TITLE 40.SOCIAL SERVICES AND ASSISTANCE

Part 1. TEXAS DEPARTMENT OF HUMAN SERVICES

Chapter 19. NURSING FACILITY REQUIREMENTS FOR LICENSURE AND MEDICAID CERTIFICATION

Subchapter T. ADMINISTRATION

40 TAC §19.1926

The Texas Department of Human Services (DHS) proposes new §19.1926, concerning medicaid hospice services, in its Nursing Facility Requirements for Licensure and Medicaid Certification chapter. DHS is simultaneously filing a related proposal in Chapter 30 in this issue of the Texas Register .

The purpose of the new section is to delineate the responsibilities nursing facilities have when they contract with a hospice provider because there has been some confusion in this area. The new section addresses the content of the contract between the nursing facility and hospice, the responsibilities of both providers, the plan of care, and the documentation that must be a part of the nursing facility's clinical records.

Eric M. Bost, commissioner, has determined that for the first five-year period the new section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the new section.

Mr. Bost also has determined that for each year of the first five years the new section is in effect the public benefit anticipated as a result of enforcing the new section will be ensured accountability and consistency of service delivery among the hospice and nursing facility providers. Nursing facility providers will be more accountable to the department in that they must ensure that required documentation is on file and that there are joint procedures with the hospice provider regarding the ordering and paying for medications. The economic impact will be minimal and will be the same for large, small, and micro- businesses. Currently, providers must follow the federal Medicaid rules and state licensing rules. This rule will encourage the nursing facility and hospice provider base to communicate and work with each other to ensure that the needs of the recipients are met.

Questions about the content of this proposal may be directed to Maxcine Tomlinson at (512) 438-3169 in DHS's Long Term Care Policy Section. Written comments on the proposal may be submitted to Supervisor, Rules and Editing Unit-212, Texas Department of Human Services E-205, P.O. Box 149030, Austin, Texas 78714-9030, within 30 days of publication in the Texas Register .

Under §2007.003(b) of the Texas Government Code, the department has determined that Chapter 2007 of the Government Code does not apply to this rule. Accordingly, the department is not required to complete a takings impact assessment regarding this rule.

The new section is proposed under the Human Resources Code, Title 2, Chapters 22 and 32, which authorizes the department to administer public and medical assistance programs and under Texas Government Code §531.021, which provides the Health and Human Services Commission with the authority to administer federal medical assistance funds.

The new section implements the Human Resources Code, §§22.001-22.030 and §§32.001-32.042.

§19.1926.Medicaid Hospice Services.

(a)

When a nursing facility (NF) contracts for hospice services for residents, the nursing facility must:

(1)

have a written contract for the provision of arranged services. Authorized representatives of the NF and hospice must sign the contract. The contract must include the following:

(A)

the services to be provided;

(B)

a stipulation that hospice-related services performed by NF staff may be provided only with the express authorization of the hospice;

(C)

how the contracted services are to be coordinated, supervised, and evaluated by the hospice and the NF;

(D)

delineation of the roles of the hospice and the NF in the admission process, recipient and family assessment, and the interdisciplinary team case conferences;

(E)

a requirement for documentation of services furnished; and

(F)

the qualifications of the personnel providing the services;

(2)

provide room and board services, which include the performance of personal care services including: assistance in the activities of daily living, administration of medication, socializing activities, maintaining the cleanliness of a resident's room, and supervision and assisting in the use of durable medical equipment and prescribed therapies.

(3)

immediately notify the hospice of any significant changes in the hospice recipient's condition;

(4)

have joint procedures with the hospice provider for ordering medications that ensure the proper payor is billed and for reconciling billing between NF and hospice, including:

(A)

contacting the hospice prior to filling a new prescription; and

(B)

ensuring that drugs unrelated to the terminal illness are ordered through the Vendor Drug program; and

(5)

ensure that hospice documentation is a part of the current clinical record. At a minimum, documentation will include the current and past:

(A)

Texas Medicaid Hospice Recipient Election/Cancellation form;

(B)

Texas Medicaid Hospice - Nursing Facility Assessment form;

(C)

Physician Certification of Terminal Illness form;

(D)

Medicare Election Statement, if dually eligible;

(E)

verification that the recipient does not have Medicare Part A;

(F)

hospice interdisciplinary assessments;

(G)

hospice plan of care; and

(H)

current interdisciplinary notes, which include the following:

(i)

nurses notes and summaries;

(ii)

physician orders and progress notes; and

(iii)

medication and treatment sheets during the hospice certification period.

(b)

The NF and hospice must ensure that the coordinated plan of care reflects the participation of the hospice, the NF, the recipient, and the recipient's legal representative to the extent possible. The plan of care must include directives for managing pain and other uncomfortable symptoms, and must be revised and updated as necessary to reflect the individual's current status.

(c)

The recipient has the right to refuse any services from the nursing facility and the hospice provider.

(d)

The hospice retains overall professional management responsibility for directing the implementation of the plan of care related to the terminal illness and related conditions, which includes:

(1)

designation of a hospice registered nurse to coordinate the implementation of the plan of care;

(2)

provision of substantially all core services (physician, nursing, medical social work, and counseling services) that must be routinely provided directly by the hospice employees, and cannot be delegated to the NF, as outlined under 42 Code of Federal Regulations §418.80;

(3)

provision of drugs and medical supplies as needed for palliation and management of the terminal illness and related conditions; and

(4)

involvement of NF personnel in assisting with the administration of prescribed therapies in the plan of care only to the extent that the hospice would routinely use the services of a hospice patient's family or caregiver in the home setting.

(e)

The hospice may arrange to have non-core hospice services provided by the NF if the hospice assumes professional management responsibility for the services and assures these services are performed in accordance with the policies of the hospice and the recipient's plan of care.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 21, 2000.

TRD-200005032

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 438-3108


Chapter 30. MEDICAID HOSPICE PROGRAM

The Texas Department of Human Services (DHS) proposes the repeal of §30.101, concerning program administration; §30.103, concerning program coverage; and §30.105, concerning eligibility, and proposes new §30.2, concerning program basis; §30.4, concerning definitions; §30.10, concerning eligibility requirements; §30.12, concerning duration of hospice care coverage-election periods; §30.14, concerning certification of terminal illness; §30.16, concerning election of hospice care; §30.18, concerning revoking the election of hospice care; §30.20, concerning change of the designated hospice; §30.30, concerning requirements for participation as a medicaid hospice provider; §30.32, concerning disclosure requirements for a Medicaid hospice provider; §30.34, concerning change of ownership; §30.36, concerning effective dates of provider contracts; §30.40, concerning condition of participation-physical therapy, occupational therapy, and speech-language pathology; §30.50, concerning requirements for reimbursement; §30.52, concerning waiver requirements for nursing services or occupational, physical, and speech therapies; §30.54, concerning special coverage requirements; §30.60, concerning Medicaid hospice payments and limitations; §30.62, concerning medicaid hospice claims processing requirements; §30.70, concerning procedural requirements; §30.80, concerning enforcement generally; §30.82, concerning sanctions; §30.84, concerning referral to the attorney general; §30.90, concerning utilization review and control activities performed by Texas Health and Human Services Commission (HHSC) utilization review (UR) department; §30.92, concerning Texas index for level of effort (TILE) assessments; and §30.100, concerning additional requirements, in its Medicaid Hospice Program chapter. DHS is simultaneously filing a related proposal in Chapter 19 in this issue of the Texas Register .

The purpose of the proposal for both the repeals and new sections is to provide current rules that address Medicaid contracting in the Medicaid Hospice Program. The rules delineate hospice providers' contractual responsibilities when they contract with the department as a Medicaid hospice provider. The rules specifically address eligibility, election periods, certification of terminal illness, election of hospice care, selection of a hospice, Medicaid contracts and applications, reimbursement, payments and limitations, continuous home care, levels of care, claims processing, inspections, enforcement, utilization review, documentation in a nursing facility, and solicitation.

Eric M. Bost, commissioner, has determined that for the first five-year period the repeals and new sections are in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the repeals and new sections.

Mr. Bost also has determined that for each year of the first five years the repeals and new sections are in effect the public benefit anticipated as a result of enforcing the repeals and new sections will be ensured accountability and consistency of service delivery among the hospice providers. There will be an effect on large, micro, and small businesses. Most of these rules are not additional requirements. Providers are required to follow federal guidelines. The department is putting the federal guidelines into state rules with additional requirements. New requirements that may have a fiscal impact on the businesses are as follows: (1) Providers will be required to conduct a client-specific comprehensive assessment for subsequent physician certifications after the first year on hospice. Additional staff time will be needed to meet this requirement. (2) Continuous Home Care may be provided for up to five days. Additional days may be provided upon approval by the department. Providers may appeal denial to extend continuous home care days. Currently, providers can provide an unlimited amount of continuous home care, assuming that the department will pay for those days. The department may decline to pay for these days. This rule will assure them that at least five days may be paid for and the department will advise them if additional days will be covered. Additional staff time and money will be spent on copying and overnight expressing the documentation to the department when a waiver request or a request for reconsideration is sought. (3) Providers must chart procedures in the nursing facility clinical record and notify staff of changes in the recipients' conditions. The hospice must have joint procedures with the nursing facility for ordering medications that ensure the proper biller is paid and for reconciling billing between the hospice and nursing facility. The economic impact in this area will be minimal for providers.

Questions about the content of this proposal may be directed to Maxcine Tomlinson at (512) 438-3169 in DHS's Long Term Care Policy Section. Written comments on the proposal may be submitted to Supervisor, Rules and Editing Unit-212, Texas Department of Human Services E-205, P.O. Box 149030, Austin, Texas 78714-9030, within 30 days of publication in the Texas Register .

