TITLE administration

Part I. Office of the Governor

Chapter 3. Criminal Justice Division

Subchapter E. Crime Stoppers Program Certification

1. Crime Stoppers Program Certification

1 TAC §§3.9000, 3.9100, 3.9200

The Office of the Governor proposes new Subchapter E, §§3.9000, 3.9100, 3.9200, concerning Crime Stoppers Program Certification. This subchapter provides guidelines for program certification and decertification requirements.

Tom Jones, Director of Accounting for the Criminal Justice Division, has determined that in general for the first five year period the rules are in effect there will be no fiscal impact on the state. The funds remain stable and the method for allocating funds on a regional basis has not changed.

Mr. Jones also has determined that for the first five year period the proposed rules are in effect the public benefit will be clarification of funding sources. There will be no anticipated economic cost to persons or small businesses.

Comments on the proposed subchapter may be submitted to Pamela Brown at the Criminal Justice Division of the Governor's Office, P.O. Box 12428, Austin, Texas, 78711.

The new rules are proposed under Texas Government Code, Title 7, §772.006 (a)(11), which provides the Office of the Governor, Criminal Justice Division the authority to promulgate rules consistent with the Code.

No other statutes, articles or codes are affected by these proposed rules.

§3.9000.Requirements.

(a)

In order to obtain certification, a private, non-profit crime stoppers organization must:

(1)

be a non-profit organization

(2)

be granted tax exempt status by the IRS

(3)

have at least one member of the organization's Board of Directors, as well as the Police/Civilian Coordinator of the Crime Stoppers organization attend a complete training conference provided by the Criminal Justice Division of the Governor's office and the Texas Crime Stoppers Advisory Council, or its designee, in the year prior to certification

(4)

complete and sign the conditions of certification form;

(b)

In order to obtain certification, a public organization must have at least one employee attend a complete training conference provided by the Office of the Governor or its designee in the year prior to certification.

§3.9100.Certification.

(a)

In order to obtain certification, a non-profit crime stoppers organization must submit to the Criminal Justice Division of the Governor's Office or its designee:

(1)

proof of its non-profit status;

(2)

a letter from the Internal Revenue Service verifying the organization's tax exempt status;

(3)

a completed and signed conditions of certification form;

(4)

annual financial statements for each of the two previous years which include the dollar amount of donations received each year;

(5)

a list of all the reward payments made by the organization;

(6)

a list of the members of the board of directors of the organization;

(7)

a completed and signed community supervision and corrections department form.

(b)

The director of the Crime Stoppers Advisory Council may prescribe forms to be used in the certification process.

(c)

When all of the documentation required under subsection (a) has been received, the director of the Crime Stoppers Advisory Council will review the documentation and submit a report to the Texas Crime Stoppers Advisory Council for approval.

(d)

A certification is valid for a period of two years.

§3.9200.Decertification.

(a)

By signing the conditions of certification form, a crime stoppers organization agrees to comply with all of the conditions.

(b)

The director of the Crime Stoppers Advisory Council shall submit a report to the Texas Crime Stoppers Advisory Council for action if an organization is not in compliance with the law and/or certification requirements with instruction being made to the staff on the action taken.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on May 20, 1999.

TRD-9902959

James Hines

Assistant General Counsel

Office of the Governor

Earliest possible date of adoption: July 4, 1999

For further information, please call: (512) 475-2594


Part IV. Office of the Secretary of State

Chapter 91. Texas Register

The Office of the Secretary of State, Texas Register, proposes amendments to §91.23 and §91.65, concerning procedures for filing adopted rules. The proposed amendments to §91.23 and §91.65 will require agencies to submit the entire text of a adopted rule. By receiving the full text of an adopted rule the Texas Register anticipates that there will be a reduction in errors within the agencies submission and in the turn around time for updating the Texas Administrative Code.

Dan Procter, director of the Texas Register, has determined that for the first five-year period the rules are in effect, there will be no fiscal implications to state or local governments as a result of administration or enforcement of the amendments.

Mr. Procter also has determined that for each year of the first five years the rules are in effect, the public benefit anticipated will be that the public will have current access to the Texas Administrative Code and that there will be fewer errors in the Texas Register . There will be no effect on small businesses. There are no anticipated economic costs to persons who are required to comply with the rules as proposed.

Comments on the proposal may be submitted in writing to Dan Procter, Director, Texas Register, Office of the Secretary of State, 1019 Brazos, Room 245, Austin, Texas 78701 or via e-mail, dprocter@sos.state.tx.us.

Subchapter A. Administrative

1 TAC §91.23

The amendment is proposed under the Government Code, Chapter 2002, Subchapter B, §2002.017, which provides the Secretary of State with the authority to promulgate rules consistent with the code.

The proposal affects Government Code, Chapter 2002, Subchapter B, §2002.011.

§91.23.Structure and Terminology.

(a)-(b)

(No change.)

(c)

When proposing to amend [ amending ] an existing rule, you must account for all existing language. Within the rule structure, put new language before obsolete language. Use the codes as described in §91.61(c)(5), (6), and (9) of this title (relating to Electronic Procedures for Filing Rules and Miscellaneous Documents).

Figure: 1 TAC §91.23(c) (No change.)

(d)

When you propose to amend a subdivision within a rule, follow the "No change" policy outlined in paragraphs (1)-(3) of this subsection.

(1)-(3)

(No change.)

(e)

When you adopt new and amended rules submit the entire text. Do not use the "No change" designation. Submit adopted repealed rules with only the section number and title.

(f) [ (e) ]

Do not reserve subdivisions within a rule for future expansion.

(g) [ (f) ]

Follow any reference to another section or chapter in the same title with the phrase "of this title (relating to...)" with the title of the section or chapter inserted in the parenthesis. Follow a reference to a different subchapter in the same chapter with the phrase "of this chapter (relating to...)" with the title of the subchapter inserted in the parenthesis. It is not necessary to reference the same section, subchapter, or chapter name twice within a rule.

(h) [ (g) ]

Cite any reference to a rule in another title with the title and section number(s) in accordance with §91.25(b) of this title (relating to Form of Citation). For example: 1 TAC §91.21.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on May 21, 1999.

TRD-9902992

Jeff Eubank

Assistant Secretary of State

Office of the Secretary of State

Earliest possible date of adoption: July 4, 1999

For further information, please call: (512) 463-5561


Subchapter B. Filing Procedures

1 TAC §91.65

The amendment is proposed under the Government Code, Chapter 2002, Subchapter B, §2002.017, which provides the Secretary of State with the authority to promulgate rules consistent with the code.

The proposal affects Government Code, Chapter 2002, Subchapter B, §2002.011.

§91.65.Procedures for Filing Rules.

(a)

(No change.)

(b)

Adopted rules. The APA states that a rule takes effect 20 days after the date on which it is filed in the Office of the Secretary of State unless a later date is required by statute, specified in the rule, or required by federal mandate. When adopting rules, comply with the following procedures.

(1)-(4)

(No change.)

(5)

Do not use the "No change" designation in adopted rule submissions. If you submit the final version of adopted rules with any level designation as "No change", we will reject the submission.

(6) [ (5) ]

The proposed and adopted version of a rule must have the same rule number.

(7) [ (6) ]

Do not withdraw an adopted rule.

(c)-(g)

(No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on May 21, 1999.

TRD-9902993

Jeff Eubank

Assistant Secretary of State

Office of the Secretary of State

Earliest possible date of adoption: July 4, 1999

For further information, please call: (512) 463-5561


Part XII. Advisory Commission on State Emergency Communications

Chapter 251. Regional Plans--Standards

1 TAC §251.1

The Advisory Commission on State Emergency Communications (ACSEC) proposes an amendment to §251.1, concerning Regional Plans for 9-1-1 Service to meet new technology advancements in telecommunications for the protection and reliability of 9-1-1 systems and to be consistent with changes in Commission policy.

This section is part of the agency's rule review of Chapter 251 (concerning Regional Plans-Standards), pursuant to the Appropriations Act of 1997, HB 1, Article IX, Section 167.

The ACSEC is contemporaneously proposing the rule review of Chapter 251 elsewhere in this issue of the Texas Register .

The amendment provides updated language and clarifies requirements; adds language consistent with newer rules, such as wireless; incorporates contractor reference, such as memorandum of understanding; and sets minimum standards for performance and reporting.

James D. Goerke, executive director, ACSEC, has determined that for the first five-year period the rule is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the rule.

Mr. Goerke also has determined that for each year of the first five years the section is in effect, the public benefit anticipated as a result of enforcing the section will be improved effectiveness and reliability of 9-1-1 call delivery systems in 9-1-1 regions throughout the state. No historical data is available, however, there appears to be no direct impact on small or large businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. There is no anticipated local employment impact as a result of enforcing the section.

Comments on the proposed rule may be submitted in writing within 30 days after publication of the proposal in the Texas Register to: James D. Goerke, Executive Director, Advisory Commission on State Emergency Communications, 333 Guadalupe Street, Suite 2-212, Austin, Texas 78701-3942.

The amendment is proposed under Health and Safety Code, Chapter 771, §§771.051, 771.055, 771.056, and 771.059; and the Texas Administrative Code, Part XII, Chapter 251, Regional Plan Standards, which provide the Advisory Commission on State Emergency Communications with the authority to plan for and implement emergency communication systems that meet set standards and in accordance with approved agency strategic plan.

No other statutes, articles or codes are affected by the proposed amendment.

§251.1.Regional Strategic Plans for 9-1-1 Service.

(a)

Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(1)

9-1-1 Equipment and Services - Equipment and services acquired partially or in whole with 9-1-1 funds and designed to support and/or facilitate the delivery of an emergency 9-1-1 call to an appropriate Public Safety Answering Point (PSAP).

(2)

9-1-1 Funds - Funds assessed and disbursed in accordance with the Texas Health and Safety Code, Chapter 771.

(3)

Automatic Location Identification (ALI) - The automatic display at the PSAP of the caller's telephone number, the address/location of the telephone and supplementary emergency services information.

(4)

Automatic Number Identification (ANI) - Telephone number associated with the access line from which a 9-1-1 call originates.

(5)

Public Safety Answering Point (PSAP) - A 24-hour communications facility established as an answering location for 9-1-1 calls originating within a given service area, as further defined in applicable law Texas Health and Safety Code, Chapters 771 and 772.

(6)

Regional Planning Commission - A commission established under Local Government Code, Chapter 391, also referred to as a regional council of governments.

(7)

TDD - The acronym for Telecommunication Device for the Deaf. Other interchangeable acronyms accepted are TTY (Teletypewriter) or TT (Text Telephone).

(b)

[ (a) ] All regional strategic plans (regional plans), or amendments to those regional plans, for 9-1-1 Service [ plans ] must be submitted to the Advisory Commission on State Emergency Communications ([ the ] Commission) by a Regional Planning Commission [ Council of Government (RCOG) ] (RPC) as specified by Health and Safety Code, Chapter 771.056. The RPC shall comply with all applicable federal and state laws (applicable law) in carrying out its approved regional plan.

(c)

[ (b) ] All regional plans for 9-1-1 service [ plans ] submitted for approval must address the entire geographic area within the boundaries of a RPC [ an RCOG ]. The regional plan must identify all public safety agencies as participating or nonparticipating. All counties with a population greater than 120,000, according to the latest federal census, must have 9-1-1 service by September 1, 1995. In counties with less than 120,000 in population, resolutions supporting the regional plan must be included for all participating cities and counties. Because the definition of Public Agency in Health and Safety Code, Chapter 771.001(6) creates a possibility of overlapping jurisdictions, the city or county government of that area should submit the resolution to support the regional plan.

