, penalty, and interest on the taxable services.

(3)

Charges for services or expenses directly related to and incurred while providing the taxable service are taxable and may not be separated for the purpose of excluding these charges from the tax base. Examples would be charges for meals, telephone calls, hotel rooms, or airplane tickets.

(f)

[ (g) ] Service benefit location. If both the information service provider and the customer are located in Texas, Texas tax is due.

(g)

[ (h) ] Service benefit location - multistate customer.

(1)

To the extent information service is used to support a separate, identifiable segment of a customer's business (other than general administration or operation of the business) the service is presumed to be used at the location where that part of the business is conducted.

(2)

If that part of the business is conducted at locations both within and outside the state, the service is not taxable to the extent it is used outside Texas. A multistate customer may use any reasonable method for allocation which is supported by business records.

(3)

A multistate customer purchasing information services for the benefit of both in-state and out-of-state locations is responsible for issuing to the information service provider an exemption certificate asserting a multistate benefit, and for reporting and paying the tax on that portion of the charge for information which will benefit the Texas location. An information provider that accepts such a certificate in good faith is relieved of responsibility for collecting and remitting tax on transactions to which the certificate relates.

(4)

The customer's books must support the assignment of the service to an identifiable segment of the business, the determination of the location or locations of the use of the service, and the allocation of the taxable charge to Texas.

(5)

To the extent the use of the service cannot be assigned to an identifiable segment of a customer's business, the service is presumed to be used to support the administration or operation of the customer's business generally. The service is presumed to be used at the customer's principal place of business. The principal place of business means the place from which the trade or business is directed or managed.

(h)

[ (i) ] Local taxes.

(1)

For local sales tax purposes, city, county, transit authority, and special purpose district sales taxes are due if an information provider has only one place of business (the location where clients request service) within the boundaries of a local taxing entity. Local sales tax must be collected based on the tax rate at that location, except that no MTA or CTD sales tax is due on services provided at a location outside the boundaries of the transit area. In the case of multiple locations, if an order for service is placed at one location but the service is provided at another location, the place of business from which the service is provided will determine to which local taxing entity the tax is allocated.

(2)

If a place of business is outside the boundaries of a local taxing entity, the information provider will be required to collect local use tax if the client is within the local taxing entity and the information provider has representation in the local taxing entity as outlined in §3.286 of this title (relating to Seller's and Purchaser's Responsibilities). Even if the information provider is not required to collect local use tax, the client is still liable for the tax if the service is performed or a benefit is derived from the service within the boundaries of a local taxing entity.

(A)

An in-state customer purchasing information services for the benefit of locations in more than one local taxing entity is responsible for issuing to the information provider an exemption certificate asserting a multi-city benefit and for determining the extent of benefit for each entity. The local tax for each entity must be reported, allocated, and paid by the customer. An information provider that accepts in good faith an exemption certificate claiming a multi-city benefit is relieved of responsibility for collecting and remitting local tax on transactions to which the certificate relates.

(B)

A multistate customer purchasing information services for the benefit of both in-state and out-of-state locations is responsible for issuing an exemption certificate and for reporting and paying local tax as provided by subsection (f)(3) and (4) of this section.

(i)

[ (j) ] Use tax. If an information provider is not doing business in Texas or in specific local taxing jurisdictions and is not required to collect Texas state or local tax, it is the Texas customer's responsibility to report the state and local use tax directly to this office.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 6, 2000.

TRD-200003986

Martin Cherry

Deputy General Counsel for Tax Policy and Agency Affairs

Comptroller of Public Accounts

Earliest possible date of adoption: July 23, 2000

For further information, please call: (512) 463-3699


34 TAC §3.366

The Comptroller of Public Accounts proposes a new §3.366, concerning Internet access services. The new section reflects the addition to the Tax Code of an exemption for Internet access service. The relevant statutory provisions are found in Tax Code, §§151.00303, 151.00394, and 151.325, and in changes made to Tax Code, §151.0101(a) and §151.0103, by Senate Bill 441, 76th Legislature, 1999, effective October 1, 1999.

James LeBas, Chief Revenue Estimator, has determined that for the first five-year period the new rule will be in effect there will be no significant revenue impact on the state or units of local government.

Mr. LeBas also has determined that for each year of the first five years the new rule is in effect, the public benefit anticipated as a result of enforcing the rule will be in providing new information regarding tax responsibilities. The rule would have no significant fiscal impact on small businesses. There is no significant anticipated economic cost to individuals who are required to comply with the proposed rule.