Under §2007.003(b) of the Texas Government Code, the department has determined that Chapter 2007 of the Government Code does not apply to these rules. Accordingly, the department is not required to complete a takings impact assessment regarding these rules.

Subchapter A. INTRODUCTION

40 TAC §30.2, §30.4

The new sections are proposed under the Human Resources Code, Title 2, Chapters 22 and 32, which authorizes the department to administer public and medical assistance programs, and under Texas Government Code §531.021, which provides the Health and Human Services Commission with the authority to administer federal medical assistance funds.

The new sections implement the Human Resources Code, §§22.001-22.030 and §§32.001-32.042.

§30.2.Program Basis.

The Texas Department of Human Services (DHS) manages the Texas Medicaid Program on behalf of the Texas Health and Human Services Commission. Hospice providers participating in the Medicaid hospice program must comply with all federal and state regulations that govern the Medicaid hospice program, including the federal regulations in 42 Code of Federal Regulations Part 418.

§30.4.Definitions.

The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise. Individual subchapters may have definitions which are specific to the subchapter.

(1)

Adverse action - As defined under §79.1601 of this title (relating to Definitions).

(2)

Attending physician - A physician who:

(A)

is a doctor of medicine or osteopathy; and

(B)

is identified by the individual, at the time the individual elects to receive hospice care, as having the most significant role in the determination and delivery of the individual's medical care.

(3)

Bereavement counseling - Counseling services provided to the individual's family after the individual's death.

(4)

Cap period - The 12-month period ending October 31 used in the application of the cap on overall hospice reimbursement specified in §30.60 of this title (relating to Medicaid Hospice Payments and Limitations).

(5)

Curative care - Care designed to restore a person to health.

(6)

Employee - An employee (defined by the Social Security Act, Section 210(j)) of the hospice or, if the hospice is a subdivision of an agency or organization, an employee of the agency or organization who is appropriately trained and assigned to the hospice unit. "Employee" also refers to a volunteer under the jurisdiction of the hospice.

(7)

Hospice - A public agency or private organization or subdivision of either of these that is primarily engaged in providing care to terminally ill individuals.

(8)

Palliative care - Care designed to relieve or reduce intensity of uncomfortable symptoms but not to produce a cure.

(9)

Physician - As defined in 42 Code of Federal Regulations §410.20.

(10)

Representative - An individual who has been authorized under state law to terminate medical care or to elect or revoke the election of hospice care on behalf of a terminally ill individual who is mentally or physically incapacitated.

(11)

Social worker - A person who has at least a bachelor's degree from a school accredited or approved by the Council on Social Work Education.

(12)

Terminally ill - The individual has a medical prognosis that his or her life expectancy is six months or less if the illness runs its normal course.

(13)

Vendor hold - Temporarily withholding a provider agency's payment.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 21, 2000.

TRD-200005034

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 438-3108


Subchapter B. ELIGIBILITY REQUIREMENTS

40 TAC §§30.10, 30.12, 30.14, 30.16, 30.18, 30.20

The new sections are proposed under the Human Resources Code, Title 2, Chapters 22 and 32, which authorizes the department to administer public and medical assistance programs, and under Texas Government Code §531.021, which provides the Health and Human Services Commission with the authority to administer federal medical assistance funds.

The new sections implement the Human Resources Code, §§22.001-22.030 and §§32.001-32.042.

§30.10.Eligibility Requirements.

(a)

In order to be eligible to elect hospice care under Medicaid, an individual must:

(1)

be certified as Medicaid eligible by the Texas Department of Human Services (DHS) or the Social Security Administration (SSA);

(2)

be certified as being terminally ill in accordance with §30.14 of this title (relating to Certification of Terminal Illness); and

(3)

have an identified need documented on the comprehensive assessment for one or more of the following:

(A)

medical care;

(B)

skilled nursing care related to the management of pain and symptom control;

(C)

medical social services; or

(D)

emotional or spiritual care.

(b)

If dually eligible, the recipient must elect the hospice benefit under both the Medicare and Medicaid programs.

§30.12.Duration of Hospice Care Coverage: Election Periods.

(a)

Subject to the conditions set forth in this subchapter, an individual may elect to receive hospice care for a six-month period.

(b)

The periods of care are six-month increments of time and may be elected consecutively or separately at different times.

§30.14.Certification of Terminal Illness.

(a)

Timing of certification.

(1)

Except as provided in paragraph (2) of this subsection, the hospice must obtain the written certification of terminal illness from a physician no later than two calendar days after the period begins.

(2)

For the initial period, if the hospice cannot obtain the written certification within two calendar days, it must obtain oral certifications within two calendar days and written certification no later than eight calendar days after the period begins.

(3)

Upon receipt of the certification, hospice staff must:

(A)

make an appropriate entry in the patient's medical record as soon as they receive an oral certification; and

(B)

file written certifications in the medical record.

(b)

Content of certification. The certification must specify that the individual's prognosis is for a life expectancy of six months or less if the terminal illness runs its normal course.

(c)

Sources of certification.

(1)

For the initial period, the hospice must obtain written certification statements, and oral certification statements if required under subsection (a)(2) of this section, from:

(A)

the medical director of the hospice or the physician member of the hospice interdisciplinary group; and

(B)

the individual's attending physician if the individual has an attending physician.

(2)

For subsequent periods after the first year, the hospice must conduct a client-specific comprehensive assessment that:

(A)

identifies the client's need for hospice services in the areas of medical, nursing, social, emotional, and spiritual care. Hospice services include, but are not limited to, the palliation and management of the terminal illness and conditions related to the terminal illness; and

(B)

contains a narrative from the physician which clearly identifies the reasons the patient is considered terminally ill; with a prognosis of less than six months to live.

(3)

The assessment must be done no earlier than 30 workdays prior to the recertification date. The hospice provider must retain copies of all physician's certification statements, a current Hospice - Nursing Facility Assessment form, if applicable, and the client-specific comprehensive assessment in both the hospice's records for the recipient and the recipient's nursing facility clinical record, if applicable.

§30.16.Election of Hospice Care.

(a)

Filing an election statement. An individual who meets the eligibility requirement of §30.10 of this title (relating to Eligibility Requirements) may file an election statement with a particular hospice. If the individual is physically or mentally incapacitated, the individual's representative may file the election statement.

(b)

Content of election statement. The election statement must include the following:

(1)

identification of the particular hospice that will provide care to the individual;

(2)

the individual's or representative's acknowledgment that he has been given a full explanation of the palliative rather than curative nature of hospice care as it relates to the individual's terminal illness;

(3)

acknowledgment that certain Medicaid services, as set forth in subsection (d) of this section, are waived by the election;

(4)

the effective date of the election, which may be the first day of hospice care or a later date, but must be no earlier than the date of the election statement; and

(5)

the signature of the individual or representative.

(c)

Duration of election. An election to receive hospice care will continue through the initial election period and through the subsequent election periods without a break in care as long as the individual:

(1)

remains in the care of a hospice; and

(2)

does not revoke the election under the provisions of §30.18 of this title (relating to Revoking the Election of Hospice Care).

(d)

Waiver of other benefits. For the duration of an election of hospice care, an individual waives all rights to Medicaid payments for the following services:

(1)

hospice care provided by a hospice other than the hospice designated by the individual (unless provided under arrangements made by the designated hospice); and

(2)

any Medicaid services related to the treatment of the terminal condition for which hospice care was elected, or a related condition for which the hospice care was elected, or that are equivalent to hospice care except for services:

(A)

provided by the designated hospice;

(B)

provided by another hospice under arrangements made by the designated hospice; and

(C)

provided by the individual's attending physician if that physician is not an employee of the designated hospice or receiving compensation from the hospice for those services.

(e)

Re-election of hospice benefits. If an election has been revoked in accordance with §30.18 of this title (relating to Revoking the Election of Hospice Care), the individual (or the individual's representative, if the individual is mentally or physically incapacitated) may at any time file an election in accordance with this section.

(f)

Record Maintenance. The hospice provider must retain copies of all election forms in the hospice records for the recipient and the recipient's nursing facility clinical record, if applicable.

§30.18.Revoking the Election of Hospice Care.

(a)

An individual or representative may revoke the individual's election of hospice care at any time during an election period. If the recipient is dually eligible, the individual must revoke the Medicaid and Medicare hospice benefit at the same time.

(b)

To revoke the election of hospice care, the individual or representative must file a statement with the hospice that includes the following information:

(1)

a signed statement that the individual or representative revokes the individual's election for Medicaid coverage of hospice care for the remainder of that election period; and

(2)

the date that the revocation is to be effective. An individual or representative may not designate an effective date earlier than the date that the revocation is made.

(c)

An individual, upon revocation of the election of Medicaid coverage of hospice care for a particular election period:

(1)

is no longer covered under Medicaid for hospice care;

(2)

resumes Medicaid coverage of the benefits waived under §30.16(d)(2) of this title (relating to Election of Hospice Care); and

(3)

may at any time elect to receive hospice coverage as long as he meets eligibility requirements.

§30.20.Change of the Designated Hospice.

(a)

An individual or representative may change, once in each election period, the designation of the particular hospice from which hospice care will be received.

(b)

The change of the designated hospice is not a revocation of the election for the period in which it is made.

(c)

To change the designation of hospice programs, the individual or representative must file, with both the hospice from which care has been received and with the newly designated hospice, a statement that includes the following information:

(1)

the name of the hospice from which the individual has received care and the name of the hospice from which the individual plans to receive care; and

(2)

the date the change is to be effective.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 21, 2000.