(d)

[ (c) ] A regional plan may be amended according to procedure established by the [ Advisory ] Commission [ on State Emergency Communications ].

(e)

[ (d) ] All regional plans submitted for approval must describe how the 9-1-1 service is to be administered, include a description of how money allocated to the region is to be allocated in the region, include projected financial operating information for the two state fiscal years following the submission of the regional plan and include strategic planning information for the five state fiscal years following the submission of the regional plan. [ complete description of the proposed system and its operation. ]

(f)

[ (e) ] All regional plans for 9-1-1 service must include at least the following.

(1)

Automatic Number Identification (ANI) of all single-party telephone lines.

(2)

There must be at least one Primary Public Safety Answering Point (P-PSAP) with the ability to extend, transfer, or relay 9-1-1 calls to the appropriate public safety response agencies. The P-PSAP must be in service 24 hours per day, seven days per week, 365 days per year [ every day ]. If there is more than one Public Safety Answering Point (PSAP), the system may be arranged for two or more PSAPs to share the 24-hour duty requirement.

(3)

In compliance with the ADA, each call taking position must be equipped with a TDD/TTY or TDD/TTY compatible equipment.

(4)

A P-PSAP should be equipped with a standby power supply for the telephone equipment, or it must be equipped with circuit transfer equipment that will connect each incoming circuit to a telephone set that does not require external power to operate.

(5)

A P-PSAP must have the forced disconnect feature that will allow the PSAP attendants to clear incoming circuits of calls when necessary.

(6)

A P-PSAP must have redundant (a minimum of two each) crucial service items, performing comparable functions independently of one another, such as incoming telephone circuits (two from each telephone central office or tandem), telephone sets, integrated workstations, ANI and/or ALI incoming circuits, ANI and/or ALI display units and stand-alone TDD units (when applicable).

[ (6)

A P-PSAP must have a minimum of two each of all crucial service items such as incoming telephone circuits (two from each telephone central office or tandem), telephone sets, ANI incoming circuits, and ANI display units.]

(7)

There must be redundant network connections [ at least two trunks ] between each telephone central office and the 9-1-1 tandem office if a tandem is used.

(8)

In addition to the 9-1-1 service number, all public safety agencies must maintain a published seven-digit emergency telephone number that can accept emergency calls.

(9)

If a telephone switching office is equipped to provide 9-1-1 service, all lines must receive a positive response when 9-1-1 is dialed. The following is considered a positive response:

(A)

An audible ringing tone when the call is connected to a circuit to a PSAP.

(B)

In offices using direct trunking to a PSAP, the PSAP attendant must be able to extend, transfer, or relay emergency calls for all telephone lines served by that office.

(C)

If selective routing, [ class marking, ] or an equivalent method of routing of calls is used, calls from telephone lines used by customers in an area not using 9-1-1 as an emergency number must be routed to a recorded announcement that directs the customer to call their local public safety agency.

(D)

All calls delivered directly [ directed ] to a PSAP by selective routing must be extended, transferred, or relayed to the proper public safety agencies.

(10)

All 9-1-1 service systems must accept emergency calls from wireless telephone systems operating within the 9-1-1 service area as 9-1-1 calls over 9-1-1 circuits only [ (e.g., no seven or ten digit screening numbers) ]. Upon direction by the Commission, all [ All ] 9-1-1 service systems must immediately request from service providers in the 9-1-1 entity's geographic area that Phase I wireless service ( a wireless caller's ANI and the location of the base station or cell site receiving a 9-1-1 call ) be provided to the appropriate PSAP. [ through the use of Pseudo ANI and ANI by no later than the eighteen month deadline specified by the Federal Communications Commission in 47 CFR §20.18(d). The terms ANI and Pseudo ANI have the same meanings as in 47 CFR §20.18. All 9-1-1 service systems must be capable of receiving the data elements associated with this service by no later than the 18-month deadline specified in 47 CFR §20.18(d). ] Implementation timelines and associated cost recovery plans shall be provided to the Commission prior to service activation. All wireless service shall be implemented in accordance with Commission Rule §251.10 of this title (relating to Guidelines for Implementing Wireless E9-1-1 Service).

(g)

[ (f) ] The regional plan must include a description of how the service is to be administered as required by Health and Safety Code, Chapter 771.055(b).

(h)

[ (g) ] The regional plan must include a description of how money is to be allocated to the region [ RCOG ] as required by [ under the ] Health and Safety Code, Chapter 771 .055(c) [ is to be allocated within the region as required by the Health and Safety Code, Chapter 771.055(c) ].

(i)

[ (h) ] The regional plan must include detailed descriptions of the cost of equipment , [ and ] the operating expenses for the proposed 9-1-1 Service and any other associated costs that are to be funded by fees or surcharges collected in accordance with the Health and Safety Code, Chapter 771.055(c). [ 771, Subchapter D. ]

(j)

The RPC shall recognize that the Commission reserves the right to perform on-site monitoring of the RPC and/or it's performing local governments or PSAPs for compliance with applicable law.

(k)

The RPC shall execute interlocal agreements between itself and its local governments responsible for PSAPs relating to the planning, development, operation and provision of 9-1-1 service, the use of 9-1-1 funds and adherence to applicable law.

(l)

The RPC shall use competitive procurement practices and procedures similar to those required by state law for cities or counties, as well as any additional Commission policies, in conjunction with the procurement of 9-1-1 Customer Premises Equipment, 9-1-1 Network, and 9-1-1 Database services and any other items to be obtained with 9-1-1 funds.

(m)

The RPC shall adhere to all Commission requirements for testing related to 9-1-1 Customer Premises Equipment, 9-1-1 Network, and 9-1-1 Database services. Testing shall occur at such time that new service or equipment is installed, service or equipment is modified and on a regular basis to ensure system reliability. A schedule for ongoing testing shall be developed by the RPC and shall be available to the Commission for monitoring.

(n)

The RPC shall plan and implement a contingency routing scheme to provide for the provision of uninterrupted 9-1-1 service in the event of an incident that requires the temporary rerouting of 9-1-1 calls due to man-made or natural disasters.

(o)

Should there be a need to increase the number of 9-1-1 calltaking positions at an existing PSAP, the RPC shall provide to the Commission, written justification supporting the request for the additional position. Such justification shall include statistical information indicating a minimum of a 20% increase in 9-1-1 call volume for each of the previous two years and a minimum of ten 9-1-1 calls handled per hour by the PSAP.

(p)

Should there be a need to add a new PSAP within the region, the RPC shall provide the Commission written justification supporting the request. Appropriate justification shall include any statistical information such as call volume and growth rates, or jurisdictional changes within the region. All requests for a new PSAP must include specific costs for equipment and services, as well as a complete written description and schematic illustrating the proposed PSAP's relationship to the balance of the region's network. Proposed PSAPs shall be defined as one of the following types:

(1)

Primary PSAP - a facility equipped and staffed to receive 9-1-1 calls 24 hours per day which meets all criteria as defined in subsection (f)(1)-(10) of this section.

(2)

Secondary PSAP - a PSAP to which 9-1-1 calls are transferred or relayed from a Primary PSAP, and which may operate less than 24 hours per day but, which also meets the criteria as defined in subsection (f)(1)-(10) of this section.

(3)

Remote - equipment located at an emergency service responder's facility that is capable of conveying call information via printer, fax or telephone and used as a means of call delivery.

(q)

Each PSAP shall provide performance data to the RPC, or other 9-1-1 entity, for purposes of providing information to the Commission on a quarterly basis. Such information to be reported shall include, if applicable and available, PSAP call statistics such as monthly call volume, average call duration, abandoned 9-1-1 calls (wireline and wireless), non-9-1-1 calls and equipment/database failures.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 24, 1999.

TRD-9903052

James D. Goerke

Executive Director

Advisory Commission on State Emergency Communications

Earliest possible date of adoption: July 4, 1999

For further information, please call: (512) 305-6933


1 TAC §251.2

The Advisory Commission on State Emergency Communications (ACSEC) proposes an amendment to §251.2, concerning Guidelines for Changing or Extending 9-1-1 Service Arrangements. The section provides the guidelines so that 9-1-1 service in the competitive and fast-changing telecommunications environment does not degrade the provision of the highest level of service.

The amendment incorporates language consistent with new agency rule on wireless solution and provides consistency with the changes in Commission policy.

This section is part of the agency's rule review of Chapter 251 (concerning Regional Plans-Standards), pursuant to the Appropriations Act of 1997, HB 1, Article IX, Section 167.

The ACSEC is contemporaneously proposing the rule review of Chapter 251 elsewhere in this issue of the Texas Register .

James D. Goerke, executive director, ACSEC, has determined that for the first five-year period the rule is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the rule.

Mr. Goerke also has determined that for each year of the first five years the section is in effect, the public benefit anticipated as a result of enforcing the section will be better and more orderly implementation of changes and extensions of service arrangements in the telecommunications environment. No historical data is available, however, there appears to be no direct impact on small or large businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. There is no anticipated local employment impact as a result of enforcing the section.

Comments on the proposed rule may be submitted in writing within 30 days after publication of the proposal in the Texas Register to: James D. Goerke, Executive Director, Advisory Commission on State Emergency Communications, 333 Guadalupe Street, Suite 2-212, Austin, Texas 78701-3942.

The amendment is proposed under Health and Safety Code, Chapter 771, §§771.051, 771.055, 771.056, and 771.059; and the Texas Administrative Code, Part XII, Chapter 251, Regional Plan Standards, which provide the Advisory Commission on State Emergency Communications with the authority to administer and implement 9-1-1 emergency communications.

No other statutes, articles or codes are affected by the proposed amendment.

§251.2.Guidelines for Changing or Extending 9-1-1 Service Arrangements.

(a)

Definitions. When used in this rule, the following words and terms shall have the meanings identified in paragraphs (1)-(5) of this subsection, unless the context of the word or term clearly indicates otherwise.

(1)

Automatic Number Identification (ANI) - A system which permits the identification of the caller's telephone number. For purposes of this rule, the term has the same meaning as in 47 CFR §20.18.

(2)

Emergency Communications District - A public agency or group of public agencies acting jointly that provided 9-1-1 service before September 1, 1987, or that had voted or contracted before that date to provide that service; or a district created under Texas Health and Safety Code, Chapter 772, Subchapters B, C, D, or E.

(3)

Pseudo Automatic Number Identification (Pseudo ANI) - A system which identifies the location of the base station or cell site through which a mobile call originates. For purposes of this rule, the term has the same meaning as in 47 CFR §20.18.

(4)

Regional Strategic Plan - A plan for the establishment and operation of 9-1-1 service throughout the region that regional planning commission serves. The plan must meet the standards established by and be amended in accordance with the standards established by the Advisory Commission on State Emergency Communications.

(5)

Regional Planning Commission (RPC) - A commission established under Local Government Code, Chapter 391, also referred to as a regional council of governments (COG).

