TITLE examining-boards

Part X. Texas Funeral Service Commission

Chapter 203. Licensing and Enforcement - Specific Substantive Rules

22 TAC §203.17

The Texas Funeral Service Commission adopts an amendment to §203.17, concerning clarification of other facilities necessary in a preparation room, without changes to the proposed text as published in the August 28, 1998, issue of the Texas Register (23 TexReg 8811).

The amendment is being adopted to delete subsection (a) and the language contained in subsections (b) and (c).

November 20, 1998, the Commission staff held a public hearing wherein commentary was solicited from interested persons regarding the deletion of said provisions. The comments from individuals were essentially an admission or recognition that the affected subsections should not have been promulgated by the Commission in or around 1991, as such rule violated the Mortuary Law and as such, could not supersede same. Other comments included a request that the Commission forego an immediate enforcement response until the Texas Legislature could meet and entertain legislation which would change the law to allow for preparation room exemptions in the statute. A suggested date of September 1, 1999 was suggested at the meeting as a target forebearance period before the Commission would begin enforcing the requirement that each funeral home in Texas have a embalming preparation room.

The Commission staff received information but did not make any comments of its own.

The amendment is adopted under Texas Civil Statutes, Article 4582b, §5, which authorizes the Texas Funeral Service Commission to adopt rules to administer the statute.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 24, 1999.

TRD-9901289

David Richards

General Counsel/Interim Executive Director

Texas Funeral Service Commission

Effective date: March 16, 1999

Proposal publication date: August 28, 1998

For further information, please call: (512) 936-2472


Part XXIII. Texas Real Estate Commission

Chapter 535. Provisions of the Real Estate License Act

Subchapter N. Suspension and Revocation of Licensure

22 TAC §535.154

The Texas Real Estate Commission (TREC) adopts an amendment to §535.154, concerning misleading advertising by real estate licensees, with changes to the proposed text as published in the December 25, 1998, issue of the Texas Register (23 TexReg 13000). The amendment clarifies that advertising which uses electronic media such as E-mail and the Internet is subject to disclosure requirements for licensees imposed by The Real Estate License Act, Article 6573a, Texas Civil Statutes, §15(a)(6)(P). The amendment also provides a specific time for reporting use of an assumed name and makes non-substantive language changes for consistency of style with other TREC rules.

A number of changes were made in the final text based on questions raised by the members of the commission and oral comments from the public which concerned whether informal communications might be construed as advertisements. A general definition of the term "advertisement" was added to clarify that the section was intended to apply to statements by a licensee which induced or sought to induce a member of the public to use the services of the licensee. The text was revised to exclude from the section those communications from the licensee to a member of the public taking place after an agreement has been reached for the licensee to provide services. Language also was added to clarify that a broker would be obligated to notify the commission within 30 days if the broker, or a salesperson sponsored by the broker, started or stopped use of an assumed name. The text also was revised to require the commission to respond to a filing which indicated a licensee was using only the name or assumed name of a salesperson in violation of the section. With regard to advertising by e-mail or similar electronic media, commission staff suggested that the proposed text be modified to require the disclosure of licensed status and name of sponsoring broker, if applicable, within the electronic advertisement and in any attachment which is also an advertisement, rather than on the first and last page of the communication. The commission concurred and made the suggested change. Language was added to treat licensed limited liability companies in the same manner as licensed corporations as regards use of the names in which the entities are registered or chartered by the Texas Secretary of State, and non-substantive changes also were made to delete repetitive provisions.

One written comment was received which generally supported the adoption of the amendment and urged the commission also to address old or dead web sites. The commission declined to modify the as desired by the commentor, because that issue had not been presented in the original proposal, and the commission has current statutory authority to discipline a licensee whose advertisements are misleading or which tend to create a false impression.

The amendment is adopted under Texas Civil Statutes, Article 6573a, §5(h), which authorize the Texas Real Estate Commission to make and enforce all rules and regulations necessary for the performance of its duties.

The statute which is affected by this proposal is Texas Civil Statutes, Article 6573a.

§535.154.Misleading Advertising.