TRD-200005035

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 438-3108


Subchapter C. PROVIDER REQUIREMENTS FOR ENTRANCE INTO THE TEXAS MEDICAID HOSPICE PROGRAM; DISCLOSURE REQUIREMENTS

40 TAC §§30.30, 30.32, 30.34, 30.36

The new sections are proposed under the Human Resources Code, Title 2, Chapters 22 and 32, which authorizes the department to administer public and medical assistance programs, and under Texas Government Code §531.021, which provides the Health and Human Services Commission with the authority to administer federal medical assistance funds.

The new sections implement the Human Resources Code, §§22.001-22.030 and §§32.001-32.042.

§30.30.Requirements for Participation as a Medicaid Hospice Provider.

(a)

The provider must meet the following conditions to be approved by the Texas Department of Human Services (DHS) for participation in the Medicaid Hospice Program and receive state and federal reimbursement for services to Medicaid recipients:

(1)

the provider is currently licensed in Texas as a hospice provider;

(2)

the provider has filed a complete application with the Facility Enrollment Section of DHS for participation as a Medicaid hospice provider in the Medicaid Hospice program; and

(3)

the provider has a valid certification from DHS that the provider meets the conditions of participation for the Medicaid hospice program.

(b)

Only a provider with a fully-executed current contract with DHS may receive state and federal reimbursement for services to Medicaid recipients.

(c)

Each hospice provider must comply with the state requirements for participation and the provider's contract on a continuing basis.

(d)

The contracting hospice provider agrees to:

(1)

comply with the Civil Rights Act of 1964 (Public Law 88-352), Title VI; the Rehabilitation Act of 1973 (Public Law 93-112), §504; the Age Discrimination Act of 1975; the Americans with Disabilities Act of 1990 (Public Law 101-336); the Safe Medical Devices Act of 1990; and all amendments to each and all requirements imposed by the regulations issued pursuant to these acts. In addition, the contractor agrees to comply with Chapter 73 of this title (relating to Civil Rights). These provide in part that no persons shall, on the grounds of race, color, national origin, sex, age, disability, political beliefs or religion be excluded from participation in, or denied any aid, care, service or other benefits provided by federal and/or state funding, or otherwise be subjected to discrimination.

(2)

comply with Texas Health and Safety Code, Chapter 85, Subchapter E (relating to Workplace and Confidentiality Guidelines Regarding AIDS and HIV).

(3)

comply with 42 Code of Federal Regulations Part 455.

(e)

A provider must not have restrictive policies or practices, including:

(1)

requiring the recipient to execute a will, with the provider named as legatee or devisee;

(2)

requiring the recipient to assign his life insurance to the provider;

(3)

requiring the recipient to transfer property to the provider;

(4)

requiring the recipient to pay a lump sum or make any other payment or concession to the provider beyond the recognized Medicaid rate;

(5)

controlling or restricting the recipient, the recipient's guardian, or responsible party in the use of the recipient's personal needs allowance while in a nursing facility;

(6)

restricting the recipient from transferring or withdrawing from the hospice program at will except as provided by state law;

(7)

denying appropriate care to a recipient on the basis of that recipient's race, religion, color, national origin, sex, age, disability, marital status, or source of payment; and

(8)

preventing or requiring the execution of written or unwritten directives to reject life-sustaining procedures by adult recipients.

(f)

DHS reserves the right to reject the provider's participation or to cancel an existing contract if the provider charges the Medicaid recipient or any member of his family, except as allowed within DHS policies and regulations.

(g)

To appeal the termination of a Medicaid hospice contract, a provider must submit a written request for a contract appeals hearing that is received by DHS within 15 days of the provider's receipt of the letter notifying the provider of the proposed action. The provider must send the request for a hearing to the Texas Department of Human Services, P.O. Box 149030, Mail Code W- 613, Austin, Texas 78714-9030. Hearings will be held in Austin, Texas.

(h)

DHS's interpretations of the requirements for participation or the contract may not be appealed to DHS's hearings department unless the interpretation has caused an adverse action for the provider.

(i)

Providers must allow representatives of DHS, the Medicaid Fraud Control Unit, and the Texas Department of Health and Human Services to enter the premises at any time to make inspections or privately interview the recipients of Medicaid assistance.

§30.32.Disclosure Requirements for a Medicaid Hospice Provider.

(a)

Medicaid providers must disclose in accordance with 42 CFR Part 455, Subpart B.

(b)

Failure to comply with 42 CFR Part 455. Subpart B, may result in suspension, termination, or other contract action including but not limited to holding Medicaid payments. To appeal a sanction, a Medicaid hospice provider must submit a written request for an appeal hearing to the Texas Department of Human Services (DHS), P.O. Box 149030, Mail Code W-613, Austin, Texas, 78714-9030. Hearings will be held in Austin, Texas.

§30.34.Change of Ownership.

(a)

Definitions. The following words and terms, when used in this section, have the following meanings, unless the context clearly indicates otherwise.

(1)

Prior owner - The legal entity licensed to operate the hospice before the change ownership.

(2)

New owner - The legal entity licensed to operate the hospice after the change of ownership.

(3)

Agreed change date - The date of transfer of ownership agreed to between the prior owner and the new owner.

(b)

Notification.

(1)

The hospice must notify the Texas Department of Human Services (DHS) in writing prior to the agreed change date. DHS will recognize the ownership change effective on the agreed change date if DHS receives the written notice of the change postmarked at least 30 days before the agreed change date.

(2)

If the written notice is received after the agreed change date, DHS will recognize the change effective on the date DHS receives written notice of the change.

(c)

Payment of services during transfer of ownership.

(1)

In no case will DHS recognize a change date that would cause DHS to make double payments for the same services.

(2)

If written notice of a change of ownership is not received by DHS postmarked at least 30 days before the agreed change date, DHS is not responsible for payments made to the prior owner or new owner that do not reflect the agreed change date. DHS will not request repayment of such payments on behalf of either entity nor will DHS issue a duplicate payment. It is the responsibility of the prior owner and the new owner to make arrangements between themselves for such contingencies.

(3)

After receipt of the notice of proposed or actual change of ownership, DHS may place Medicaid payments to the prior owner and the new owner on hold until completion of a billing and claims reconciliation, or up to 12 months, whichever is sooner. Any money owed to DHS will be recouped from the funds placed on hold. Medicaid payments may be released prior to the reconciliation if DHS receives information sufficient to verify the ownership change.

(d)

Payment agreements.

(1)

Medicaid hospice payments are not transferable or assignable at law or in equity. DHS will not allow non-split agreements in the case of ownership changes. Non-split agreements are arrangements where DHS does not interrupt payments to old and new owners but continues reimbursements as though no ownership change has occurred. A split in pay agreement ensures payments to the prior owner stop on a certain date and payments for services thereafter go to the new owner.

(2)

The new owner and the prior owner of a hospice may reach any agreement they wish, but DHS will not participate in a non-split procedure which would allow the new owner to receive the prior owner's accrued Medicaid hospice payments.

(e)

Filing deadline. If the application is postmarked by the filing deadline, the application will be considered to be timely filed if received in the Texas Department of Human Services, Facility Enrollment Section, Long Term Care Regulatory, Post Office Box 149030, Mail Code E-342, Austin, Texas 78714-9030, within 15 days of postmark.

§30.36.Effective Dates of Provider Contracts.

The effective date of the provider contract for an initial certification is the first day of the month following the receipt of the HCFA certification letter, a copy of the license, and a completed application packet.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 21, 2000.

TRD-200005036

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 438-3108


Subchapter D. PROVIDERS' CONDITIONS OF PARTICIPATION: OTHER SERVICES

40 TAC §30.40

The new section is proposed under the Human Resources Code, Title 2, Chapters 22 and 32, which authorizes the department to administer public and medical assistance programs, and under Texas Government Code §531.021, which provides the Health and Human Services Commission with the authority to administer federal medical assistance funds.

The new section implements the Human Resources Code, §§22.001-22.030 and §§32.001-32.042.

§30.40.Condition of Participation--Physical Therapy, Occupational Therapy, and Speech-language Pathology.

(a)

Physical therapy services, occupational therapy services, and speech-language pathology services must be available and, when provided, offered in a manner consistent with accepted standards of practice.

(b)

Lab services must be provided under the following conditions:

(1)

If the hospice engages in laboratory testing outside of the context of assisting an individual in self-administering a test with an appliance that has been cleared for that purpose by the FDA, such testing must be in compliance with all applicable requirements of 42 Code of Federal Regulations (CFR) Part 493.

(2)

If the hospice chooses to refer specimens for laboratory testing to another laboratory, the referral laboratory must be certified in the appropriate specialties and sub-specialties of services in accordance with the applicable requirements of 42 CFR Part 493.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 21, 2000.

TRD-200005037

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 438-3108


Subchapter E. COVERED SERVICES

40 TAC §§30.50, 30.52, 30.54

The new sections are proposed under the Human Resources Code, Title 2, Chapters 22 and 32, which authorizes the department to administer public and medical assistance programs, and under Texas Government Code §531.021, which provides the Health and Human Services Commission with the authority to administer federal medical assistance funds.

The new sections implement the Human Resources Code, §§22.001-22.030 and §§32.001-32.042.

§30.50.Requirements for Reimbursement.

To be reimbursed through Medicaid, hospice services must meet the following requirements:

(1)

services must be reasonable and necessary for the palliation or management of the terminal illness, as well as conditions related to the terminal illness;

(2)

the individual must elect hospice care in accordance with §30.16 of this title (relating to Election of Hospice Care);

(3)

a plan of care must be established before services are provided. The services must be consistent with the plan of care; and

(4)

a certification that the individual is terminally ill must be completed as set forth in §30.14 of this title (relating to Certification of Terminal Illness).

§30.52.Waiver Requirements for Nursing Services or Occupational, Physical, and Speech Therapies.