(b)

Policy and Procedures. As authorized by Health and Safety Code, Chapter 771, the Advisory Commission on State Emergency Communications (Commission) [ (ACSEC) ] may impose 9-1-1 emergency service fees and equalization surcharges to support the planning, development, and provision of 9-1-1 service throughout the State of Texas. The Commission [ ACSEC ] is responsible for administering the implementation of statewide 9-1-1 service. The Commission [ ACSEC ] is also responsible for minimum performance standards for the operation of 9-1-1 service to be followed in developing regional plans. One of the most fundamental components of any 9-1-1 service operation and any regional strategic plan is how the 9-1-1 service will be provided by the telecommunications service provider(s) directly connecting to the Public Safety Answering Point (PSAP). Changing the tandem and/or database service arrangements for direct connection to the PSAP, adding additional tandem, wireless, private switch and/or database service providers, or extending current service arrangements for a fixed period may potentially adversely affect [ effect ] the level, quality, and costs of 9-1-1 service and [ Changing the tandem and/or database service arrangements for direct connection to the PSAP, adding additional tandem and/or database service providers, or extending current service arrangements for a fixed period ] may also potentially adversely effect other service providers that rely on another service provider for interconnection to the PSAP (e.g., other service providers need to know which provider to send Automatic Number Identification (ANI) information and Automatic Location Information (ALI) records, the format for ALI records, the procedures for modifying 9-1-1 database information, and how 9-1-1 service will be provided to their end-user customers). It is the policy of the Commission [ ACSEC ] that the highest level of 9-1-1 emergency service continues to be provided notwithstanding the new competitive telecommunications environment. Therefore, any agreement by a regional planning commission with a service provider to change or to extend 9-1-1 service arrangements for a fixed period must be made contingent upon final approval of a regional strategic plan amendment. For emergency communication districts requesting 9-1-1 funds in accordance with established rules and procedures for 9-1-1 service arrangements, the extent to which the guidelines below are satisfied may be considered in allocating equalization surcharges.

(c)

Guidelines.

(1)

Changes or extensions of 9-1-1 service arrangements must include the following:

(A)

The service provider making the proposal to the regional planning commission or emergency communications district verifies in writing, as part of the proposed agreement, that:

(i)

Reasonable notice of the proposal (i.e., at least ten days before a joint planning meeting) has been provided to the current service provider (if a change in service providers is involved) and to other potentially affected service providers.

(ii)

The service provider also verifies that at least one joint planning meeting occurred with at least ten days notice to all affected service providers that they may participate in the joint planning meeting;

(iii)

[ (ii) ] As a result of the joint planning meeting either each technical issue or objection by other service providers has fully been resolved or an impartial statement of each unresolved issue or objection has been provided. (A joint planning meeting is open to evaluate all alternatives and is not limited to a discussion of one service provider's proposal.)

(iv)

[ (iii) ] An inventory of each affected exchange, central office, [ and ] tandem, private switch, PBX, or Mobile Telephone Switching Office (MTSO) has been provided to all affected service providers and the RPC/District that is involved.

(v)

[ (iv) ] Cost verification [ An itemization ] of all costs under the proposal and an itemized comparison with all costs under current rates (e.g., itemized list and comparison of all charges for each level of service, for all database service, etc.)

[ (v) ]

Any and all changes in E9-1-1 or 9-1-1 service features (i.e., all additional service features or reductions in service features that may result from the proposal) must be clearly specified. The service provider must also explain the justifications for any and all changes and why those changes do not degrade the level of 9-1-1 service and are consistent with providing the highest level of 9-1-1 service to all customers.

(vi)

The service provider shall take [ takes ] full responsibility to professionally and timely coordinate all 9-1-1 service changes and modifications with all wireline , [ service providers ], wireless, database and private switch service providers involved in the geographic area .

(vii)

The service provider shall verify/certify [ and ] that any necessary new or modified interconnection agreements relating to 9-1-1 service will be approved by the Public Utility Commission of Texas before the effective date of the proposed agreement and as necessary thereafter.

(viii)

[ (vii) ] The proposal includes a statement of work to be performed that includes:

(I)

an implementation schedule;

(II)

diagrams of all proposed changes;

(III)

how testing will [ occur and ] be conducted and documented [ coordinated ];

(IV)

contingency plans and physical diversity;

(V)

[ (IV) ] how interfaces with other service providers will be accomplished and coordinated;

(VI)

[ (V) ] a comprehensive list of all components and processes [ an explanation of everything ] necessary for implementation;

(VII)

[ (VI) ] a comprehensive list of all components and processes [ schedule of everything ] necessary for database service implementation, including Emergency Service Number (ESNs) assignments, [ and ] Master Street Address Guide (MSAG) revisions, selective routing tables, Emergency Service Routing Digit (ESRD), wireless cell site locations and distribution to other service providers; [ and ]

(VIII)

an outline of all associated costs; and

(IX)

[ (VII) ] an explanation of any potential Customer Premises Equipment (CPE) impacts , or necessary modifications .

[ (viii)

The proposal provides for service providers that are wireless carriers to be able to pass ANI and Pseudo ANI or that on request any modifications necessary to pass ANI and Pseudo ANI by the Federal Communications Commission's 18-month deadline in 47 CFR §20.18(d) will be specified.]

(ix)

The proposal provides for service providers that are wireless carriers to be able to pass Phase I callback and Phase II geographic location information. On request, any modifications necessary to pass callback and location information before the Federal Communications Commission's eighteen month deadline in 47 CFR §20.18(d) will be specified.

(x)

[ (ix) ] The proposal provides for and enables long-term number portability or that any modifications necessary for long-term number portability will be specified.

(xi)

[ (x) ] The proposal specifies any additional costs to any PSAP or 9-1-1 entity for any modifications necessary during the period of the agreement because of Number Plan Area (NPA) splits and/or existing tandem or other network limitations.

(xii)

[ (xi) ] The proposal provides that there will be no additional costs to any PSAP or 9-1-1 entity to maintain the current level of E9-1-1 service, except as specifically set forth in an itemized list that is part of the proposed agreement.

(xiii)

[ (xii) ] No further agreement by the regional planning commission is necessary to implement the proposal (e.g., the service provider and not the regional planning commission is responsible for any and all coordination with other parties or service providers that may be necessary to implement the proposal).

(xiv)

[ (xiii) ] A most favored nation provision (i.e., a provision that requires the best price provided to any other similarly situated entity in Texas for comparable service) is included in the agreement and the service provider will automatically reduce the rates and charges in the agreement if comparable service is offered in Texas at a lower rate or charge by that service provider to any similarly situated other PSAP or 9-1-1 entity.

(xv)

[ (xiv) ] The service provider will comply with all applicable law, Commission [ ACSEC ] and Public Utility Commission of Texas rules or regulations relating to 9-1-1 service.

(B)

The regional planning commission requesting the plan amendment verifies in writing, as part of the proposed plan amendment, that:

(i)

Competitive procurement procedures were used or an explanation of the applicability of an exception to competitive procurement requirements;

(ii)

All neighboring or adjacent 9-1-1 entities that could potentially be affected by the requested plan amendment have been provided a copy of the plan amendment either before or concurrently with the filing of the plan amendment with the Commission [ ACSEC ];

(iii)

All appropriate modifications are made to current interlocal agreements; and

(iv)

All changes are reflected in the current regional strategic plan including narrative descriptions of the changes and schematics of affected equipment and network components.

(2)

Emergency communication districts requesting 9-1-1 funds in accordance with established rules and procedures for 9-1-1 service arrangements shall ensure that any changes or extensions of service arrangements meet or exceed the guidelines for regional planning commissions in this section.

(3)

Annual budgeted costs associated with 9-1-1 service arrangements shall be monitored by [ the ] Commission [ ACSEC ] staff for consistency with this section. Such costs that are determined by [ the ] Commission [ ACSEC ] staff to not be consistent with this section shall be reviewed by the Commission.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 24, 1999.

TRD-9903051

James D. Goerke

Executive Director

Advisory Commission on State Emergency Communications

Earliest possible date of adoption: July 4, 1999

For further information, please call: (512) 305-6933


1 TAC §251.4

The Advisory Commission on State Emergency Communications (ACSEC) proposes an amendment to §251.4, concerning Guidelines for the Provisioning of Accessibility Equipment. The guidelines are used to evaluate requests for equipment and services considered to be essential to 9-1-1 system functions and clarify the provisioning of equipment necessary for 9-1-1 call delivery.

The proposed amendment includes restructuring the layout of the rule to provide reference to statutory requirements of the Americans with Disabilities Act (ADA) at the beginning of this section; clarifies section as a rule and not a "standard" pertaining to accessibility equipment and requires such to meet ADA requirements and standards set forth by the National Emergency Number Association; deletes agency historical information; expands the definition of "TDD"; adds "TTY" to all references made to "TDD" for clarification; and delineates funding for one TDD/TTY per position in accordance with federal mandate The amendment provides consistency with the changes in Commission policy.

This section is part of the agency's rule review of Chapter 251 (concerning Regional Plans-Standards), pursuant to the Appropriations Act of 1997, HB 1, Article IX, Section 167.

The ACSEC is contemporaneously proposing the rule review of Chapter 251 elsewhere in this issue of the Texas Register .

James D. Goerke, executive director, ACSEC, has determined that for the first five-year period the rule is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the rule.

Mr. Goerke also has determined that for each year of the first five years the section is in effect, the public benefit anticipated as a result of enforcing the section will be improved effectiveness and reliability of 9-1-1 call delivery systems in 9-1-1 regions throughout the state. No historical data is available, however, there appears to be no direct impact on small or large businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. There is no anticipated local employment impact as a result of enforcing the section.

Comments on the proposed rule may be submitted in writing within 30 days after publication of the proposal in the Texas Register to: James D. Goerke, Executive Director, Advisory Commission on State Emergency Communications, 333 Guadalupe Street, Suite 2-212, Austin, Texas 78701-3942.

The amendment is proposed under Health and Safety Code, Chapter 771, §§771.055, 771.056, 771.057, and 771.072; and the Texas Administrative Code, Part XII, Chapter 251, Regional Plan Standards, which authorize the Advisory Commission on State Emergency Communications to adopt policies and procedures prescribing the distribution and use of 9-1-1 funds for providing 9-1-1 service.

No other statutes, articles or codes are affected by the proposed amendment.

§251.4.Guidelines for the Provisioning of Accessibility Equipment.

(a)

The Americans with Disabilities Act (P.L. 101-336), commonly referred to as the ADA, impacts telephone emergency services by mandating direct access to TDD and computer modem users. Although the ADA does not mandate TDD detection equipment, the Department of Justice addresses the issue of a "silent call" in their Technical Assistance Manual by stating that "operators must be trained to recognize that silent calls may be TDD or computer modem calls and to respond appropriately." Installation of detection equipment will assist the telecommunicator in call-handling efficiency.

(b)

[ (a) ]The Commission has established rules and policies [ standards ] that must be implemented [ met ] in a 9-1-1 Regional Strategic Plan (Chapter 251 of this title (relating to Regional Plans-Standards) .

[ (b) ]

The Commission will consider as part of the regional plan, [ look favorably on ] accessibility equipment that will improve the effectiveness and reliability of 9-1-1 call delivery systems. This may include the following when the equipment is for 9-1-1 call delivery: surge protection devices, uninterrupted power source (UPS), power backup, voice recorders, paging systems for 9-1-1 call delivery, security devices, and back-up communication services.

(c)

Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise:

(1)

"TDD" - the acronym for Telecommunication Device for the Deaf. Other interchangeable acronyms accepted are TTY (Teletypewriter) or TT (Text Telephone).