(a)

For the purposes of this section, an "advertisement" is a written or oral statement which induces or attempts to induce a member of the public to use the services of a real estate licensee. The term "advertisement" includes, but is not limited to all publications, radio or television broadcasts, all electronic media including E-mail and the Internet, business stationary, business cards, signs and billboards. The provisions of this section apply to all advertisements by a real estate licensee unless the context of a particular provision indicates that it is intended to apply to a specific form of advertisement. Provided, however, a communication from a licensee to a member of the public after the member of the public has agreed for the licensee to provide services is not an advertisement for the purposes of this section.

(b)

A licensee may not utilize a copyrighted trade name unless the licensee has legal authority to use the name.

(c)

A broker shall notify the commission in writing within 30 days after the broker, or a salesperson sponsored by the broker, starts or stops using a name in business other than the name in which the person is licensed. Licensees may not use the name of a salesperson, including an assumed name, in advertisements unless the sponsoring broker's name or assumed name also appears. If the commission is notified of a licensee's use of an assumed name which contains only the name of a salesperson, including an assumed name, the commission shall notify the licensee, and the licensee's sponsoring broker, if any, that use of the name alone in advertising is grounds for disciplinary action under this section.

(d)

If a broker advertises under an assumed name, and that assumed name does not readily identify the broker as a real estate agent, the broker's advertisement must include an additional designation such as "agent," "broker" or a trade association name which serves clearly to identify the advertiser as a real estate agent.

(e)

Because salespersons may lawfully engage in brokerage activity only when they are associated with, and acting for, a broker, a listing may be solicited and accepted only in a broker's name. Advertisements concerning a broker's listings must include information identifying the advertiser as a real estate broker or agent. The name of a salesperson sponsored by the broker may also be included in the advertisement, but in no case shall a broker or salesperson place an advertisement which in any way implies that the salesperson is the person responsible for the operation of a real estate brokerage.

(f)

Where a business name includes the name of a licensed salesperson as well as a licensed broker, the broker's name should appear first to avoid the possibility that the public would be misled to believe that the salesperson is a broker; provided, however, that a corporation or limited liability company licensed as a real estate broker may do business in the name in which it was chartered or registered by the Secretary of State.

(g)

A licensee's advertising must not cause a member of the public to believe that a person not authorized to conduct real estate brokerage is personally engaged in real estate brokerage, provided that an advertisement of a trade, business, or assumed name does not constitute a holding out that a specific person is engaged in real estate brokerage.

(h)

An advertisement placed where it is likely to attract the attention of passing motorists or pedestrians must contain language that clearly and conspicuously identifies as a real estate broker or agent the person publishing the advertisement. Advertisements in which the required language is not clear and conspicuous shall be deemed by the commission to be deceptive and likely to mislead the public for the purposes of Texas Civil Statutes, Article 6573a (the Act), §15(a)(6)(P). The commission shall consider language as clear and conspicuous if it is in at least the same size of type or print as the largest telephone number in the advertisement, or it otherwise clearly and conspicuously identifies as a real estate broker or agent the person who published it. The commission shall consider advertisements not to be in compliance with this subsection if the required language is in print or type so small that it cannot be easily read from the street or sidewalk. This subsection does not apply to signs placed on real property listed for sale, rental or lease with the broker who has placed the sign, provided the signs otherwise comply with this section and the provisions of the Act regarding advertising.

(i)

A real estate licensee placing an advertisement on the Internet, electronic bulletin board, or similar mechanism must include on each page on which the licensee's advertisement appears any information required by this section and the disclosure relating to the advertiser's status as a broker or agent required by §15(a)(6)(P) of the Act.

(j)

A real estate licensee placing an advertisement by using any electronic communication, including but not limited to E-mail and E-mail discussion groups, must include in the communication and in any attachment which is an advertisement the information required by this section and the disclosure relating to the advertiser's status as a broker or agent required by §15(a)(6)(P) of the Act.

This agency hereby certifies that the adoption has been reviewed by legal counsel and found to be a valid exercise of the agency's legal authority.

Filed with the Office of the Secretary of State on February 23, 1999.

TRD-9901135

Mark A. Moseley

General Counsel

Texas Real Estate Commission

Effective date: March 15, 1999

Proposal publication date: December 25, 1998

For further information, please call: (512) 465-3900