(a)

The Health Care Financing Administration (HCFA) may approve a waiver for nursing services or occupational, physical, and speech therapies provided by a hospice which is located in a non-urbanized area. The location of a hospice that operates in several areas is considered to be the location of its central office. The hospice must provide evidence that it was operational on or before January 1, 1983, and that it made a good faith effort to hire a sufficient number of nurses or therapists to provide services directly. HCFA bases its decision on whether to approve a waiver application on the following:

(1)

the current Bureau of the Census designations for determining non-urbanized areas;

(2)

evidence that a hospice was operational on or before January 1, 1983, including:

(A)

proof that the organization was established to provide hospice services on or before January 1, 1983;

(B)

evidence that hospice-type services were furnished to patients on or before January 1, 1983; and

(C)

evidence that the hospice care was a discrete activity rather than an aspect of another type of provider's patient care program on or before January 1, 1983; and

(3)

evidence that a hospice made a good faith effort to hire nurses or therapists, including:

(A)

copies of advertisements in local newspapers that demonstrate recruitment efforts;

(B)

job descriptions for nurse employees or therapists;

(C)

evidence that salary and benefits are competitive for the area; and

(D)

evidence of any other recruiting activities, such as recruiting efforts at health fairs and contacts with nurses or therapists at other providers in the area.

(b)

A waiver request for occupational, physical, and speech therapies, must be submitted in writing to Home and Community Support Services, Texas Department of Human Services (DHS), P.O. Box 149030, Mail Code E-217, Austin, Texas 78714-9030.

(c)

The department will recommend in writing, approval or disapproval of the requested waiver for occupational, physical, and speech therapies, to the Health Care Financing Administration in Dallas, Texas within 30 days of receiving the request.

(d)

HCFA receives requests for waivers of nursing services without the involvement of the department.

(e)

Any waiver request is deemed to be granted unless it is denied within 60 days after it is received.

(f)

Waivers will remain effective for one year at a time.

(g)

HCFA may approve a maximum of two one-year extensions for each initial waiver. If a hospice wishes to receive a one-year extension, the hospice must submit a certification to HCFA, prior to the expiration of the waiver period, that the employment market for nurses and therapists has not changed significantly since the time the initial waiver was granted.

§30.54.Special Coverage Requirements.

(a)

Continuous home care. Continuous care is to be provided only during periods of crisis to maintain the recipient at the recipient's place of residence. A period of crisis is a period in which a recipient requires continuous care which is primarily skilled nursing care to achieve palliation or management of acute medical symptoms.

(1)

A minimum of eight hours of continuous home care must be provided during a 24-hour day which begins and ends at midnight. The care need not be continuous, for example, four hours could be provided in the morning and another four hours in the evening of that day.

(2)

Skilled nursing care must be provided for more than half of the continuous home care period and must be provided by either a registered nurse or licensed vocational nurse.

(3)

Homemaker, home health aide services, medical social work, or chaplain services may be provided to supplement the nursing care. The provider must document why social work or chaplain services were needed and what was accomplished during continuous home care. While on call, staff may be used to provide continuous home care; staff, however, must be on site, providing care to the recipient in their place of residence to be considered for inclusion in continuous home care hours.

(4)

The services may be provided for up to five consecutive days.

(5)

The provider must have a physician's order and a documented medical need for skilled nursing care in the recipient's record and in the plan of care. The plan of care must be established by the attending physician, hospice medical director or designee, and the interdisciplinary team, and coordinated by the hospice registered nurse. The plan of care must include the needs of the recipient; identification of the services, including management of discomfort and symptom relief; and the scope and frequency of the services needed to meet the needs of both the recipient and family.

(6)

Prior to providing continuous home care, the provider must advise and discuss with the family or responsible party that temporary alternate placement may be necessary at the end of the five consecutive days. The provider must document the discussion with the family or responsible party in the recipient's records.

(7)

If the provider believes that the crisis period will extend beyond the five consecutive days, the interdisciplinary team must discuss the temporary placement alternatives available to meet the needs of the recipient during the crisis period, such as a hospital or nursing facility. This discussion must be documented. If, after this discussion, the provider believes that an extension of continuous home care is necessary instead of alternative placement, the provider must submit a written request for an extension of continuous care to DHS.

(A)

The written request must be sent to Texas Department of Human Services, Long-Term Care Policy, P.O. Box 149030, Mail Code Y-519, Austin, Texas, 78714-9030.

(B)

The written request must include:

(i)

documentation of all continuous home care provided during the previous five days;

(ii)

physician's orders;

(iii)

documentation of daily physician care plan oversight;

(iv)

documentation that skilled nursing care was provided as more than half of the care given in a 24-hour period for each of the five days of continuous care;

(v)

the number of days of continuous home care requested for the extension; and

(vi)

documentation of the interdisciplinary team's discussion regarding alternate placement, including why continuous home care must be extended and why temporary alternate placement is not presently warranted.

(8)

The Texas Department of Human Services (DHS) may extend continuous home care if it deems it medically necessary. Providers will be notified in writing of the department's decision within eight work hours after the department's receipt of the written request and documentation.

(9)

If DHS denies the request for an extension of continuous home care, the provider will be paid at the routine home care rate or inpatient care rate, if applicable, for subsequent days of care.

(10)

Request for reconsideration. If the provider does not agree with the department's denial of the request for an extension of continuous home care, the provider may request a reconsideration of the decision at the state office level. The written request for reconsideration and all supporting documentation must be submitted to DHS at the address in paragraph (7)(A) of this subsection no later than the tenth calendar day after the provider's receipt of the denial of the request for an extension. DHS's reconsideration will be limited to a review of the documentation submitted. DHS will complete the reconsideration no later than the tenth calendar day after receipt of the request for reconsideration.

(b)

Respite care.

(1)

Respite care is short-term inpatient care provided to the individual at home only when necessary to relieve the family members or other persons caring for the individual at home.

(2)

Respite care may not be reimbursed for more than five consecutive days.

(3)

Respite care can be provided by:

(A)

a hospice that meets the condition of participation for providing inpatient care directly; or

(B)

a hospital or nursing facility that also meets the Medicare standards regarding 24-hour nursing service and patient areas.

(4)

Respite care may be provided only on an occasional basis and may not be reimbursed for more than five consecutive days at a time.

(5)

Respite care may not be provided when the hospice patient is a nursing home resident.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 21, 2000.

TRD-200005038

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 438-3108


Subchapter F. REIMBURSEMENT

40 TAC §30.60, §30.62

The new sections are proposed under the Human Resources Code, Title 2, Chapters 22 and 32, which authorizes the department to administer public and medical assistance programs, and under Texas Government Code §531.021, which provides the Health and Human Services Commission with the authority to administer federal medical assistance funds.

The new sections implement the Human Resources Code, §§22.001-22.030 and §§32.001-32.042.

§30.60.Medicaid Hospice Payments and Limitations.

(a)

Medicaid hospice per diem rates. For each day that an individual is under the care of a hospice, the hospice will be reimbursed an amount applicable to the type and intensity of the services furnished to the individual for that day. For continuous home care, the amount of payment is determined based on the number of hours of continuous care furnished to the beneficiary on that day.

(1)

Routine Home Care. The hospice will be paid the routine home care rate for each day the recipient is at home, under the care of the hospice, and not receiving continuous home care. This rate is paid without regard to the volume or intensity of routine home care services provided on any given day.

(2)

Continuous Home Care. The hospice will be paid the continuous home care rate when continuous home care is provided. The continuous home care rate is divided by 24 hours in order to arrive at an hourly rate. A minimum of 8 hours must be provided. For every hour or part of an hour of continuous care furnished, the hourly rate will be reimbursed to the hospice up to 24 hours a day. A maximum of five consecutive days are allowed for reimbursement. Additional days may be allowed with approval from the Texas Department of Human Services (DHS).

(3)

Inpatient Respite Care. The hospice will be paid at the inpatient respite care rate for each day on which the beneficiary is in an approved inpatient facility and is receiving respite care. Payment for respite care may be made for a maximum of 5 days at a time including the date of admission but not counting the date of discharge. Payment for the sixth and any subsequent days is to be made at the routine home care rate.

(A)

A hospice recipient who receives hospice respite care in a nursing facility and returns home after the respite does not have to be in a Medicaid bed in the nursing facility.

(B)

Respite care days are subject to the limitation on total hospice inpatient care days, as outlined in subsection (h) of this section.

(C)

If the hospice recipient dies as an inpatient, DHS pays the inpatient rate for the day of death.

(4)

General Inpatient Care. Payment is made at the general inpatient rate when general inpatient care is provided.

(A)

The Inpatient Care rate is paid for the date of admission and all subsequent inpatient days except day of discharge.

(B)

For the day of discharge, DHS pays the routine home care rate.

(C)

If the hospice recipient dies as an inpatient, DHS pays the inpatient rate for the day of death.

(D)

Inpatient care days are subject to the limitation on total hospice inpatient care days, as outlined in subsection (h) of this section.

(b)

Medicaid payments for physician services.

(1)

The Medicaid Hospice Program makes payments to the Medicaid hospice provider for hospice physician services according to the customary and reasonable Texas Medicaid physician charges.

(2)

The Medicaid Hospice Program does not pay when hospice physician services are provided by physicians who are not on staff with the Medicaid hospice provider or for independent contractors, who are under contract with the hospice.

(3)

Payments for non-hospice physician services to Medicaid hospice recipients are made directly to physicians by Medicaid through the National Heritage Insurance Company (NHIC).

(4)

The Medicaid hospice provider must include physician services in the hospice plan of care and clinical records and must inform physicians on how to bill for services to hospice recipients.

(c)

Medicaid hospice-nursing facility per diem rates. The Medicaid Hospice Program pays the Medicaid hospice provider a hospice- nursing facility rate that is 95% of the Medicaid nursing facility rate for each hospice recipient in a nursing facility. When the hospice-nursing facility rate is paid to the hospice provider, Medicaid vendor payment to the nursing facility is not paid. Room and board services include performance of personal care services, including assistance in the activities of daily living, in socializing activities, administration of medication, maintaining the cleanliness of a resident's room, and supervision and assisting in the use of durable medical equipment and prescribed therapies.