(2)

TDD Detectors - monitor incoming trunks for TDD tones. Upon detection, a response sequence begins. A built-in recording provides a repeating voice announcement, "TDD Call," to the telecommunicator. A message is sent to the TDD caller (such as "9-1-1 Please Hold"). The telecommunicator then utilizes a TDD to communicate.

[ (c)

The Commission will be guided by the basic consideration that it is responsible for the provision of 9-1-1 call delivery and not for the provision of emergency services. Therefore, the Commission will normally approve expenditures related only to call delivery and will continue to expect local governments to fund all activities related to the provision of emergency services.]

(d)

[ The following guidelines will be used in evaluating accessibility equipment. ]

[ (1) ]

TDD Accessibility Equipment.

(1)

The program provided for a statewide 9-1-1 placement program coupled with related training and public education through an interagency contract with the Texas Commission for the Deaf and Hearing Impaired (TCDHI), beginning September 1, 1990. The administration of the TDD Distribution Program was transferred to the Advisory Commission on State Emergency Communications (Commission) [ (ACSEC) ] effective April 1, 1991.

(2)

[ (A) ] The program is utilized by Texas regional [ councils ] planning commissions, as well as 9-1-1 emergency Communications Districts. After the program was moved to the Commission [ (ACSEC) ], the TCDHI's TDD program closed and those units loaned from their agency were recalled. An agreement was arranged for the Commission [ (ACSEC) ] to purchase those units already placed in emergency response centers.

[ (B)

The Americans with Disabilities Act (P.L. 101-336), commonly referred to as the ADA, impacts telephone emergency services by mandating direct access to TDD and computer modem users. Although the ADA does not mandate TDD detection equipment, the Department of Justice addresses the issue of a "silent call" in their Technical Assistance Manual by stating that "operators must be trained to recognize that silent calls may be TDD or computer modem calls and to respond appropriately." Installation of detection equipment will assist the telecommunicator in call-handling efficiency.]

[ (2)

Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise:]

[ (A)

"TDD" - the acronym for Telecommunication Device for the Deaf. Other interchangeable acronyms accepted are TTY (Teletypewriter) or TT (Text Telephone).]

[ (B)

TDD Detectors - monitor incoming trunks for TDD tones. Upon detection, a response sequence begins. A built-in recording provides a repeating voice announcement, "TDD Call," to the telecommunicator. A message is sent to the TDD caller (such as "9-1-1 Please Hold"). The telecommunicator then utilizes a TDD to communicate.]

(3)

Funding. The following are funding parameters for accessibility equipment.

(A)

The Commission will fund TDD equipment in accordance with The Americans with Disabilities Act (P.L. 101-336), commonly referred to as the ADA .

(B)

The Commission will fund TDD Detectors through the plan amendment process (§251.6 of this title (relating to Guidelines for Strategic Plans, Amendments, and Equalization Surcharge Allocation)) with an allocation policy of one TDD Detector per position.

(C)

The Commission will review and consider exceptions to the above policies on a case-by-case basis.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 24, 1999.

TRD-9903050

James D. Goerke

Executive Director

Advisory Commission on State Emergency Communications

Earliest possible date of adoption: July 4, 1999

For further information, please call: (512) 305-6933


1 TAC §251.5

The Advisory Commission on State Emergency Communications (ACSEC) proposes an amendment to §251.5, concerning the use of 9-1-1 funds for capital recovery and equipment maintenance by providing uniform guidelines and expectations.

The amendment proposes to allow for improved methods of equipment management, disposition, and replacement planning and to meet the recommendations of the State Auditor's Report Number 98-054 received July 29, 1998.

This section is part of the agency's rule review of Chapter 251 (concerning Regional Plans-Standards), pursuant to the Appropriations Act of 1997, HB 1, Article IX, Section 167.

The ACSEC is contemporaneously proposing the rule review of Chapter 251 elsewhere in this issue of the Texas Register .

Elsewhere in this issue of the Texas Register , the ACSEC is contemporaneously withdrawing the amendment of §251.5, which was previously proposed in the April 2, 1999, issue of the Texas Register (24 TexReg 2546)

James D. Goerke, executive director, ACSEC, has determined that for the first five-year period the rule is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the rule, however, it will serve to monitor financial resources ensuring fiscal accountability related to capital assets.

Mr. Goerke also has determined that for each year of the first five years the section is in effect, the public benefit anticipated as a result of enforcing the section will be improved mechanism for assuring equipment is well maintained or replaced to provide maximum performance and that adequate resources are available and accounted for. No historical data is available, however, there appears to be no direct impact on small or large businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. There is no anticipated local employment impact as a result of enforcing the section.

Comments on the amendment may be submitted in writing within 30 days after publication of the proposal in the Texas Register to: James D. Goerke, Executive Director, Advisory Commission on State Emergency Communications, 333 Guadalupe Street, Suite 2-212, Austin, Texas 78701-3942.

The amendment is proposed under Health and Safety Code, Chapter 771, §§771.051, 771.071, 771.0711, 771.072, and 771.075, which authorize the Commission to adopt policies and procedures prescribing the distribution and use of 9-1-1 funds for providing 9-1-1 service.

No other statutes, articles or codes are effected by the proposed amendment.

§251.5.Guidelines for [ the Maintenance and Replacement of ] 9-1-1 Equipment Management, Disposition and Capital Recovery .

(a)

As authorized by the Texas Health and Safety Code, Chapter 771, the Advisory Commission on State Emergency Communications (ACSEC) may impose 9-1-1 emergency service fees and equalization surcharges to support the planning, development, and provision of 9-1-1 service throughout the State of Texas. In accordance with Texas Health and Safety Code, Chapter 771, §771.055, such service implementation shall be consistent with regional plans developed by regional planning commissions. Each regional planning commission shall develop a plan for the establishment and operation of 9-1-1 service throughout the region that the regional planning commission serves. The service must meet the standards established by the Advisory Commission.

(b)

[ (a) ] Definitions. The following words and terms, when used in this section shall have the following meanings, unless the context clearly indicates otherwise.

(1)

9-1-1 Equipment - Equipment acquired partially or in whole with 9-1-1 funds and designed to support and/or facilitate the delivery of an emergency 9-1-1 call to an appropriate Public Safety Answering Point (PSAP)s and as defined in §251.6 of this title (relating to Guidelines for Strategic Plans, Amendments, and Equalization Surcharge Allocation).

(2)

[ (1) ] 9-1-1 Funds - Funds assessed and disbursed in accordance with the Texas Health and Safety Code, Chapter 771.

[ (2)

9-1-1 equipment--Capital equipment acquired partially or in whole with 9-1-1 funds and designed to support and/or facilitate the delivery of an emergency 9-1-1 call to an appropriate emergency response agency.]

[ (3)

Capital reinvestment cost--The nonrecurring cost of replacing 9-1-1 equipment amortized over a selected period of time.]

[ (4)

Emergency communications district--A public agency or group of public agencies acting jointly that provided 9-1-1 service before September 1, 1987, or that had voted or contracted before that date to provide that service; or a district created under Texas Health and Safety Code, Chapter 772, Subchapter B, C, or D.]

[ (5)

Maintenance--The preservation and upkeep of 9-1-1 equipment in order to insure that it continues to operate and perform at a level comparable to that exhibited at its initial acquisition.]

[ (6)

Maintenance plan--A plan that identifies a cost effective program for the maintenance of 9-1-1 equipment. For regional planning commissions, this plan is part of a regional plan as described by the Texas Health and Safety Code, Chapter 771. ]

[ (7)

Regional planning commission--A commission established under Local Government Code, Chapter 391, also referred to as a regional council of governments (COG).]

[ (8)

Replacement--The timely replacement of old 9-1-1 equipment for new 9-1-1 equipment in order to insure the appropriate and acceptable continued operation of 9-1-1 services.]

[ (9)

Replacement plan--A plan that identifies a cost-effective program for the replacement of 9-1-1 equipment. For regional planning commissions, this plan is part of a regional plan as described by the Texas Health and Safety Code, Chapter 771.]

[ (10)

Useful life--The period of time that a piece of capital equipment can consistently and acceptably fulfill its service or functional assignment.]

(3)

9-1-1 Program Assets - 9-1-1 and Addressing Capital Equipment purchased with 9-1-1 Funds.

(4)

Addressing Equipment - Equipment acquired partially or in whole with 9-1-1 funds, and/or Addressing Pool funds, designed to support and/or facilitate the work associated with addressing completion and/or addressing maintenance activities, as defined in §251.3 of this title (relating to Guidelines for Addressing Funds).

(5)

Addressing Activities - The work associated with the addressing of a county as defined in ACSEC §251.3 of this title.

(6)

Addressing Pool Funds - Funds directed to statewide addressing use including, but not limited to federal or state grants, contributions, donations, and telephone rate case settlement distributions; but, which exclude 9-1-1 Service Fee, either restricted or unrestricted in use.

(7)

Advisory Commission on State Emergency Communications. ACSEC.

(8)

Applicable Law - Includes, but is not limited to, the State Administration of Emergency Communications Act, Texas Health and Safety Code, Chapter 771; Commission rules implementing the Act contained in Title 1, Part XII, Texas Administrative Code; the Uniform Grant management Standards, Title 1, §§5.151 - 5.165, Texas Administrative Code; the Preservation and Management of Local Government Records Act, Chapter 441, Subchapter J, Texas Government Code; and amendments to the cited statutes and rules. Also referred to as "applicable law and rules".

(9)

Capital Equipment - Items and components that comprise the technology used to answer and deliver 9-1-1 calls whose cost is over $1,000 and have a useful life of at least one year.

(10)

Capital Replacement Cost - The cost of a piece of equipment that was originally identified to be amortized (i.e. the original cost for equipment.)

(11)

Controlled Equipment - Items and components that comprise the technology used to answer and deliver 9-1-1 calls whose cost is less than $1,000 and have a useful life of at least one year. Used at the discretion of the RPC for items that tracking is deemed necessary.

(12)

Emergency Communications District - A public agency or group of public agencies acting jointly that provided 9-1-1 service before September 1, 1987, or that had voted or contracted before that date to provide that service; or a district created under Texas Health and Safety Code, Chapter 772, Subchapter B, C, D.

(13)

Intangible Assets - Includes items such as labor for PSAP room prep, electrical wiring costs, labor for the assembly of equipment, or any costs for the delay or transfer of equipment.

(14)

Interlocal Agreement - A contract cooperatively executed between local governments or other political subdivisions of the state to perform administrative functions or provide services, relating to 9-1-1 telecommunications.

(15)

Local Government - A county, municipality, public agency, or any other political subdivision that provides, participates in the provision of, or has authority to provide fire-fighting, law enforcement, ambulance, medical, 9-1-1, or other emergency services and/or addressing functions.

(16)

Maintenance - The preservation and upkeep of 9-1-1 equipment in order to insure that it continues to operate and perform at a level comparable to that exhibited at its initial acquisition.

(17)

Maintenance Plan - A plan that identifies a cost effective program for the maintenance of 9-1-1 equipment. For regional planning commissions this plan is part of a regional plan as described by the Texas Health and Safety Code, Chapter 771.

(18)

Memorandum of Understanding (MOU) - A contract executed between the Regional Planning Commission (RPC) and the ACSEC that establishes the responsibilities of each of the parties regarding the use of all 9-1-1 fees, equipment and data.