Comments on the proposal may be submitted to Bryant K. Lomax, Manager, Tax Policy Division, P.O. Box 13528, Austin, Texas 78711.

This new section is proposed under the Tax Code, §111.002, which provides the comptroller with the authority to prescribe, adopt, and enforce rules relating to the administration and enforcement of the provisions of the Tax Code, Title 2.

The new section implements the Tax Code, §§151.00303, 151.00394, 151.325, 151.0101(a), 151.0103.

§3.366.Internet Access Services.

(a)

Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(1)

Internet - collectively the myriad of computer and telecommunications facilities, including equipment and operating software, that comprise the interconnected worldwide network of networks that employ the Transmission Control Protocol / Internet Protocol, or any predecessor or successor protocols to the protocol, to communicate information of all kinds by wire or radio.

(2)

Internet access service - a service that enables users to access content, information, electronic mail, or other services offered over the Internet and may also include access to proprietary content, information, and other services as part of a package of services offered to consumers. The term does not include telecommunications services or other taxable services, unless these services are provided in conjunction with and are merely incidental to the provision of Internet access service. For example: Basic Internet access service includes the ability to access general information (an information service) and/or the ability to send information or messages via e-mail (a telecommunication service). These services are incidental to the provision of Internet access services and, unless separately stated, are considered part of the Internet access service. On the other hand, a person selling information services using the Internet, such as a company selling stock market prices, is not providing an Internet access service and must collect tax on the charge for its information service.

(b)

Amount subject to tax. The sale, use, or other consumption in this state of Internet access service is exempt from sales or use tax in an amount not to exceed the first $25 of a monthly charge. This exemption applies to the total sales price the service provider charges a purchaser for Internet access, without regard to whether the service provider charges one lump-sum amount or separately bills the purchaser for each user. For example: Company A buys Internet access for 25 employees at several locations. The first $25 of the total charge to Company A is exempt and not the first $25 of each user's apportioned cost. Because a "purchaser" is a single entity and the $25 exemption is provided per purchaser, not user, account, or site, separate billings for employees or for different locations will not reduce the taxable amount. This exemption applies without regard to:

(1)

whether the Internet access service is bundled with another service, including any other taxable service; or

(2)

the billing period used by the service provider. Example: An Internet access service is provided for a set fee of $99 per year. The fee will qualify in its entirety for exemption because the monthly charge is less than $25. The exemption applies to services performed on or after October 1, 1999. The exemption does not apply to services performed before the effective date and billed or paid for after the effective date of the exemption.

(c)

Hold permits. All providers of Internet access services must obtain a Texas sales and use tax permit and collect tax on the total amount subject to tax as provided in subsection (b) of this section, or accept a properly completed resale, exemption, or direct payment permit exemption certificate in lieu of collecting tax. See §3.285 of this title (relating to Resale Certificate; Sales for Resale); §3.287 of this title (relating to Exemption Certificates); and §3.288 of this title (relating to Direct Payment Procedures and Qualifications).

(d)

Resale certificates.

(1)

Providers of Internet access services may issue resale certificates in lieu of tax to suppliers of tangible personal property only if care, custody, and control of the property is transferred to the customers. For example, a service provider purchases diskettes to transfer software to customers. The service provider may purchase the diskettes tax free by issuing a resale certificate. However, promotional diskettes provided to potential customers are not resold and are taxable.

(2)

An entity that markets Internet access services for others and gives away, or sells for a nominal amount (less than 25%), computer-related equipment as an inducement to sign an Internet service contract is considered the consumer of the equipment and must pay tax on its acquisition cost of the equipment. An entity that markets Internet access services for others and also sells related equipment for 25% or more of acquisition cost is a retailer of the equipment. The entity may buy the transferred equipment tax free for resale and collect tax on its charge to its customers. For example, Company A markets Internet access services provided by Company B. Company A purchases computers for $400 that it offers to customers for free when a customer signs a contract for Internet access service with Company B. Company A is the consumer of the computer and owes tax when it purchases the computer. If Company A sells the computer to its customer for $100 or more (25% or more of cost), Company A may purchase the computer tax free for resale but must collect tax from its customer on the sales price of the computer ($100). If Company A sells the computer for less than $100 under the condition that the customer will purchase Internet access service from Company B, the nominal amount paid by the customer is not taxable and Company A must pay tax on the original purchase price of the equipment.