(d)

Medicaid time limitations for DHS hospice payment.

(1)

To receive payment of the hospice-nursing facility rate, the Medicaid hospice provider must complete and submit an initial Hospice-Nursing Facility Assessment to the Provider Claims Payment Unit within 20 days of either or both hospice election or entrance to the nursing facility.

(2)

Nursing Facility Assessment forms not received by the Provider Claims Payment Unit within 20 calendar days will be reimbursed at a default rate until the form is received.

(e)

Medicaid payments on Medicare coinsurance for drugs and biologicals. For Medicare-Medicaid recipients only, the Medicaid Hospice Program pays the Medicaid hospice provider a 5.0% coinsurance on prescription drugs and biologicals, not to exceed $5 per prescription.

(f)

Medicaid payments for Medicare respite coinsurance. For Medicare-Medicaid recipients only, the Medicaid Hospice Program pays the hospice provider a 5.0% coinsurance for each day of respite care for up to five consecutive days of a hospice coinsurance period.

(g)

Third party resources. Medicaid pays only after all third-party resources have been used.

(h)

Medicaid payment limitations for inpatient care. During the 12- month period beginning November 1 of each calendar year and ending October 31 of the following calendar year (the cap year), the aggregate number of inpatient hospice care days must not exceed 20% of the aggregate total number of all hospice care days for the same cap year. This limitation is applied once each year, at the end of the cap year for each Medicaid hospice provider. If it is determined that the inpatient rate should not be paid, any days for which the hospice receives payment at a home care rate are not counted as inpatient days. The limitation is calculated as follows:

(1)

The maximum allowable number of inpatient days is calculated by multiplying the total number of days of Medicaid hospice care by 0.2.

(2)

If the total number of days of inpatient care furnished to Medicaid hospice patients is less than or equal to the maximum, no adjustment is necessary.

(3)

If the total number of days of inpatient care exceeds the maximum allowable number, the limitation is determined by:

(A)

calculating a ratio of the maximum allowable days to the number of actual days of inpatient care and multiplying this ratio by the total reimbursement for inpatient care (general inpatient and inpatient respite reimbursement) that was made;

(B)

multiplying excess inpatient care days by the routine home care rate;

(C)

adding together the amounts calculated in subparagraphs (A) and (B) of this paragraph; and

(D)

comparing the amount in subparagraph (C) of this paragraph with interim payments made to the hospice inpatient care during the "cap period."

(4)

If the inpatient care maximum has been exceeded, DHS recoups excess payments from subsequent Medicaid hospice provider claims.

§30.62.Medicaid Hospice Claims Processing Requirements.

(a)

Requirement for payment. To receive Medicaid hospice payments, an entity must be licensed as a hospice, Medicare certified by the Health Care Financing Administration (HCFA) as a hospice, and Medicaid certified by the Texas Department of Human Services (DHS).

(b)

Submittal and forms completion requirements. To receive Medicaid Hospice payments, the provider must submit the following documents to Provider Claims Payment:

(1)

Texas Medicaid Hospice Program Recipient Election/Cancellation Notice form;

(2)

Texas Medicaid Hospice Program Physician Certification of Terminal Illness form; and

(3)

Texas Medicaid Hospice Program Hospice-Nursing Facility Assessment form, if applicable.

(c)

Denials. DHS will deny the following provider claims to the Medicaid Hospice Program and/or to other DHS programs:

(1)

claims for hospice service days prior to a valid Medicaid Hospice Election Notice and a Physician Certification of Terminal Illness(es);

(2)

claims which have been returned to the provider or recipients who have revoked the election of the Medicaid Hospice Program;

(3)

claims for recipients who have been denied Medicaid eligibility;

(4)

claims for Medicare-Medicaid recipients who are covered by the Medicare Hospice benefit; and

(5)

claims by hospice providers whose Medicaid hospice contract has been cancelled.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 21, 2000.

TRD-200005039

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 438-3108


Subchapter G. INSPECTIONS, SURVEYS, AND VISITS

40 TAC §30.70

The new section is proposed under the Human Resources Code, Title 2, Chapters 22 and 32, which authorizes the department to administer public and medical assistance programs, and under Texas Government Code §531.021, which provides the Health and Human Services Commission with the authority to administer federal medical assistance funds.

The new section implements the Human Resources Code, §§22.001-22.030 and §§32.001-32.042.

§30.70.Procedural Requirements.

The Texas Department of Human Services (DHS) will conduct contract management visits annually. The hospice provider must submit all information requested to DHS, as outlined in their contract.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 21, 2000.

TRD-200005040

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 438-3108


Subchapter H. ENFORCEMENT

40 TAC §§30.80, 30.82, 30.84

The new sections are proposed under the Human Resources Code, Title 2, Chapters 22 and 32, which authorizes the department to administer public and medical assistance programs, and under Texas Government Code §531.021, which provides the Health and Human Services Commission with the authority to administer federal medical assistance funds.

The new sections implement the Human Resources Code, §§22.001-22.030 and §§32.001-32.042.

§30.80.Enforcement Generally.

The Texas Department of Human Services (DHS), as the operating agency for the Medicaid hospice program, may impose certain sanctions on the Medicaid hospice provider.

§30.82.Sanctions.

(a)

The Texas Department of Human Services (DHS) may take sanctions against a hospice for failure to comply with the terms of the contract or program rules or both.

(b)

Sanctions may include one or more of the following at the discretion of DHS:

(1)

Vendor hold.

(A)

DHS may place a vendor hold upon one or all of a hospice provider's DHS contracts for reasons including, but not limited to:

(i)

the hospice's failure to follow an agreed upon audit resolution payment plan;

(ii)

the hospice's failure to provide service according to contract or program requirements;

(iii)

the hospice's failure to comply with their corrective action plan;

(iv)

DHS's recoupment of overpayments to a hospice and restitution of audit exceptions assessed against a hospice; or

(v)

DHS's determination that client health and safety is jeopardized by the hospice's failure to comply with the terms of the contract or program requirements or both.

(B)

DHS may accept an irrevocable letter of credit, in a format and an amount approved by DHS, to allow the release of all or a portion of vendor payments on hold. Vendor holds are released after resolution of all the reasons cited for the vendor hold.

(C)

Held funds may be offset against any overpayments or audit exceptions attributable to the hospice.

(2)

Contract termination. DHS may initiate contract termination for one or more reasons including, but not limited to:

(A)

the hospice's failure to comply with the terms of the contract, rules, or program requirements;

(B)

the hospice's failure to maintain a current required license;

(C)

DHS's determination that client health and safety is jeopardized by the hospice's failure to comply with the terms of the contract or program requirements or both;

(D)

the hospice's failure to comply with corrective action plans after receiving a warning from DHS that continued failure to comply with the corrective action plan, within 30 days of receiving the warning letter, could jeopardize their contract;

(E)

the hospice's exclusion from contracting for Medicare or Medicaid services; or

(F)

the hospice having validated reports of abuse, neglect, or exploitation when the perpetrator is an employee, volunteer, or owner who has or will have access to clients served through the contract.

(c)

If the hospice has outstanding overpayments or audit exceptions upon termination of its contract, DHS can place vendor hold upon one or all of the hospice contracts that DHS has with a hospice that have the same owner as the terminated hospice contract and take the balance owed from funds being held.

(d)

The provider agency has the right to appeal any adverse action against its contract by filing a written request for a hearing so that DHS receives the request within 15 calendar days after the provider agency receives DHS's written notification of adverse action. The provider must send the request for a hearing to the Texas Department of Human Services (DHS), P.O. Box 149030, Mail Code W-615, Austin, Texas 78714-9030. Hearings will be held in Austin, Texas.

§30.84.Referral to the Attorney General.

Suspected or alleged Medicaid fraud will be referred to the Attorney General's office and the Health and Human Services Commission, Office of Investigations.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 21, 2000.

TRD-200005041

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 438-3108


Subchapter I. MEDICAL REVIEW AND RE-EVALUATION

40 TAC §30.90, §30.92

The new sections are proposed under the Human Resources Code, Title 2, Chapters 22 and 32, which authorizes the department to administer public and medical assistance programs, and under Texas Government Code §531.021, which provides the Health and Human Services Commission with the authority to administer federal medical assistance funds.

The new sections implement the Human Resources Code, §§22.001-22.030 and §§32.001-32.042.

§30.90.Utilization Review and Control Activities Performed by Texas Health and Human Services Commission (HHSC) Utilization Review (UR) Department.

(a)

According to federal regulations and State Plan requirements, HHSC UR staff will conduct required on-site activities related to utilization review and control in nursing facilities receiving Medicaid reimbursement through the hospice provider for hospice services.

(b)

Hospice provider staff must cooperate with HHSC UR staff during on-site inspections regarding personal contact with hospice recipients and the review of their clinical records.

§30.92.Texas Index for Level of Effort (TILE) Assessments.

(a)

Recipient assessment. Hospice nurse assessors assess recipients for TILE determination by completing the Hospice Nursing Facility Assessment (H-NF). These assessments establish TILE classifications as described in paragraphs (1)-(4) of this subsection. Effective January 1, 2001, nurse assessors must have completed a Health and Human Services Commission (HHSC) TILE training course and must be registered with the National Heritage Insurance Company (NHIC).

(1)

Admissions assessments. The provider must complete and submit to the Texas Department of Human Services, Provider Claims Payment Unit, Post Office Box 149030, Mail Code Y-948, Austin, Texas 78714- 9030, the H-NF assessment on the hospice recipient or applicant in a nursing facility within 20 days of the date that hospice care starts in the nursing facility. The assessment period is four weeks prior to the assessment date. Assessments received after the 20th day will have as the effective date the stamp-in date.