(19)

Non-Recurring Charge - The amount of cost identified as the entire lump sum, or one time, cost for 9-1-1 equipment replacement. The charge may be inclusive of an out right purchase of equipment or the primary cost for the implementation of leased equipment through a major telephone provider.

(20)

Public Safety Answering Point - A 24-hour communications facility established as an answering location for 9-1-1 calls originating within a given service area, as further defined in applicable law, Texas Health and Safety Code, Chapter 771.

(21)

Recorders - Devices that capture and retain sound, including but not limited to the following:

(A)

Voice Loggers - A device that records sound on a permanent source for later review.

(B)

Instant Recall Recorders - A device that records and temporarily stores calls for immediate review.

(22)

Regional Planning Commission - A commission established under Local Government Code, Chapter 391, also referred to as a regional council of governments.

(23)

Strategic Plan - As part of a regional plan, a document identifying 9-1-1 equipment and related activity, by strategic plan component, required to support plan levels of 9-1-1 service within a defined area of the state. The strategic plan normally covers at least a three year planning period, and specifically projects 9-1-1 implementation costs and revenues associated with the above including equalization surcharge requirements.

(24)

Tangible Assets - Only those items that are tangible may be considered for capital recovery costs. Tangible assets items include, but is not limited to any capital equipment such as the ANI/ALI Controllers, answering position units, integrated workstations, addressing computers, GIS workstations, plotters, or any other technical piece of equipment.

(25)

Uniform Grant Management Standards (UGMS) - As developed by the Governor's Office of Budget and Planning, January 1998, under the authority of the Texas Government Code, Chapter 783.

(26)

Useful Life - The period of time that a piece of capital equipment can consistently and acceptably fulfill its' service or functional assignment.

[ (b)

Policy and procedures. As authorized by the Texas Health and Safety Code, Chapter 771, the Advisory Commission on State Emergency Communications (ACSEC) may impose 9-1-1 emergency service fees and equalization surcharges to support the planning, development, and provision of 9-1-1 service throughout the state of Texas. The implementation of such service involves the procurement, installation, and operation of equipment designed to either support or facilitate the delivery of an emergency call to an appropriate emergency response agency. It is the policy of the ACSEC that this equipment be well maintained and provide the maximum performance possible within the environment in which it operates. ]

(c)

Management and Disposition of Equipment. Each RPC is responsible and accountable for all 9-1-1 and Addressing Equipment in its region, as approved in its strategic plan, and will contract with each of its participating Local Governments to ensure, at a minimum, that: all issues of equipment ownership, transfer of ownership, control and/or disposition of equipment acquired with 9-1-1 funds shall be identified within interlocal agreements; and, all contract provisions for equipment shall be consistent with Uniform Grant Management Standards (UGMS) as published by the Governor's Office of Budget and Planning, January 1998.

(1)

Ownership of equipment acquired with 9-1-1 funds will vest in the RPC upon acquisition, or in the Local Government as agreed to within the applicable interlocal agreement.

(2)

Transfer of ownership of equipment acquired with 9-1-1 funds shall be designated and approved in writing by the RPC, and agreed upon within the interlocal agreement.

(A)

Before any such transfer of ownership, the RPC should evaluate the adequacy of controls of the prospective receiver to ensure that sufficient controls and security exist by which to protect and safeguard the equipment purchased with 9-1-1 funds;

(B)

Transfer of Ownership documents shall be prepared by the RPC and signed by both parties upon transference in accordance with UGMS and the State Comptroller of Public Accounts;

(C)

Upon transference of ownership, the receiving party shall assume responsibility for the proper use, maintenance, management, control and safeguarding of the equipment.

(3)

Control of equipment shall be the responsibility of the party to whom ownership is assigned.

(A)

The owner of the equipment shall have a capital asset management system to ensure adequate safeguards to prevent loss, damage, or theft of the equipment.

(B)

Any loss, damage, or theft of equipment shall be investigated. Cases of theft will be pursued to the fullest extent of the law.

(C)

Local Government and/or other responsible party shall provide reimbursement to RPC, or owner, for damage to 9-1-1 and Addressing equipment caused by intentional abuse, misuse or negligence by PSAP employees, County/Addressing personnel, or other persons to whom custodial responsibility is assigned. This provision shall not include ordinary wear and tear or ordinary day to day use of equipment.

(4)

Disposition of equipment shall take place when original or replacement equipment acquired with 9-1-1 funds is obsolete, failing repeatedly, or scheduled for replacement; or, when the equipment is no longer needed for the original project or program. Methods used to determine per-unit fair market value must be documented, kept on file and made available to the RPC and ACSEC upon request, and as outlined in the remainder of this rule.

(A)

Equipment with a current fair-market value of less than $1,000 may be retained, sold or otherwise disposed of with no further obligation to the awarding agency. If sold, the resulting revenue shall be returned to the capital recovery fund. If transferred to another program funded by federal or state funds, the transfer of ownership shall be documented.

(B)

Equipment with a current fair-market value of more that $1,000 may be retained or sold. If sold, the resulting revenue shall be returned to the capital recovery fund. Proper sales procedures must be established to ensure the highest possible return.

(C)

Equipment may be used for trade-in value to offset the cost of replacement.

(d)

[ (c) ] Maintenance - Maintenance procedures shall be in place to keep the property in good condition.

(1)

Regional planning commissions funding the purchase and/or lease of 9-1-1 equipment shall develop and adopt maintenance plans covering the equipment involved as part of the regional plan within 30 days of purchase.

(2)

Emergency communication districts requesting 9-1-1 funds in accordance with established rules and procedures for the maintenance of 9-1-1 equipment shall provide a maintenance plan for the equipment involved within 30 days of purchase.

(3)

Maintenance plans shall be provided to the ACSEC in conjunction with equipment plan amendments or district requests submitted to the Commission. For equipment purchased and/or leased prior to the adoption of this rule, maintenance plans for regional planning commissions shall be submitted to the ACSEC for consideration no later than the beginning of the next budget cycle from the date of adoption of this rule.

(4)

Annual budgeted costs associated with the maintenance of 9-1-1 equipment shall be monitored by the ACSEC staff for consistency with approved maintenance plans. Such costs that are determined by the ACSEC staff to not be consistent with approved maintenance plans shall be reviewed and approved by the Commission.

[ (d)

Replacement.]

[ (1)

Regional planning commissions funding the purchase and/or lease of 9-1-1 equipment shall develop and adopt replacement plans designed to insure the availability of adequate financial and other resources required to timely replace equipment that has reached the end of its useful life.]

[ (2)

The initial useful life of 9-1-1 equipment acquired prior to the adoption of this rule shall be the remaining life of the equipment involved, calculated from the date of the adoption of this rule.]

[ (3)

Emergency communication districts requesting 9-1-1 funds in accordance with established rules and procedures for the replacement of 9-1-1 equipment shall provide a replacement plan for the equipment involved.]

[ (4)

Annual capital reinvestment costs associated with the replacement of 9-1-1 equipment shall be monitored by the ACSEC staff for consistency with approved replacement plans. Such costs that are determined by the ACSEC staff to not be consistent with approved replacement plans shall be reviewed and approved by the commission.]

(e)

Requirements for Capital Recovery Tracking. A Capital Asset Recovery Schedule that lists 9-1-1 related equipment by recoverable item shall be included in each regional planning commission's strategic plan. Strategic plans are required under the Health and Safety Code, Chapter 771 and §251.6 of this title (relating to Guidelines for Strategic Plans, Amendments, and Equalization Surcharge Allocation). A Capital Asset Recovery Schedule shall be maintained by the regional council in a spreadsheet or database that includes the following information for each item listed.

(1)

Date Acquired

(2)

Description

(3)

Location of the Equipment

(4)

Identifying Number (Serial, Asset Tag, etc.)

(5)

Percent of State Participation (Cost Sharing)

(6)

Original Recovery Value

(7)

Life Assigned (In Years)

(8)

Annual Recovery Amount by Year (The total for all items recovered should be equal to the annual amount that is identified in the strategic plan for all components for one given year. The total amount should also correspond to the budget amount identified in the quarterly Financial Status Report)

(9)

Responsible Agency (Person in Possession)

(10)

Estimated Replacement Date

(11)

Addressing Program Asset? (Y/N)

(f)

Requirements for Capital Recovery Fund Contributions. Contributions shall be made to the fund at least once a quarter until the full fiscal year contribution budget has been reached. The total deposit to the capital recovery account for a given year shall not exceed the total amount identified in the strategic plan for that same year for all levels. Should funding not be available to fully fund capital recovery in all counties, the RPC shall balance regional priorities with the need to maintain a consistent level of service in all counties.

(g)

Requirements for Capital Recovery Fund Expenditures. Expenditures from the capital recovery schedule shall be reported on the following Financial Status Report submitted to the ACSEC as required by §251.6 of this title (relating to Guidelines for Strategic Plans, Amendments, and Equalization Surcharge Allocation).

(1)

The RPC shall submit with the FSR a "Capital Recovery Asset Disposal Notice" (as promulgated by the ACSEC) for each item that is replaced using Capital Recovery Funds as follows.

Figure: 1 TAC 251.5(g)(1)

(2)

Should additional funds be needed, the balance of funds needed for costs above original equipment costs must be identified in the strategic plan in the corresponding county narrative and submitted to ACSEC through an amendment.

(3)

Capital recovery funds set aside for replacement of an asset and not expended when purchasing a replacement asset shall be returned to the capital recover fund for future use.

(h)

Addressing Capital Recovery. Costs for the replacement of addressing equipment purchased with 9-1-1 funds shall be reflected within the regional planning council strategic plan. Computers, printers, plotters, distance measuring devices (DMD), global positioning satellite (GPS) equipment and sign-making machines that meet the definition of Capital Equipment, shall be included in the schedule.

(i)

Emergency Communication Districts. Those districts requesting 9-1-1 funds in accordance with established rules and procedures for the replacement of 9-1-1 equipment shall provide a replacement plan for the equipment involved.

(j)

Annual Certification. Regional planning commissions shall submit an "Annual Certification of 9-1-1 Assets" (as promulgated by the ACSEC) to the ACSEC at least once each fiscal year. In accordance with UGMS, a physical inventory of the property must be taken and the results reconciled with the property records at least once every year. The RPC shall document and maintain all such inventory records, and will submit copies to the ACSEC upon request.

Figure: 1 TAC §251.5(j)

(k)

Monitoring - The Commission reserves the right to perform on-site monitoring of the RPC and/or its performing Local Governments or PSAPs for compliance with this rule as well as all applicable law, policies and procedures. All monitoring activities will be conducted in accordance with ACSEC §251.11 of this title (relating to Monitoring Policies and Procedures).

(l)

Other Issues.

(1)

The management and disposition of equipment shall follow UGMS. Funds acquired from the disposal of assets shall be returned to the 9-1-1 capital recovery fund.

(2)

The Texas State Property Accounting Policies and Procedures Manual shall be referenced for guidance (Comptroller of Public Accounts, May 1997; Phone number (512) 305-9954) when questions arise to particular questions not covered in this rule.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 24, 1999.

TRD-9903053

James D. Goerke

Executive Director

Advisory Commission on State Emergency Communications

Earliest possible date of adoption: July 4, 1999

For further information, please call: (512) 305-6933


1 TAC §251.7

The Advisory Commission on State Emergency Communications (ACSEC) proposes an amendment to §251.7, concerning Guidelines and Provisions for Implementing Integrated Services.