(3)

A resale certificate may be issued for a service if the buyer intends to transfer the service as an integral part of taxable services. A service will be considered an integral part of a taxable service if the service purchased is essential to the performance of the taxable service and without which the taxable service could not be rendered. For example, a provider of Internet access service may purchase tax free for resale telecommunication services used to provide the Internet access services.

(e)

Service benefit location. If both the Internet access service provider and the customer are located in Texas, Texas tax is due.

(f)

Service benefit location - multi-state customer.

(1)

To the extent Internet access service is provided to and accessed by a multi-state customer with users both within and outside of Texas, the service is presumed to be used at the location from which the Internet is accessed. The service is not taxable to the extent it is used outside Texas. A multi-state customer may use any reasonable method for allocation that is supported by business records.

(2)

A multi-state customer purchasing Internet access services for the benefit of both in-state and out-of-state locations is responsible for issuing to the Internet access service provider an exemption certificate asserting a multi-state benefit, and for reporting and paying the tax on that portion of the Internet access charge that will benefit the Texas location. An Internet access service provider that accepts such a certificate in good faith is relieved of responsibility for collecting and remitting tax on transactions to which the certificate relates.

(g)

Local taxes.

(1)

For local sales tax purposes, city, county, transit authority, and/or special purpose district sales taxes are due if the Internet access service provider has only one place of business (the location from which the provider accepts orders for Internet service) within the boundaries of a local taxing entity. Local sales tax must be collected based upon the tax rate at that location, except that no transit authority sales tax is due on services provided to a location outside the boundaries of the transit area. In the case of multiple locations, if an order for Internet service is taken at one location but the service is provided from another location from which customers may order service, the place of business from which the service is provided will determine to which local taxing entity the tax is allocated.

(2)

For the purposes of the local use tax, if a place of business is outside the boundaries of a local taxing entity, the Internet access service provider will be required to collect local use tax if the client is within the local taxing entity and the service provider has representation in the local taxing entity as outlined in §3.286 of this title (relating to Seller's and Purchaser's Responsibilities). Even if the service provider is not required to collect local use tax, the client is still liable for the tax if the service is received or a benefit is derived from the service within the boundaries of a local taxing entity.

(3)

An in-state customer purchasing Internet access services for the benefit of locations in more than one local taxing entity is responsible for issuing to the Internet access service provider an exemption certificate claiming a multi-city benefit and for determining the extent of benefit for each entity. The local use tax for each entity must be reported, allocated, and paid by the customer. An Internet access service provider that accepts in good faith an exemption certificate claiming a multi-city benefit is relieved of responsibility for collecting and remitting local tax on transactions to which the certificate relates.

(h)

Use tax. If a provider of an Internet access service is not engaged in business in Texas or in a specific local taxing jurisdiction and is not required to collect Texas tax, it is the Texas customer's responsibility to report and pay the state and local use tax directly to this office.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 6, 2000.

TRD-200003987

Martin Cherry

Deputy General Counsel for Tax Policy and Agency Affairs

Comptroller of Public Accounts

Earliest possible date of adoption: July 23, 2000

For further information, please call: (512) 463-3699


Subchapter V. FRANCHISE TAX

34 TAC §3.579

The Comptroller of Public Accounts proposes a new §3.579, concerning child care credits. This new section is the result of Tax Code, new Subchapter N, §§171.701 - 171.707, and new Subchapter R, §§171.831 - 171.836. This new section is in accordance with Senate Bill 441 passed by the 76th Legislature, 1999. The section provides franchise tax guidelines for eligibility and calculation of two credits: day care and after school care. These credits are for expenditures made in Texas on or after January 1, 2000.

James LeBas, Chief Revenue Estimator, has determined that for the first five-year period the rule will be in effect there will be no significant revenue impact on the state or local government.

Mr. LeBas also has determined that for each year of the first five years the rule is in effect the public benefit anticipated as a result of enforcing the rule will be the clarification of Comptroller policy related to calculation of the day care credit and the after-school care credit. This rule is adopted under the Tax Code, Title 2, and does not require a statement of fiscal implications for small businesses. There is no significant anticipated economic cost to individuals who are required to comply with the proposed rule.

Comments on the proposal may be submitted to Bryant K. Lomax, Manager, Tax Policy Division, P.O. Box 13528, Austin, Texas 78711.

This new section is proposed under the Tax Code, §111.002, which provides the comptroller with the authority to prescribe, adopt, and enforce rules relating to the administration and enforcement of the provisions of the Tax Code, Title 2.

The new section implements the Tax Code, §§171.701-171.707 and §§171.831- 171.836.

§3.579.Child Care Credits.