(2)

Continued stay reviews. The provider must complete and submit a continued stay review every 180 days on a Medicaid hospice recipient residing in a nursing facility. The following provisions apply:

(A)

The provider must complete and submit the H-NF assessment to the Texas Department of Human Services, Provider Claims Payment Unit, Post Office Box 149030, Mail Code Y-948, Austin, Texas 78714- 9030. The provider may submit the assessment up to 45 days prior to the 180th day. H-NF assessments received earlier than the 135th day will be rejected.

(B)

The H-NF assessment will be effective the 181st day, the day after the current H-NF Assessment expires.

(C)

H-NF assessments received by the Texas Department of Human Services (DHS) Provider Claims Payment Unit after the current assessment expires will be effective the stamped date of receipt.

(D)

The Medicaid hospice program will pay the default hospice- nursing facility rate for time periods when an H-NF Assessment is not current.

(3)

Off-cycle assessment. If a recipient's medical condition deteriorates to the extent that he qualifies for a different TILE, the providers may submit an off-cycle assessment. Only one off- cycle assessment is permitted per recipient during a six month current assessment period.

(A)

The off-cycle assessment will be effective the date received (stamp-in date) by DHS, thereby changing the review cycle.

(B)

The provider must complete and submit another H-NF assessment every 180 days thereafter, as outlined under paragraph (2) of this subsection.

(4)

Error correction. A new H-NF assessment may be submitted for the purpose of correcting errors previously made in the assessment portion of the form. The submission of the correction does not change the schedule for the submission of forms or necessarily change the TILE group. HHSC will not accept requests for changes submitted:

(A)

over 60 days from the date of assessment on the incorrect form; or

(B)

after notification of an on-site review date.

(b)

Review and appeal of case-mix assessments. HHSC nurse reviewers conduct desk reviews and on-site reviews of H-NF Assessments to verify TILE information and determine that the recipient's status is accurately reflected. Forms expired over 12 months will not be reviewed.

(1)

HHSC nurse reviewers notify nursing facilities and hospice providers in advance of routine onsite visits. Notice is given of recipients whose medical records will be reviewed, the time period covered by the review, the parts of the records of all hospice recipients necessary for review, and the accommodations necessary for the review. Nursing facilities and hospice providers receive a minimum of two work days notice prior to a routine visit. Less than two days notice may be given to providers whose last two on-site visits resulted in monitoring, compliance, or vendor hold. No notice is required for visits for investigation of TILE issues, including suspected fraud, or for visits requested by another state agency. If nurse reviewers are prevented from conducting a review based on a provider's actions, TILE rates on the recipients chosen for review will be lowered to the default TILE rate until the review can be accomplished.

(2)

When an HHSC nurse reviewer determines that the TILE classification is not substantiated and/or does not accurately reflect the recipient's status, the reviewer will discuss the error and propose corrections with the hospice provider staff and make appropriate corrections during the review. An exit conference is held with the nursing facility and hospice provider staff following the review. Additional documentation to support the provider's assessment may be presented at any time during the review process or the exit conference and adjustments may be made. The provider is given formal notification of all TILE changes within 15 working days of the exit conference.

(A)

DHS recoups funds previously paid to the provider under incorrect TILE classification. DHS will pay the hospice provider any increase due to a change in TILE classification.

(B)

The change in TILE classification and per diem rate is effective retroactively to the "effective date" of the assessment reviewed.

(3)

If the HHSC nurse reviewer and the hospice nurse assessor are unable to agree about an assessment, the provider may submit a written request for a reconsideration by a state office reconsideration nurse.

(A)

The request for the reconsideration and all documentation supporting the requested changes must be received by the state office reconsideration nurse within 15 days of receipt of formal notification of TILE changes.

(B)

The state office reconsideration nurse will review all material submitted by the provider and all information collected during the utilization review (UR).

(C)

The TILE classification and associated per diem rate specified by the HHSC nurse reviewer remain in effect during the reconsideration period.

(D)

If the reconsideration establishes that HHSC has changed a TILE classification in error, HHSC corrects the error retroactively.

(4)

If the provider disagrees with the findings of the state office reconsideration nurse, the provider may initiate a formal appeal, as stated in Chapter 79, Subchapter Q of this title (relating to Contract Appeals Process), by submitting a request to the Director, Hearings Department, Mail Code W-613, Texas Department of Human Services, P.O. Box 149030, Austin, Texas 78714-9030 within 15 days of receipt of notification of the results of the reconsideration.

(A)

The TILE classification and associated per diem specified by the state office reconsideration nurse supervisor remain in effect during the formal contract appeal.

(B)

If the informal review or contract appeal process establishes that HHSC changed a TILE classification in error, HHSC corrects the error retroactively.

(c)

Monitoring. Tile error rates on the assessment forms reviewed may result in a provider's undergoing a monitoring period. Decisions to institute monitoring will be made by the UR staff in state office.

(1)

During the monitoring period, providers must submit all H-NF assessments to regional nurse reviewers. Assessments may not be submitted to the Provider Claims Payment Unit.

(2)

The length of the monitoring period is 60 days. If accuracy of forms is still at an unacceptable level at the end of 60 days, HHSC state office staff will give a one-time, 30-day extension if the provider has shown an attempt to improve their accuracy. If forms are not accurate at the end of 90 days, HHSC places the provider on compliance.

(d)

Compliance.

(1)

A decision to place a provider on compliance will be made by UR staff in state office. Compliance may result when a provider has errors on the current assessment forms reviewed and one of the following:

(A)

ongoing errors at the end of the monitoring period;

(B)

lack of documentation regarding key assessment items;

(C)

a history of noncompliance; or

(D)

medical records which contain alterations in areas designed to lower the TILE level and increase the payment.

(2)

Within a 30-day compliance period, providers must complete new assessment forms on all recipients not in the original review. Any forms scheduled to expire prior to the scheduled compliance visit should be completed pursuant to the TILE form instructions. Original TILE forms must be submitted, with copies of supporting medical record documentation for the assessment period, to the UR regional nurse one week prior to the scheduled visit date.

(3)

If a provider has continuing errors by the end of the compliance period, per diem payments to the hospice provider will be held until the provider has corrected the errors.

(4)

The hospice nurse assessor must attend an HHSC TILE training within 60 days of the beginning of the compliance period.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 21, 2000.

TRD-200005042

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 438-3108


Subchapter J. MISCELLANEOUS PROVISIONS

40 TAC §30.100

The new section is proposed under the Human Resources Code, Title 2, Chapters 22 and 32, which authorizes the department to administer public and medical assistance programs, and under Texas Government Code §531.021, which provides the Health and Human Services Commission with the authority to administer federal medical assistance funds.

The new section implements the Human Resources Code, §§22.001-22.030 and §§32.001-32.042.

§30.100.Additional Requirements.

(a)

Hospice providers must chart procedures in the nursing facility clinical record and advise the nursing facility staff of changes in the recipient's condition as necessary.

(b)

The hospice provider must have joint procedures with the nursing facility for ordering medications that ensure the proper payor is billed and for reconciling billing between the nursing facility and hospice provider.

(c)

The recipient has the right to refuse any service provided by a nursing facility or a hospice provider.

(d)

The provider shall comply with the provisions of §49.23 of this title (relating to Advertising and Solicitation of Clients).

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 21, 2000.

TRD-200005043

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 438-3108


Subchapter A. REQUIREMENTS

40 TAC §30.101, §30.103, §30.105

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Texas Department of Human Services or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeals are proposed under the Human Resources Code, Title 2, Chapters 22 and 32, which authorizes the department to administer public and medical assistance programs, and under Texas Government Code §531.021, which provides the Health and Human Services Commission with the authority to administer federal medical assistance funds.

The repeals implement the Human Resources Code, §§22.001- 22.030 and §§32.001-32.042.

§30.101.Program Adminsitrations.

§30.103.Program Coverage.

§30.105.Eligibility.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 21, 2000.

TRD-200005033

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 438-3108


Chapter 48. COMMUNITY CARE FOR AGED AND DISABLED

Subchapter F. IN-HOME AND FAMILY SUPPORT PROGRAM

40 TAC §48.2703

The Texas Department of Human Services (DHS) proposes an amendment to §48.2703, concerning income eligibility, in its Community Care for Aged and Disabled chapter. The purpose of the amendment is to exempt certain sources of income from calculations used to determine eligibility for the In-Home and Family Support Program (IHFSP).

Eric M. Bost, commissioner, has determined that for the first five-year period the section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. Bost also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be an increased number of individuals who are potentially eligible for IHFSP services because their sources of income are exempted from calculations used to determine eligibility. There will be no effect on large, small, or micro businesses because the rule only addresses eligibility requirements considered in processing IHFSP applications. There is no anticipated economic cost to persons who are required to comply with the proposed section.

Questions about the content of this proposal may be directed to Debbie Berliner at (512) 438-3199 in DHS' Community Care for Aged and Disabled Division. Written comments on the proposal may be submitted to Supervisor, Rules and Handbooks Unit-279, Texas Department of Human Services E-205, P.O. Box 149030, Austin, Texas 78714-9030, within 30 days of publication in the Texas Register.

Under §2007.003(b) of the Texas Government Code, the department has determined that Chapter 2007 of the Government Code does not apply to these rules. Accordingly, the department is not required to complete a takings impact assessment regarding these rules.

The amendment is proposed under the Human Resources Code, Title 2, Chapters 22 and 35, which authorizes the department to administer public assistance and support services for persons with disabilities.

The amendment implements the Human Resources Code, §§22.001-22.030 and §§35.001-35.012.