The amendment provides clarification on the process prior to integrating and deploying expanded third-party applications and provides consistency with the changes in Commission policy.

This section is part of the agency's rule review of Chapter 251 (concerning Regional Plans-Standards), pursuant to the Appropriations Act of 1997, HB 1, Article IX, Section 167.

The ACSEC is contemporaneously proposing the rule review of Chapter 251 elsewhere in this issue of the Texas Register .

James D. Goerke, executive director, ACSEC, has determined that for the first five-year period the rule is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the rule, however, local governments may incur costs dependent upon the applications they choose to incorporate into the 9-1-1 workstation.

Mr. Goerke also has determined that for each year of the first five years the section is in effect, the public benefit anticipated as a result of enforcing the section will be improved effectiveness and reliability of 9-1-1 call delivery systems in 9-1-1 regions throughout the state. No historical data is available, however, there appears to be no direct impact on small or large businesses. There is no anticipated economic costs to individuals, as no individuals have a duty to comply with the rules as proposed. There is no anticipated local employment impact as a result of enforcing the section.

Comments on the proposed rule may be submitted in writing within 30 days after publication of the proposal in the Texas Register to: James D. Goerke, Executive Director, Advisory Commission on State Emergency Communications, 333 Guadalupe Street, Suite 2-212, Austin, Texas 78701-3942.

The amendment is proposed under Health and Safety Code, Chapter 771, §§771.051, 771.056, and 771.059; and the Texas Administrative Code, Part XII, Chapter 251, Regional Plan Standards, which provide the Advisory Commission on State Emergency Communications with the authority to administer the implementation of statewide 9-1-1 service, to develop minimum performance standards for 9-1-1 service to be followed in developing regional plans, and to allocate money for the operation of 9-1-1 service.

No other statutes, articles or codes are affected by the proposed amendment.

§251.7.Guidelines for Implementing Integrated Services.

(a)

Definitions. When used in this rule, the following words and terms shall have the meanings identified in paragraphs (1)-(13) of this subsection, unless the context and use of the word or terms clearly indicates otherwise:

(1)

9-1-1 Database Record. A physical record, which includes the telephone subscriber information to include the caller's telephone number, related locational information, and class of service, and conforms to NENA adopted database standards.

(2)

9-1-1 Funds. Funds assessed and disbursed in accordance with the Texas Health and Safety Code, Chapter 771.

(3)

9-1-1 Equipment. Capital equipment acquired partially or in whole with 9-1-1 funds and designed to support and/or facilitate the delivery of an emergency 9-1-1 call to an appropriate emergency response agency.

(4)

Address Completion. A county addressing project, based upon the inventory, has corrected address errors, notified all affected residents of address changes by the county addressing authority, provided all new or changed addresses to telephone companies and the post office, and established a maintenance method.

(5)

Address Maintenance Plan. A plan that identifies a cost effective program for the maintenance of addressing in a county. For regional planning commissions, [ also referred to as a council of governments (COG), ] this plan is part of a regional plan as described by the Texas Health and Safety Code, Chapter 771.

(6)

Digital Map. A computer generated and stored data set based on a coordinate system which, includes geographical and attribute information pertaining to a defined location. A digital map includes street name and locational information, data sets related to emergency service provider boundaries, as well as other associated data.

(7)

Emergency Communications District (District). A public agency or group of public agencies acting jointly that provided 9-1-1 service before September 1, 1987, or that had voted or contracted before that date to provide that service; or a district created under Texas Health and Safety Code, Chapter 772, Subchapter B, C, or D.

(8)

Integrated Services. A level of service which, in an integrated fashion, combines features normally associated with 9-1-1 call delivery, including but not limited to automatic number identification (ANI), automatic location identification (ALI), selective routing capabilities (SR), and utilizes integrated enhancements to facilitate call delivery including, but not limited to digital mapping capabilities. Integrated services for this application is defined as incorporating multiple data signals into a single workstation.

(9)

Graphical Display of Location Information. The ability to display a map on a telecommunicator's terminal in response to a 9-1-1 call, or inquiry, that relates to the caller's location. Features may include the display of an address or geographic based coordinate locations, and the ability to zoom, pan and show other related geographical information or features.

(10)

Geographic Information System (GIS). A system necessary to map emergency service number (ESN) boundaries and reflect annexations and other feature changes; to list emergency service provider translations for ESNs; to provide and maintain master street guide (MSAG) format; validate and resolve database discrepancies; to project new addresses and block ranges as an initial assignment or correction for ongoing issuance of new addresses; and for locator maps for emergency services providers.

(11)

Regional Planning Commission (RPC). A commission established under Local Government Code, Chapter 391, also referred to as a council of governments (COG).

(12)

Strategic Plans. Regional strategic plans developed in compliance with Chapter 771 shall include a strategic plan that projects regional 9-1-1 service costs, and service fee and other non-equalization surcharge revenues two [ at least three ] years into the future, beginning September 1, 1994. Within the context of §771.056(d), the Advisory Commission on State Emergency Communications (ACSEC) shall consider any revenue insufficiencies to represent need for equalization surcharge funding support.

(13)

Wireless 9-1-1 Call. A call into a 9-1-1 system from an end user of two-way local wireless voice service available to the public from a commercial mobile radio service. The term includes any wireless two-way communication device provided by a mobile service or the functional equivalent of a mobile service.

(b)

Policy and Procedures. As authorized by the Texas Health and Safety Code, Chapter 771, the Advisory Commission on State Emergency Communications (Commission) [ ACSEC ] may impose 9-1-1 emergency service fees and equalization surcharges to support the planning, development, and provision of 9-1-1 service throughout the state of Texas. The implementation of such service involves the procurement, installation and operation of equipment designed to either support or facilitate the delivery of an emergency call to an appropriate emergency response agency. In addition, the Commission [ ACSEC ] has funded addressing projects throughout the state to allow for the implementation of Automatic Location Identification (ALI) level of service and the implementation of a wireless 9-1-1 solution . In the funding of such projects, it has been the policy of the Commission [ ACSEC ] to fund geographic information systems and the development of digital maps to support such activities. The Commission [ ACSEC ] recognizes the rapidly changing telecommunications environment in wireline and wireless services and its impact on 9-1-1 emergency services. Integration of new technology and 9-1-1 functionality are enhancing and facilitating the delivery of an emergency call. It is the policy of the Commission [ ACSEC ] that all 9-1-1 emergency calls for service be handled at the highest level of service available. In accordance with this policy, the following policies and procedures shall apply to the procurement, installation, and implementation of integrated services funded in part or in whole by the 9-1-1 funds referenced in subsection (1)(2) of this section. Prior to money being considered for allocation for implementation of integrated services for a county system, a COG and/or District receiving equalization surcharge funds from the Commission [ ACSEC ] shall meet the following requirements listed in paragraphs (1)- (2) [ (4) ] of this subsection:

(1)

Integrated Services

(A)

Personal Computer (PC) based Integrated Workstation (IWS) 9-1-1 call-taking equipment has the capability of expanding the traditional 9-1-1 Automatic Number Identification (ANI) and Automatic Location Identification (ALI) feature functionality to allow for additional third-party public safety software applications. The Commission [ ACSEC ] is supportive of such advancement in emergency services call-taking capabilities; however, to ensure that the integrity of 9-1-1 is maintained, only the following features listed in clauses (i)-(x) of this subparagraph are eligible integrated services:

(i)-(x)

(No change.)

(B)

Integrated services other than the applications listed in clauses (i)-(x) of subparagraph (A) must have a demonstrated applicability to the direct provisions of delivering 9-1-1 and emergency call-taking services. Services not directly related to 9-1-1 call delivery, such as administration, information management, and entertainment will not be authorized for integration into the IWS 9-1-1 call-taking equipment.

(C)

Prior to integrating and deploying the expanded third-party applications onto a IWS 9-1-1 call-taking environment, the RPC must notify the Commission of such intentions, in the form of a regional strategic plan amendment. The [ the ] following listed in clauses (i)-(iii) of this subparagraph must be demonstrated to the Commission to ensure the stability and reliability of the 9-1-1 system:

(i)

Documented [ "Lab" ] testing shall be completed by the IWS Vendor and RPC [ councils of governments ] demonstrating the successful integration of the authorized third-party applications. Test scenarios should include documentation of the operating system requirements, detailed functionality results as each application is integrated and evaluated independently, and load testing results of all systems operating together on the IWS workstation.

(ii)

Baseline memory usage of the operating system should maintain the "80/20" performance rule, thereby demonstrating that 80% of the total memory is available to the operating system applications, while 20% of the total memory remains unused. The installation and use of third-party software should not, in any way, lead to the degradation of equipment or services subsequent to the installation of the ancillary software [ A minimum testing period of one week prior to the cut over of the newly integrated system is required ].

(iii)

Documented [ "Live" ] testing in a PSAP shall also be completed by the IWS Vendor with cooperation and coordination by the COG or District, demonstrating the successful integration of the authorized third-party applications. Test scenarios should include documentation of the operating system requirements, detailed functionality results as each application is integrated and evaluated independently, and load testing results of all systems operating on the IWS workstation, as well as a standardized set of basic call-taking functions. A minimum testing period of one week prior to the cut over of the newly integrated system is required [ The installation and use of third-party software should not, lead to the degradation of equipment or services subsequent to the installation of the ancillary software ].

(D)

Operating procedures should be established by the COG and/or District and security measures taken and demonstrated to ensure that non- Commission [ ACSEC ]-approved third-party software applications cannot be integrated into the IWS platform.

(E)

Documentation of all testing shall be provided to the Commission [ ACSEC ] prior to approval or funding of any integrated services.

(2)

Graphical Display.

(A)

Prior to the implementation of graphical display of location information for a county system, a RPC [ COG ] and/or District shall meet the following requirements listed in clauses (i)-(iii) of this subparagraph [ subparagraphs (A)-(C) of this paragraph ] :

(i)

[ (A) ] Complete the county addressing project.

(ii)

[ (B) ] Develop a digital map.

(iii)

[ (C) ] Establish and adopt a maintenance plan of the county digital map, county addressing project, and the associated county 9-1-1 database records.

(B)

[ (3) ] The maintenance plan shall be provided to the Commission [ ACSEC ] in conjunction with strategic plan annual review or district requests submitted to the Commission following the adoption of this rule in accordance with established Commission policy.

(C)

[ (4) ] Annual budgeted costs associated with authorized integrated services, as outlined in this rule, shall be monitored by the Commission [ ACSEC ] staff for consistency with approved maintenance plans and systems costs. Such costs that are determined by Commission [ ACSEC ] staff to not be consistent with the approved strategic plan, shall be presented for review and approval by the Commission.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on May 24, 1999.

TRD-9903054

James D. Goerke

Executive Director

Advisory Commission on State Emergency Communications

Earliest possible date of adoption: July 4, 1999

For further information, please call: (512) 305-6933


1 TAC §251.8

The Advisory Commission on State Emergency Communications (ACSEC) proposes new §251.8, concerning Guidelines for the Procurement of Equipment Services with 9-1-1 funds. The proposed rule provides guidelines to assist local governments in the procurement of equipment and services with 9-1-1 funds and to ensure that all minimum competitive procurement requirements are met. Additional amendments provide clarification for end-to-end lease arrangements.

The ACSEC is contemporaneously proposing the rule review of Chapter 251 elsewhere in this issue of the Texas Register .