(a)

Effective date. A corporation may claim a day care credit or an after school credit only for expenditures made in Texas on or after January 1, 2000.

(b)

Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(1)

"Day-care center" has the meaning assigned by Human Resources Code, §42.002.

(2)

"Expenditure" means a direct contribution, donation, gift, or payment, but does not include an indirect contribution, donation, gift, or payment. Subsections (e) and (f) of this section set out qualifying expenditures. For example, a payment to an organization directly operating a qualifying program could be a qualifying expenditure, but a payment to a charitable organization who distributes the funds to another organization that actually operates the qualifying program will not be a qualifying expenditure.

(3)

"Family home" has the meaning assigned by Human Resources Code, §42.002.

(4)

"Primarily" means more than 50%.

(5)

"School-age child care" means care provided before or after school and during the summer and holidays primarily for children who are at least five years of age but younger than 14 years of age. The program must provide care during school holidays, when most businesses are open and most parents are working, but need not provide care on universally-recognized holidays, such as Thanksgiving, Christmas, and New Year's Day.

(c)

Information required. A corporation that claims the day care credit under this section must submit all additional information required by the Comptroller necessary to complete the report required by Tax Code, §171.707.

(d)

Limitations. A corporation may not convey, assign, or transfer the day care credit or after school credit to another entity, unless all of the assets of the corporation are conveyed, assigned, or transferred in the same transaction.

(e)

Day care credit.

(1)

A corporation may claim a credit under this subsection only for a qualifying expenditure relating to:

(A)

the establishment or operation of a day-care center primarily to provide care for the children of employees of the corporation or for children of the employees of the corporation and one or more other entities sharing the costs of establishing and operating the center; or

(B)

the purchase of child-care services that are actually provided to children of employees of the corporation at a:

(i)

day-care center; or

(ii)

family home that is registered or listed with the Department of Protective and Regulatory Services under Human Resources Code, Chapter 42.

(2)

A qualifying expenditure means an expenditure for:

(A)

planning the day-care center;

(B)

preparing a site to be used for the day-care center;

(C)

constructing the day-care center;

(D)

renovating or remodeling a structure to be used for the day-care center;

(E)

purchasing equipment necessary in the use of the day-care center and installed for permanent use in or immediately adjacent to the day-care center, including kitchen appliances and other food preparation equipment;

(F)

expanding the day-care center;

(G)

maintaining and operating the day-care center, including paying direct administration and staff costs; or

(H)

purchasing all or part of child-care services that are actually provided to children of employees of the corporation at a day-care center or registered or listed family home.

(3)

The amount of credit is:

(A)

equal to the lesser of 50% of the corporation's qualifying expenditures or $50,000; and

(B)

not to exceed 90% of the amount of tax due for the report on which the credit is claimed.

(4)

If a corporation shares in the cost of establishing or operating a day-care center, the corporation is entitled to a credit for the qualifying expenditures made by that corporation, subject to the limitation prescribed by subsection (d) of this section.

(5)

A corporation must apply for a credit under this subsection on or with the franchise tax report for the period for which the credit is claimed.

(6)

If the corporation is claiming a credit for a qualifying expenditure for purchasing child-care services, the corporation must maintain proof that the services were actually provided to children of employees of the corporation at a day-care center or registered or listed family home.

(7)

The comptroller shall adopt a form for corporations to use to apply for and claim the credit. A corporation must use this form to apply for and claim the credit.

(8)

A corporation may claim a credit under this subsection for qualifying expenditures made during an accounting period only against the tax owed for the corresponding reporting period.

(f)

After school care credit.

(1)

A corporation may claim a credit under this subsection only for a qualifying expenditure relating primarily to the operation of a school-age child care program that is operated by:

(A)

a nonprofit organization licensed under Human Resources Code, Chapter 42;

(B)

a nonprofit, accredited educational facility, including:

(i)

an organization whose standards of care are consistent with those set out by a recognized national accreditation body for school-age child care, or

(ii)

an organization who is a charter member of a national organization that establishes school- age child care guidelines as a prerequisite for national affiliation or membership;

(C)

another nonprofit entity under contract with the nonprofit, accredited educational facility, if the Texas Education Agency or Southern Association of Colleges and Schools has approved the curriculum content of the program operated under the contract; or

(D)

a county or municipality, if the governing body of the county or municipality annually adopts standards of care by order or ordinance that include minimum child-to-staff ratios, staff qualifications, facility, health, and safety standards, and mechanisms for monitoring and enforcing the standards.