§48.2703.Income Eligibility.

(a)-(d)

(No change.)

(e)

Applicants must provide to the caseworker all required documentation of earned or unearned income or both. This income is considered in determining financial eligibility. The following income is exempt from income eligibility calculation:

(1)

Proceeds of either a commercial or an informal loan for which repayment is required with or without interest. To claim exemption of the proceeds of a loan, a client must prove that he acknowledges an obligation to repay and that some plan for repayment exists. If these can be verified, no written contract is required.

(2)

Payments from the Agent Orange Settlement Fund or any other fund established in the settlement of the Agent Orange Product liability litigation (Public Law 101-239).

(3)

Any payment received under the Radiation Exposure Compensation Act (Public Law 101-246).

(4)

Value of any housing assistance paid on a house under the United States Housing Act of 1937, the National Housing Act, §101 of the Housing and Urban Development Act of 1965, or Title V of the Housing Act of 1949 as authorized by Public Law 94-347.

(5)

Payment from any source made to individuals because of their status as victims of Nazi persecution (Public Law 103-286).

(f)-(i)

(No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 24, 2000.

TRD-200005074

Paul Leche

General Counsel, Legal Services

Texas Department of Human Services

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 438-3108


Part 2. TEXAS REHABILITATION COMMISSION

Chapter 101. GENERAL RULES

40 TAC §101.24

The Texas Rehabilitation Commission (TRC) proposes new §101.24, concerning general rules. The section is being proposed to comply with the provisions of House Bill 2641.

Charles E. Harrison, Jr., Deputy Commissioner for Financial Services, has determined that for the first five-year period the section is in effect, there will be no fiscal implications for state or local government.

Mr. Harrison also has determined that for each year of the first five years the section is in effect the public benefit anticipated as a result of enforcing the section will be the agency's compliance with House Bill 2641. There will be no effect on small businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed.

Comments on the proposal may be submitted to Roger Darley, Assistant General Counsel, Texas Rehabilitation Commission, 4900 North Lamar Boulevard, Suite 7300, Austin, Texas 78751.

The new section is proposed under the Texas Human Resources Code, Title 7, Chapter 111, §111.018 and §111.023, which provides the Texas Rehabilitation Commission with the authority to promulgate rules consistent with Title 7, Texas Human Resources Code.

No other statute, article, or code is affected by this proposal.

§101.24.Responsibilities of the Commissioner.

(a)

The Commissioner is the executive head of the Commission, and is subject to the oversight and evaluation of the Commissioner of the Health and Human Services Commission (HHSC).

(b)

The Commissioner's management responsibilities include:

(1)

making all decisions regarding the daily operations of the Commission;

(2)

implementing all policies and/or rules adopted by the Board;

(3)

making long-range and intermediate plans for the scope and development of the program, and making decisions regarding allocation of resources;

(4)

certification of funds for disbursement;

(5)

delegation of authority to officers and employees of the Commission to carry out responsibilities of the Commissioner;

(6)

doing all acts necessary to manage the Commission;

(7)

executing all authority delegated by the Board;

(8)

developing and implementing the provisions of an MOU with HHSC;

(9)

advising the Commissioner of HHSC and HHSC key staff in a timely manner on matters relating to the operation of the Commission;

(10)

establishing a flexible, responsible and accountable relationship with HHSC; and

(11)

through open and timely communication and mutual respect for the separate missions of HHSC and the Commission, assisting HHSC accomplish its mandates with minimal resources and minimal interference in the day-to-day operation of the Commission.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 24, 2000.

TRD-200005067

Charles Schiesser

Chief of Staff

Texas Rehabilitation Commission

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 424-4050


Part 6. TEXAS COMMISSION FOR THE DEAF AND HARD OF HEARING

Chapter 181. GENERAL RULES OF PRACTICE AND PROCEDURE

Subchapter A. GENERAL PROVISIONS

40 TAC §181.55

The Texas Commission for the Deaf and Hard of Hearing proposes new §181.55. The proposal establishes the task forces of the Commission and their importance to the Commission.

David W. Myers, Executive Director, has determined that for each year of the first five years the rule is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the rule.

Mr. Myers has also determined that for each year of the first five years the rule is in effect the public benefit anticipated as a result of this rule will be a better understanding of the task forces of the Commission. There will be no effect on small businesses. There is no anticipated economic hardship to persons required to comply with the rule as proposed.

Comments on this proposed rule may be submitted to Billy Collins, Texas Commission for the Deaf and Hard of Hearing, P.O. Box 12904, Austin, Texas 78711-2904.

The rule is proposed under the Texas Administrative Code, §81.006(b) (3), which provides the Texas Commission for the Deaf and Hard of Hearing with the authority to adopt rules for administration and programs.

No other statute, code or article is affected by this proposed rule.

§181.55.Task Force Purpose.

The Hard of Hearing Task Force, Hispanic Tri-lingual Task Force, Deafness Task Force and Educational Interpreter Task Force are advisory committees appointed by the Texas Commission for the Deaf and Hard of Hearing. Each committee is responsible for advising and assisting in developing programs and services for persons who are deaf and hard of hearing in the state. The Task Forces remain in existence through state fiscal year 2005.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 19, 2000.

TRD-200004977

David Myers

Executive Director

Texas Commission for the Deaf and Hard of Hearing

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 407-3250


40 TAC §181.56

The Texas Commission for the Deaf and Hard of Hearing proposes new §181.56. The proposal establishes the responsibilities of the task forces of the Commission.

David W. Myers, Executive Director, has determined that for each year of the first five years the rule is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the rule.

Mr. Myers has also determined that for each year of the first five years the rule is in effect the public benefit anticipated as a result of this rule will be a better understanding of the responsibilities of the task forces of the Commission. There will be no effect on small businesses. There is no anticipated economic hardship to persons required to comply with the rule as proposed.

Comments on this proposed rule may be submitted to Billy Collins, Texas Commission for the Deaf and Hard of Hearing, P.O. Box 12904, Austin, Texas 78711-2904.

The rule is proposed under the Texas Administrative Code, §81.006(b) (3), which provides the Texas Commission for the Deaf and Hard of Hearing with the authority to adopt rules for administration and programs.

No other statute, code or article is affected by this proposed rule.

§181.56. Responsibility of Task Force members.

(a)

Task Forces may recommend to the commission any rules which are necessary for the performance of its duties or the program and which are consistent with the laws of this state;

(b)

Task Forces may make recommendations to the commission for approval to establish ad hoc committees to assist in the consideration of pertinent matters. These ad hoc committees may make recommendations to the task force for its consideration and approval.

(c)

The Task Forces' decision-making process is independent of the administrative staff of the commission. The commission has final decision on all actions.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 19, 2000.

TRD-200004978

David Myers

Executive Director

Texas Commission for the Deaf and Hard of Hearing

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 407-3250


40 TAC §181.57

The Texas Commission for the Deaf and Hard of Hearing proposes new §181.57. The proposal establishes membership requirements and length of term for members of the task forces of the Commission.

David W. Myers, Executive Director, has determined that for each year of the first five years the rule is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the rule.

Mr. Myers has also determined that for each year of the first five years the rule is in effect the public benefit anticipated as a result of this rule will be a better understanding of the membership requirements and length of term for members of the task forces of the Commission. There will be no effect on small businesses. There is no anticipated economic hardship to persons required to comply with the rule as proposed.

Comments on this proposed rule may be submitted to Billy Collins, Texas Commission for the Deaf and Hard of Hearing, P.O. Box 12904, Austin, Texas 78711-2904.

The rule is proposed under the Texas Administrative Code, §81.006(b) (3), which provides the Texas Commission for the Deaf and Hard of Hearing with the authority to adopt rules for administration and programs.

No other statute, code or article is affected by this proposed rule.

§181.57.Term of Membership, Vacancies and Officers.

(a)

Term of members shall be three years. A member of a task force who is appointed for a full three-year term is eligible for reappointment for a second consecutive term. The commission shall fill any vacancy for the length of an unexpired term. A member of a task force who is appointed to fill an unexpired term may be reappointed to two consecutive full terms.

(b)

A vacancy on a task force will be created through the expiration of a term, resignation of a member, incapacity of a member to the extent that the member is unable to fulfill the obligations of the position, or absence of a member for three consecutively scheduled and announced meetings. To fill vacancies, the task force may review qualifications of candidates and recommend appointments of such candidates to the commission.

(c)

Task Force members shall not receive any compensation for their services, but can receive reimbursement for expenses in performing the duties of the office, subject to availability of funding by the commission and in accord with state travel regulations. Committee members must receive prior approval to be reimbursed for expenses incurred while attending a task force meeting or other functions as authorized by the commission.

(d)

The task forces shall elect a chairperson, a vice-chairperson, of whom each shall serve for at least one year. The election shall be held at the first regular meeting following January 1.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 19, 2000.

TRD-200004979

David Myers

Executive Director

Texas Commission for the Deaf and Hard of Hearing

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 407-3250


40 TAC §181.58

The Texas Commission for the Deaf and Hard of Hearing proposes new §181.58. The proposal establishes qualifications of the members of the task forces of the Commission.

David W. Myers, Executive Director, has determined that for each year of the first five years the rule is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the rule.

Mr. Myers has also determined that for each year of the first five years the rule is in effect the public benefit anticipated as a result of this rule will be a better understanding of the qualifications of the members of the task forces of the Commission. There will be no effect on small businesses. There is no anticipated economic hardship to persons required to comply with the rule as proposed.

Comments on this proposed rule may be submitted to Billy Collins, Texas Commission for the Deaf and Hard of Hearing, P.O. Box 12904, Austin, Texas 78711-2904.

The rule is proposed under the Texas Administrative Code, §81.006(b) (3), which provides the Texas Commission for the Deaf and Hard of Hearing with the authority to adopt rules for administration and programs.