Elsewhere in this issue of the Texas Register , the ACSEC is contemporaneously withdrawing new §251.8, which was previously proposed in the March 12, 1999, issue of the Texas Register (24 TexReg 1699).

James D. Goerke, Executive Director, ACSEC, has determined that for the first five-year period the rule is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the rule, although cost savings are possible as a result of established competitive bidding for expenditures of all 9-1-1 funds.

Mr. Goerke also has determined that for each year of the first five years the section is in effect, the public benefit anticipated as a result of enforcing the section will be an improved mechanism for procurement of equipment and services with 9-1-1 funds and to ensure competitive procurement requirements are met. No historical data is available, however, there appears to be no direct impact on small or large businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. There is no anticipated local employment impact as a result of enforcing the section.

Comments on the proposed rule may be submitted in writing within 30 days after publication of the proposal in the Texas Register to: James D. Goerke, Executive Director, Advisory Commission on State Emergency Communications, 333 Guadalupe Street, Suite 2-212, Austin, Texas, 78701-3942.

The new rule is proposed under Health and Safety Code, Chapter 771, §§771.051, 771.071, 771.0711, 771.072, and 771.075, which authorize the Commission to adopt policies and procedures prescribing the distribution and use of 9-1-1 funds for providing 9-1-1 service.

No other statutes, articles or codes are affected by the proposed new rule.

§251.8.Guidelines for the Procurement of Equipment and Services with 9-1-1 Funds.

(a)

Policy and Procedures. As authorized by Chapter 771 of the Texas Health and Safety Code, the Advisory Commission on State Emergency Communications (Commission) may impose 9-1-1 emergency service fees and equalization surcharges to support the planning, development, and provision of 9-1-1 service throughout the State of Texas. The implementation of such service involves the procurement, installation, and operation of equipment designed to either support or facilitate the delivery of an emergency call to an appropriate emergency response agency. This rule establishes procurement guidelines and minimum competitive procurement requirements.

(1)

This rule applies to any procurement by a 9-1-1 administrative entity, which exceeds $2,000, to be paid with funds from 9-1-1 emergency service fees and 9-1-1 equalization surcharges from the State program.

(2)

This rule is not intended to prohibit a 9-1-1 administrative entity's use of more stringent competitive procurement requirements or practices.

(b)

Definitions. The following words and terms, when used in this rule, shall have the following meanings, unless the context clearly indicates otherwise.

(1)

9-1-1 Administrative Entity--A municipality, a county, an emergency communication district, a regional planning commission or any other political subdivision that provides 9-1-1 administrative services.

(2)

9-1-1 Equipment and Services--Equipment and services acquired partially or in whole with 9-1-1 funds and designed to support and/or facilitate the delivery of an emergency 9-1-1 call to an appropriate Public Safety Answering Point (PSAP).

(3)

9-1-1 Funds--Funds assessed and disbursed in accordance with the Texas Health and Safety Code, Chapter 771.

(4)

Emergency Communication District--A public agency or group of public agencies acting jointly that provided 9-1-1 service before September 1, 1987, or that had voted or contracted before that date to provide that service, or a district created under Subchapter B1, C2, or D3, the Texas Health and Safety Code, Chapter 772.

(5)

NENA--The National Emergency Number Association, a not-for-profit corporation founded to further the national goal of "One Nation, One Number".

(6)

Regional Planning Commission (RPC)--A commission established under Chapter 391, Local Government Code.

(c)

Competitive Procurement Required. Except as otherwise specifically provided in this rule, all procurements in excess of $2,000 by a 9-1-1 administrative entity, to be paid with 9-1-1 funds, shall be conducted in accordance with the provisions of Article III, Source Selection and Contract Formation, of the Texas Association of Regional Councils Model Procurement Policy, which are hereby incorporated by reference in this rule and copies of which may be obtained from the Texas Association of Regional Councils, 1305 San Antonio Street, Austin, Texas 78701, or other limits established by locally adopted procurement policy, whichever is more restrictive. In addition, all definitions applicable to Article III which are set forth in the Model Procurement Policy shall apply and are incorporated herein by reference along with any other provision of the Model Procurement Policy cited in Article III.

(1)

For purposes of Section 3-202 of the Model Procurement Policy, only subdivisions 1.a., d., e., and f. are incorporated herein.

(2)

The provisions of Section 3-204 b. of the Model Procurement Policy, Competitive Telephone or Facsimile Bids (informal competitive bids) shall apply for purchases in excess of $2,000 but less than $10,000 in the aggregate.

(3)

The provisions of Section 3-204 c. of the Model Procurement Policy, Competitive Written Bids or Quotations shall apply for purchases in excess of $10,000 but less than $25,000 in the aggregate.

(4)

For purposes of Section 3-205 of the Model Procurement Policy, Sole Source Procurement, prior written concurrence from the Commission is required for any sole source procurement expected to exceed $25,000.

(5)

Compliance with those provisions in the Model Procurement Policy which apply to specific funding sources or programs, such as JTPA, is not required under this rule.

(d)

Record Retention. All procurement-related records must be maintained by a 9-1-1 administrative entity in accordance with the provisions of Article II, Part B: Record Retention, of the Texas Association of Regional Councils Model Procurement Policy, which are hereby incorporated by reference in this rule, except to the extent such provisions apply to specific funding sources or programs.

(e)

Procurement of Statewide Services. 9-1-1 administrative entities may procure certain 9-1-1 equipment, database services and network services through contract with the Texas General Services Commission (GSC) or the Commission.

(1)

The Commission reserves the right to procure certain 9-1-1 equipment, database services and network services for the State program based on best value and upon determination of which goods or services are in the State program's best interest. In instances of statewide procurement, the Commission will work with the regional planning commissions and local governments to ensure that such purchases of goods or services are consistent with local 9-1-1 systems' infrastructure and best meet the needs of the local governments.

(2)

Funds allocated for the procurement of certain 9-1-1 equipment, database services and network services will be subject to Commission funding priorities and policies.

(f)

End-to-End Lease Arrangements. 9-1-1 administrative entities shall have the option of procuring 9-1-1 customer premises equipment (CPE), database and network services through end-to-end lease arrangements, only when proper procurement procedures and guidelines are utilized and documented. The RPC must demonstrate, through proper procurement procedures and documentation, that the tariffed services are economically advantageous to the 9-1-1 administrative entity.

(1)

All such CPE lease arrangements shall identify features and equipment subject to the terms and conditions set forth in the RPC's Local Exchange Carrier's (LEC) Texas Public Utility Commission (PUC) Approved Tariff. Tariffed services are provided solely for the use and benefit of the 9-1-1 administrative entity.

(2)

Additions, modifications or the removal of features from the leased CPE, with a total value below the $2,000 threshold set forth in this rule, may be made by the LEC at the 9-1-1 administrative entity's request.

(3)

Subsequent to the initial contract period, the tariffed services may be automatically renewed annually for an additional 12 month period unless:

(A)

either party notifies the other of its intent to terminate the lease arrangement at least 90 days prior to the contract anniversary date;

(B)

CPE, valued in excess of $2,000, is to be completely removed and replaced by new equipment; or

(C)

the necessity for additions and/or modifications to the CPE becomes excessive, for any 12 month contract period.

(g)

NENA Standards. All procurement of 9-1-1 equipment, database services and network services must adhere to the National Emergency Number Association (NENA) Recommended Standards for network, data and PSAP/Customer Premises Equipment (CPE), as developed by the NENA Technical Committee and as approved by the NENA Executive Board.

(h)

Year 2000 Compliance. Year 2000 performance warranties shall be included for products to be delivered and/or installed to accurately process valid date data when used in accordance with the product documentation provided by the vendor and require no extraordinary actions on the part of the 9-1-1 administrative entity. Products will possess general integrity, date integrity, explicit century capabilities and implicit century capabilities.

(i)

Code of Ethics. Employees of 9-1-1 administrative entities or employees of entities receiving 9-1-1 emergency service fees and 9-1-1 equalization surcharges shall adhere to the following ethical standards, listed in paragraphs (1)-(4) of this subsection. An administrative entity employee may not:

(1)

Participate in work on a contract by taking action as an employee through decision, approval, disapproval, recommendation, giving advice, investigation or similar action knowing that the employee, or member of their immediate family has an actual or potential financial interest in the contract, including prospective employment;

(2)

Solicit or accept anything of value from an actual potential vendor;

(3)

Be employed by, or agree to work for, a vendor or potential vendor; or

(4)

Knowingly disclose confidential information for personal gain. Regional planning commissions shall establish policies to ensure that the above Code of Ethics is addressed in the procurement of all 9-1-1 equipment and services. The administrative entity may have future 9-1-1 funds withheld and/or be required to reimburse the Commission the amount of the misappropriated funds.

(j)

Compliance. If a 9-1-1 administrative entity fails to comply with the provisions of this rule, the Commission may consider the 9-1-1 administrative entity's lack of compliance in fixing the rate of the 9-1-1 emergency service fees, in determining the allocation of 9-1-1 equalization surcharges, or in taking any other action that is consistent with Section ___.43 (relating to Enforcement) of the Texas Uniform Grant Management Standards, as adopted by reference in §5.144 of this title (relating to Adoption by Reference) .

(k)

Applicability of State Procurement Statutes. To the extent of any conflict between this rule and applicable state statutes prescribing procurement methods, such statutes shall be followed.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on May 24, 1999.

TRD-9903056

James D. Goerke

Executive Director

Advisory Commission on State Emergency Communications

Earliest possible date of adoption: July 4, 1999

For further information, please call: (512) 305-6933


1 TAC §251.9

The Advisory Commission on State Emergency Communications (ACSEC) proposes an amendment to §251.9, concerning the use and distribution of 9-1-1 funds and other related funds for street addressing, which provide for the proper maintenance of maps and records associated with an addressing system for the proper operation of an E9-1-1 system and the delivery of a caller's location.

The amendment changes the strategic planning period from three to two years and proposes to provide consistency with the changes in Commission policy.

This section is part of the agency's rule review of Chapter 251 (concerning Regional Plans-Standards), pursuant to the Appropriations Act of 1997, House Bill 1, Article IX, §167.

The ACSEC is contemporaneously proposing the rule review of Chapter 251 elsewhere in this issue of the Texas Register .

James D. Goerke, Executive Director, ACSEC, has determined that for the first five-year period the section is in effect there may be limited fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. Goerke also has determined that for each year of the first five years the section is to be in effect, the public benefit anticipated as a result of enforcing the section will be the proper maintenance of maps and records associated with an addressing system for the proper operation of an E9-1-1 system and the delivery of a caller's location. There will be no effect on small businesses. There are no anticipated economic cost to persons who are required to comply with the section as proposed. There is no anticipated local employment impact as a result of enforcing the section.

Comments on the proposed amendment may be submitted in writing within 30 days after publication of the proposal in the Texas Register to: James D. Goerke, Executive Director, Advisory Commission on State Emergency Communications, 333 Guadalupe Street, Suite 2-212, Austin, Texas, 78701-3942.

The amendment is proposed under Health and Safety Code, Chapter 771, §§771.051, 771.056, and 771.057; and the Texas Administrative Code, Part XII, Chapter 251, Regional Plan Standards, which provides the Advisory Commission on State Emergency Communications with the authority to develop and amend a regional plan that meets standards set for the operation of prompt and efficient 9-1-1 service throughout a region. The maintenance of street addresses is essential to E9-1-1 systems utilizing the Automatic Location Identification feature which displays the locations of 9-1-1 callers.