(2)

A qualifying expenditure means an expenditure for:

(A)

constructing, renovating, or remodeling a facility or structure to be used by the program;

(B)

purchasing necessary equipment, supplies, or food to be used in the program; or

(C)

operating the program, including administrative and staff costs.

(3)

The amount of the credit is equal to 30% of a corporation's qualifying expenditures.

(4)

A corporation may claim a credit under this subsection for a qualifying expenditure during an accounting period only against the tax owed for the corresponding reporting period.

(5)

A corporation may not claim a credit in an amount that exceeds 50% of the amount of net franchise tax due, after applying any other credits, for the reporting period.

(6)

A corporation must apply for a credit under this subsection on or with the tax report for the period for which the credit is claimed.

(7)

The comptroller shall adopt a form for corporations to use to apply for and claim the credit. A corporation must use this form to apply for and claim a credit.

(8)

A corporation is not eligible for the credit if the corporation cannot establish that the facilities, equipment, supplies, food, administrative services, and staff services are primarily used for the program. Therefore, a corporation must maintain proof, in the form of a written acknowledgement provided by the recipient operating the qualifying program. The written acknowledgement must set out the amount of the donation, contribution, gift, or payment and must specify that the donation, contribution, gift, or payment will be used for a qualifying expenditure, as set out in subsection (f)(2) of this section, primarily for the program.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 9, 2000.

TRD-200004062

Martin Cherry

Deputy General Counsel for Tax Policy and Agency Affairs

Comptroller of Public Accounts

Earliest possible date of adoption: July 23, 2000

For further information, please call: (512) 463-4062


Part 3. TEACHER RETIREMENT SYSTEM OF TEXAS

Chapter 41. INSURANCE PROGRAMS

Subchapter B. LONG-TERM CARE, DISABILITY AND LIFE INSURANCE

34 TAC §§41.17 - 41.20

The Teacher Retirement System of Texas (TRS) proposes new §§41.17, 41.18, 41.19, and 41.20 concerning the Texas Public School Employees and Retirees Group Long-Term Care Insurance Program. Specifically, these proposed new sections reflect program details relating to eligibility, enrollment timelines and coverage timelines. The purpose of the proposed new rules is to notify eligible participating members, eligible retirees, and their eligible family members of the guidelines and timelines for eligibility, enrollment, and coverage.

Ronnie Jung, Chief Financial Officer, has determined that for each year of the first five-year period the proposed rules are in effect there will be no fiscal implications to state or local governments as a result of enforcing or administering the rules.

Mr. Jung has also determined that for each year of the first five years the proposed rules are in effect the public benefit anticipated will be that there will be clarity regarding the agency's ability to select or reject coverage options. There will be no effect on small businesses. There are no anticipated economic costs to the persons who are required to comply with the rules as proposed.

Comments on the proposal may be submitted to Charles L. Dunlap, Executive Director, 1000 Red River, Austin, Texas 78701.

These sections are proposed under the Insurance Code Art. 3.50-4A, which gives TRS authority to adopt rules as necessary to implement and administer the Texas Public School Employees Group Long-Term Care Insurance Program. The new sections are also proposed under Government Code, Chapter 825, §825.102, which authorizes the Board of Trustees of the Teacher Retirement System to adopt rules for the transaction of business of the Board.

No other articles, statutes or codes are affected by this proposal.

§41.17.Definitions.

The following words and terms when used in subchapter B shall have the following meanings, unless the context clearly indicates otherwise.

(1)

Carrier or Insurer--Any entity authorized by the Texas Department of Insurance to provide any of the insurance coverage, benefits, or services described by Insurance Code art. 3.50-4A under the insurance laws of this state.

(2)

Effective date of employment--The first day of active duty in an eligible employee's first TRS-covered position in a Texas public school.

(3)

Eligible family members--Family members described in §41.18(a) and (b) of this title (relating to Eligibility for Texas Public School Employees and Retirees Group Long-Term Care Insurance Program).

(4)

Newly hired--Eligible employees who begin employment in their first TRS-covered position in a Texas public school during or after the initial enrollment period.

(5)

Participating member--A person defined by Government Code §§822.001 and 822.002 whose membership has not terminated as described by Government Code §§822.003 - 822.006.

(6)

Trustee or TRS--The Teacher Retirement System of Texas.

§41.18.Eligibility for Texas Public School Employees and Retirees Group Long-Term Care Insurance Program.