No other statute, code or article is affected by this proposed rule.

§181.58.Qualifications of Task Force Members.

(a)

The Hard of Hearing Task Force shall be comprised of ten members appointed by the commission. Qualifications of members: Each member of the task force shall be a resident of the state; be a consumer; or in a position of providing services to individuals who are hard of hearing; and have knowledge of the needs of individuals with hearing loss and of the services available.

(b)

The Hispanic Tri-lingual Task Force shall be comprised of at least five and no more than fifteen members pursuant to the needs established by the commission. Qualifications of members: Members of the task force shall have the experience of providing or utilizing Hispanic tri-lingual interpreting services; must be a resident of the state; at least two members must be persons who are deaf and a frequent consumer of interpreter services; all members must demonstrate knowledge of the field of interpreting and the special needs of the tri-lingual interpreter and consumer.

(c)

The Deafness Task Force shall be comprised of ten members appointed by the commission. Qualifications of members: Each member of the task force shall be a resident of the state; be a frequent consumer of interpreter services who demonstrates knowledge of the field of deafness and the special needs of the consumer who is deaf.

(d)

The Educational Interpreter Task Force shall be comprised of at least five and no more than fifteen members pursuant to the needs established by the commission. Qualifications of members: Each member of the task force shall have the experience of providing educational interpreting services; or be a consumer of educational interpreter services; or be in a position closely associated with the use of educational interpreters; be a resident of the state; at least two members must be persons who are deaf and be frequent consumers of interpreter services; all members must demonstrate knowledge of the field of interpreting and the special needs of the educational interpreter and the consumers.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 19, 2000.

TRD-200004980

David Myers

Executive Director

Texas Commission for the Deaf and Hard of Hearing

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 407-3250


Subchapter F. FEES

40 TAC §181.830

The Texas Commission for the Deaf and Hard of Hearing proposes amendment to §181.830. The amendment is proposed to modify how fees for interpreter services are determined in accordance with Texas Administrative Code, §81.006.

David W. Myers, Executive Director, has determined that for each year of the first five years the amendment to this section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the amendment.

Mr. Myers has also determined that for each year of the first five years the amendment is in effect the public benefit anticipated as a result of this amendment will be a better understanding of how fees for interpreter services are determined. There will be no effect on small businesses. There is no anticipated economic hardship to persons required to comply with the amendment as proposed.

Comments on this proposed amendment may be submitted to Billy Collins, Texas Commission for the Deaf and Hard of Hearing, P.O. Box 12904, Austin, Texas 78711-2904.

The amendment is proposed under the Texas Administrative Code, §81.006(b) (3), which provides the Texas Commission for the Deaf and Hard of Hearing with the authority to adopt rules for administration and programs.

No other statute, code or article is affected by this proposed amendment.

§181.830.[ Fees Schedules for the Payment of ] Interpreter Services for the Deaf and Hard of Hearing

(a)

[ Fees. ] Under the authority of the Texas Code of Criminal Procedure, Article 38.31, and the Texas Administrative [ Human Resources ] Code, Chapter 81, §[ 1 ]81.006(a) [ and (c), ] the Commission establishes [ established the following ] maximum allowable fees for the payment of interpreter services for persons who are [ the ] deaf and hard of hearing which must be provided by law in proceedings of state agencies, courts, and political subdivisions. Under the authority of the Texas Administrative Code, Chapter 81 §81.006(c) other state agencies shall adopt the schedule of fees established by the Commission. The fees are established as the best value through competitive bid on a biennial basis and may be reviewed and or revised as deemed necessary by the Commission. The schedule of fees and any changes will be posted on the agency website. [ This fee schedule must be adhered to unless a superseding contractual arrangement exists between the employing entity and the service provider. For the services of a certified interpreter the commission sets the following maximum fees: ]

[ (1)

Scheduled Assignments-$30 per hour.]

[ (2)

Scheduled After-Hour, Weekend or Non-Scheduled (less than 24 hour notice)-$45 per hour.]

[ (3)

Emergency/Holiday-$60 per hour.]

[ (4)

Administrative costs of collection that are inclusive in those fees.]

(b)

The Commission defines the following: [ Minimum fee payment. The services of a certified interpreter should be reimbursed a guaranteed two-hour minimum with time calculated portal to portal. ]

[ (c)

Other types of interpreting settings. Fees for interpreting services in settings, other than formal, governmental, civil, and criminal proceedings, are applicable to certified interpreter services for the deaf and hard of hearing who function in a variety of settings including, but not limited to, health, vocational, educational, and welfare activities.]

[ (d) After Hours/Weekend, Emergency/Holiday interpreting service fees.]

(1)

After Hours[ /Weekend, ] Interpreting services is any scheduled interpreting [ service fees should be paid in any ] situation which begins between the hours of 6:00 p.m. and 6:00 a.m, Monday through Friday [ or on Saturday and Sunday ].

(2)

Weekend Interpreting services is any scheduled interpreting situation which occurs anytime on Saturday or Sunday.

(3)

[ (2) ] Emergency interpreting service situations within proceedings of state agencies, courts, and political subdivisions are defined as essential situations which are potentially life threatening or pose a threat to the clients' well-being during any time of the day or night. In this definition of an emergency interpreting service situation, all interpreting service situations which can reasonably be delayed to allow adequate planning, or which can be planned for in advance and do not pose a special hardship for the service provider are not considered to be emergency interpreting service situations. Lateness in planning on the part of the consumer or client are not emergency situations as defined in this subsection. The designation "emergency interpreting service situation" is to be used prudently in view of its potential for abuse.

(4)

[ (3) ] Holiday Interpreting service situations are defined as applying to [ fees are paid for ] any federally observed holiday.

(5)

Portal to portal is the time an interpreter leaves scheduled headquarters and returns to headquarters at the completion of the assignment. Headquarters is the site of the contracted service provider or the home base of the contracted interpreter whichever is closer to the assignment. Service providers will not be reimbursed mileage costs whenever portal to portal costs are charged unless otherwise specified.

(6)

Guaranteed minimum assignment is the least amount of time a service provider will be reimbursed and presently is established as two hours.

(7)

Late cancellation means providing less than twenty-four hours notice of the cancellation of an assignment. Cancellation must be made Monday through Friday during regular business hours unless otherwise specified.

[ (e)

Interpreting fees for services rendered to deaf-blind persons. It is recommended that interpreting services provided for persons who are deaf and blind be reimbursed according to the fee scales and policies in this section.]

[ (f)

Recommended practices in fee determination. The fees and related practices set forth throughout this section are the commission's recommendation issued pursuant to its statutory mandate. These recommendations do not serve to regulate other contractual fees paid to interpreters for the deaf in the State of Texas. Local, county, and state governmental units, as well as schools, agencies, and individuals, may negotiate contracts for a fee arrangements with particular interpreters on an hourly, daily, weekly, monthly, or annual basis.]

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 19, 2000.

TRD-200004989

David Myers

Executive Director

Texas Commission for the Deaf and Hard of Hearing

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 407-3250


Part 20. TEXAS WORKFORCE COMMISSION

Chapter 827. COMMUNITIES IN SCHOOLS PROGRAM

Subchapter D. FUNDING OF CIS LOCAL PROGRAMS

40 TAC §827.34

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas Workforce Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The Texas Workforce Commission (Commission) proposes the repeal of §827.34 concerning Communities In Schools.

The purpose of the repeal is to remove an obsolete rule from the Texas Administrative Code.

The Communities In Schools program was transferred to the Texas Department of Protective and Regulatory Services (Department) from the Commission pursuant to Senate Bill 1574 passed by the 76th Legislature, Regular Session, Chapter 489. The Department has adopted 40 TAC Chapter 701, Subchapter B, regarding Communities In Schools, effective September 1, 1999 (24 TexReg 6849), making the Commission rules, 40 TAC Chapter 827, obsolete. The only rule not transferred by this filing was §827.34.

Randy Townsend, Director of Finance, has determined that for each year of the first five years the repeal will be in effect, the following statements will apply:

There are no additional estimated costs to the state and to local governments expected as a result of enforcing or administering the repeal;

There are no estimated reductions in costs to the state and to local governments as a result of enforcing or administering the repeal;

There are no estimated losses or increases in revenue to the state or to local governments as a result of enforcing or administering the repeal;

There are no foreseeable implications relating to costs or revenue of the state or local government as a result of enforcing or administering the repeal; and

There are no probable economic costs to persons required to comply with the rule repeal.

John Moore, Assistant General Counsel, has determined that:

There is no anticipated adverse impact on small businesses as a result of enforcing or administering the repeal, because small businesses are not required to do anything as a result of the repeal; and

For each year of the first five years that the repeal is in effect, the public benefit expected as a result of the adoption of the proposed repeal is to remove an obsolete rule from the Texas Administrative Code.

Comments on the proposed repeal of the rule may be submitted to John Moore, Assistant General Counsel, Texas Workforce Commission, 101 East 15th Street, Room 608, Austin, Texas, 78778-0001; telephone number (512) 463-3041. Comments may also be submitted via facsimile to (512) 463-2220 or e-mail at john.moore@twc.state.tx.us. Comments must be received by the Commission no later than thirty days from the date this proposal is published in the Texas Register.

The repeal of the rule is proposed under Texas Labor Code, §§301.061 and 302.021, which provide the Commission with the authority to adopt, amend, or repeal such rules as it deems necessary for the effective administration of the Commission's services and activities.

The proposal affects Texas Labor Code Chapter 305.

§827.34.Other Funding.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 17, 2000.

TRD-200004924

J. Ferris Duhon

Assistant General Counsel

Texas Workforce Commission

Earliest possible date of adoption: September 3, 2000

For further information, please call: (512) 463-8812