(a)

Participating members of the Teacher Retirement System of Texas who are not participating in a group insurance program under the Texas Employees Uniform Group Insurance Benefits Act or the Texas State College and University Employees Uniform Insurance Benefits Act, their spouses, surviving spouses, parents, grandparents, parents of their spouses and parents of their surviving spouses shall be eligible under the Insurance Code, Article 3.50-4A.

(b)

Texas public school retirees, as defined by Insurance Code, Article 3.50-4A, §2, who are not participating in a group insurance program under the Texas Employees Uniform Group Insurance Benefits Act or the Texas State College and University Employees Uniform Insurance Benefits Act, their spouses, surviving spouses, parents, grandparents, parents of their spouses and parents of their surviving spouses shall be eligible under the Insurance Code, Article 3.50-4A.

§41.19.Enrollment Periods for Texas Public School Employees and Retirees Group Long-Term Care Insurance Program.

(a)

The initial enrollment period for eligible participating members and their eligible family members to participate in the long-term care insurance program shall begin on August 1, 2000 and end at 11:59 p.m. Central Time November 30, 2000.

(b)

The initial enrollment period for eligible Texas public school retirees and their Eligible Family Members to participate in the long-term care insurance program shall begin on July 3, 2000 and end at 11:59 p.m. Central Time September 30, 2000.

(c)

In accordance with Insurance Code, Article3.50-4A, the trustee has authority to declare periodic open enrollment and the rules and conditions for such open enrollment periods.

(d)

The standard enrollment period for newly hired eligible participating members and their eligible family members to participate in the long-term care insurance program shall begin on the effective date of employment and end at 11:59 p.m. Central Time on the 30th day after the effective date of employment.

(e)

The standard enrollment period for eligible current Texas public school employees who are covered under their employer-sponsored group long-term care plan will begin on the date such plan is terminated by their employer and end at 11:59 p.m. Central Time on the 30th day after the termination date of such plan.

(f)

The standard enrollment period for surviving spouses of eligible participating members and surviving spouses of eligible retirees to participate in the long-term care insurance program shall begin on the first day after the eligible employee or retiree dies and end at 11:59 p.m. central time on the 30th day after the end of the month in which the eligible participating member or retiree dies.

(g)

The standard enrollment period for new spouses and parents of new spouses shall begin on the date of the eligible participating member's or retiree's marriage and end at 11:59 p.m. Central Time on the 30th day after marriage.

(h)

If an eligible individual described in subsection (d), (e), (f) or (g) of this section is permitted to enroll under two or more of the provisions of this section, the individual may enroll during the timeframe of either enrollment period.

(i)

An individual's status as an eligible retiree, eligible participating member or eligible family member shall be determined as of the date a complete enrollment application is received by the carrier.

§41.20.Effective Date of Coverage Under the Texas Public School Employees and Retirees Group Long-Term Care Insurance Program.

(a)

Coverage for eligible retirees and eligible family members of eligible retirees of the Teacher Retirement System of Texas who enroll during the initial enrollment period and who satisfy underwriting guidelines shall be effective the later of:

(1)

October 1, 2000; or

(2)

The first day of the month after the date the carrier grants underwriting approval.

(b)

Coverage for eligible participating members of the Teacher Retirement System of Texas who enroll during the initial enrollment period and who satisfy underwriting guidelines shall be effective on the later of:

(1)

December 1, 2000; or

(2)

The first day of the month after the date the carrier grants underwriting approval.

(c)

Coverage for eligible family members of eligible participating members of the Teacher Retirement System of Texas who enroll during the initial enrollment period and who satisfy underwriting guidelines shall be effective on the later of:

(1)

December 1, 2000; or

(2)

The first day of the month after the date the carrier grants underwriting approval.

(d)

Coverage for newly hired eligible participating members of the Teacher Retirement System of Texas who enroll during their first 30 days of eligibility shall be effective on the first day of the month following the carrier's receipt of complete enrollment materials.

(e)

Coverage for eligible family members of newly hired eligible participating members of the Teacher Retirement System of Texas who enroll during their first 30 days of eligibility and who satisfy underwriting guidelines shall be effective on the first day of the month after the date the Carrier grants underwriting approval.

(f)

Coverage for eligible participating members and retirees of the Teacher Retirement System of Texas who enroll during open enrollment periods which may be determined by the trustee and who satisfy underwriting guidelines shall be effective on the date established by the trustee.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on June 12, 2000.

TRD-200004123

Charles Dunlap

Executive Director

Teacher Retirement System of Texas

Proposed date of adoption: July 28, 2000

For further information, please call: (512) 391-2115