No other statutes, articles or codes are affected by the proposed amendment.

§251.9.Guidelines for Addressing Maintenance Funds.

The Advisory Commission on State Emergency Communications (Commission) [ (ACSEC) ] has adopted a policy regarding rural addressing maintenance and the use of state funds. These guidelines address the use and distribution of 9-1-1 Funds and other related funds. The maintenance of street addresses is essential to E9-1-1 systems utilizing the Automatic Location Identification (ALI) feature, which displays the locations of 9-1-1 callers.

(1)

Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(A)

9-1-1 Database Record--A physical record, which includes the telephone subscriber information to include the caller's telephone number, related locational information, and class of service, and also conforms to NENA adopted database standards.

(B)

9-1-1 Funds--Funds assessed and disbursed in accordance with the Texas Health and Safety Code, Chapter 771.

(C)

Addressing Completion--A county addressing project, based upon the inventory, has corrected address errors, assigned street address, provided all new or changed addresses to telephone companies, and established a maintenance method.

(D)

Capital Replacement Cost--The non-recurring cost of replacing equipment purchased with 9-1-1 funds amortized over a selected period of time.

(E)

Digital Map--A computer generated and stored data set based on a coordinate system, which includes geographical and attribute information pertaining to a defined location. A digital map includes street name and locational information; data sets related emergency service provider boundaries, as well as other associated data.

(F)

Emergency Communications District--A public agency or group of public agencies acting jointly that provided 9-1-1 service before September 1, 1987, or that had voted or contracted before that date to provide that service; or a district created under Texas Health and Safety Code, Chapter 772, Subchapter B, C, D, or E.

(G)

Graphical Display of Location Information--The ability to display a map on a telecommunicator's terminal in response to a 9-1-1 call or inquiry that relates to the caller's location. Features may include the display of an address or geographic based coordinate locations and the ability to zoom, pan, and show other related geographical information or features.

(H)

Geographic Information System (GIS)--A system necessary to map emergency service number (ESN) boundaries and reflect annexations and other feature changes; to list emergency service provider translations for ESNs; to provide and maintain master street address guide (MSAG) format; to validate and resolve database discrepancies; to project new addresses and block ranges as an initial assignment or correction; for ongoing issuance of new addresses; and for locator maps for emergency services providers.

(I)

Regional Planning Council (RPC) --A commission established under Local Government Code, Chapter 391, also referred to as a regional council of governments (COG).

(J)

Strategic Plan--As part of a regional plan, a document identifying 9-1-1 equipment and related activity, by strategic plan component, required to support planned levels of 9-1-1 service within a defined area of the state. The strategic plan shall [ normally ] cover [ covers at least ] a two [ three ] year planning period and specifically projects 9-1-1 costs and revenues associated with this section including equalization surcharge requirements.

(i)

Strategic Plan Component. Within a 9-1-1 implementation priority level, a category of 9-1-1 activity and/or equipment generally associated with 9-1-1 implementation cost.

(ii)

Strategic Plan Level. A [ An ] Commission [ ACSEC ] established statewide implementation priority generally associated with a level of 9-1-1 service--e.g., Automatic Number Identification (ANI).

(K)

Unaddressed County. A county in Texas which has not completely assigned new addresses and provided all new or changed addresses to telephone companies under a county addressing process.

(2)

Policy and Procedures. As authorized by the Texas Health and Safety Code, Chapter 771, the Commission [ ACSEC ] may impose 9-1-1 emergency service fees and equalization surcharges to support the planning, development, and provision of 9-1-1 service throughout the State of Texas. The implementation of such service involves the procurement, installation, and operation of equipment designed to either support or facilitate the delivery of an emergency call to an appropriate emergency response agency. In addition, the Commission [ ACSEC ] has funded addressing projects throughout the state to allow for the implementation of Automatic Location Identification (ALI) level of service. In the funding of such projects, it has been the policy of the Commission [ ACSEC ] to fund geographic information systems and the development of digital maps to support such activities. The Commission [ ACSEC ] recognizes that the maintenance of addressing systems is essential to the proper operation of an E9-1-1 system and the delivery of a caller's location. If not properly maintained, the maps and records associated with an addressing system will soon become unreliable and problematic.

(A)

A regional planning council or emergency communication district applying on behalf of a county which is operating 9-1-1 service and has completed a county addressing project is considered eligible.

(B)

[ In accordance with state law, interlocal ] Interlocal agreements shall be executed between the regional planning council and the county. The agreement shall identify the responsibilities of all parties and provide for the reporting of performance measures.

(C)

An addressing maintenance plan shall be submitted by the regional planning council in conjunction with the approved strategic plan. The maintenance plan shall provide an overview of all projected activities, identify all parties involved and their associated responsibilities.

(D)

Budgets shall be developed by the local governments each fiscal year, identifying all projected addressing maintenance expenditures. These budgets will be reviewed [ annually ] during the strategic plan review process. Activities performed by the regional planning council shall be identified within its administrative budget.

(E)

Addressing maintenance funds will be allocated based on need as justified by the local government and approved by the Commission. If equalization surcharge funds are required for addressing maintenance, they shall be allocated first to eligible recipients requiring such funds for administrative budgetary purposes, followed by Level I, II and III activities, in that order.

(F)

[ Annual budgeted ] Budgeted costs associated with addressing maintenance shall be monitored by the Commission [ ACSEC ] staff for consistency with approved strategic plans.

(3)

Requesting addressing maintenance funds. A strategic plan amendment from a regional planning council or a request from an emergency communication district is required as a means of requesting funds under this program.

(A)

A strategic plan amendment from a regional planning council or a request from an emergency communication district must contain the following:

(i)

A fully executed interlocal agreement between the regional planning council and the county;

(ii)

An addressing maintenance plan identifying all activities and responsible parties involved; and

(iii)

An approved budget outlining addressing maintenance components and projected expenditures.

(B)

Funds requested by a regional planning council or an emergency communication district shall be reflected as an expenditure on the Commission [ ACSEC ] Financial Status Report.

(4)

Budget components. A regional planning council or an emergency communication district must submit an addressing maintenance budget to the Commission [ ACSEC ] for approval. Addressing maintenance budgets may include the following cost components listed in subparagraphs (A)-(K) of this paragraph:

(A)

Personnel--Unless otherwise justified, 0.5 FTE will be the maximum allowable for each county. For each staff position, the following must be provided:

(i)

position title;

(ii)

duties related to addressing maintenance;

(iii)

total salary for the budget period;

(iv)

chargeable salary (total salary less release time);

(v)

percentage of time to be charged to addressing maintenance; and

(vi)

total salary chargeable to addressing maintenance.

(B)

Travel--Total local travel estimated for the budget period multiplied by the current reimbursement rate for use of personally owned vehicles as defined by the State of Texas. List the cost rate for county owned vehicles.

(C)

Supplies--Total costs associated with consumable office supplies to be purchased during the budget period. Also, total costs associated with the reproduction of maps for use by local emergency service agencies may be reflected as part of this item.

(D)

Rent--Total square feet of space devoted to addressing maintenance times the rental rate to be charged during the budget period.

(E)

Maintenance and repairs--Total maintenance costs for addressing maintenance equipment during the budget period. Computers, printers, plotters, distance measuring devices (DMD), global positioning satellite (GPS) equipment and sign-making machines may be included.

(F)

Communications--Total costs for communications including telephone, fax, courier, etc., during the budget period.

(G)

Postage and Mailing--Total costs for postage and mailing services expected during the budget period.

(H)

Utilities--Total costs for utilities such as electricity, gas, water, etc., expected during the budget period.

(I)

Training--Total costs for training associated with addressing maintenance functions expected during the budget period.

(J)

Other--Total costs for other items not identified in Subparagraphs (A)-(I) of this paragraph.

(K)

Street Sign Replacement--Cost share of the replacement of existing street signs located in the unincorporated areas of the county. This item shall not include the purchase of new signs in the county subsequent to the completion of rural addressing.

(5)

Capital replacement. Costs for the replacement of equipment purchased with 9-1-1 funds shall be reflected within the regional planning council strategic plan Capital Recovery (Addressing) component. Computers, printers, plotters, distance measuring devices (DMD), global positioning satellite (GPS) equipment and sign-making machines may be included. A capital replacement schedule will be submitted to the Commission [ ACSEC ] by the regional planning council.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on May 24, 1999.

TRD-9903057

James D. Goerke

Executive Director

Advisory Commission on State Emergency Communications

Earliest possible date of adoption: July 4, 1999

For further information, please call: (512) 305-6933


1 TAC §251.10

The Advisory Commission on State Emergency Communications (ACSEC) proposes new §251.10, concerning Guidelines for Implementing Wireless E9-1-1 Services Funded with 9-1-1 Funds. The proposed rule would provide guidance and standards for the implementation of wireless 9-1-1 solutions. It proposes to assist local governments in the procurement, installation, and implementation of wireless E9-1-1 services to support or facilitate the delivery of a wireless emergency call to an appropriate emergency response agency. Additional amendments incorporate a Hybrid CAS/NCAS solution to Phase I for call delivery.

The ACSEC is contemporaneously proposing the rule review of Chapter 251 elsewhere in this issue of the Texas Register .

Elsewhere in this issue of the Texas Register , the ACSEC is contemporaneously withdrawing the amendment of §251.10, which was previously proposed in the April 2, 1999, issue of the Texas Register (24 TexReg 2549)

James D. Goerke, Executive Director, ACSEC, has determined that for the first five-year period the rule is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the rule.

Mr. Goerke also has determined that for each year of the first five years the section is in effect, the public benefit anticipated as a result of enforcing the section will be improved services in facilitating the delivery of a wireless emergency call through automatic number and location information data. No historical data is available, however, there appears to be no direct impact on small or large businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. There is no anticipated local employment impact as a result of enforcing the section.

Comments on the proposed rule may be submitted in writing within 30 days after publication of the proposal in the Texas Register to: James D. Goerke, Executive Director, Advisory Commission on State Emergency Communications, 333 Guadalupe Street, Suite 2-212, Austin, Texas, 78701-3942.

The new rule is proposed pursuant to the Health and Safety Code, Chapter 771, §§771.051, 771.071, 771.0711, 771.072, and 771.075, which authorize the Commission to adopt policies and procedures prescribing the distribution and use of 9-1-1 funds for providing 9-1-1 service.

No other statutes, articles or codes are affected by the proposed new rule.

§251.10.Guidelines for Implementing Wireless E9-1-1 Service.

(a)

Definitions. When used in this rule, the following words and terms shall have the meanings identified below, unless the context and use of the word or terms clearly indicates otherwise:

(1)

9-1-1 Database Record--A physical record, which includes the telephone subscriber information to include the caller's telephone number, related locational information, and class of service, and conforms to NENA adopted database standards.

(2)

9-1-1 Funds--Funds assessed and disbursed in accordance with the Texas Health and Safety Code, Chapter 771.

(3)

9-1-1 Equipment--Capital equipment acquired partially or in whole with 9-1-1 funds and designed to support and/or facilitate the delivery of an emergency 9-1-1 call to an appropriate emergency response agency.

(4)

9-1-1 Governmental Entity--An RPC or District, as defined in Texas Health and Safety Code Chapter 771.055, and Chapter 772, Subchapter B, C, or D, that administers the provisioning of 9-1-1 service.

(5)

9-1-1 Governmental Entity Jurisdiction--As defined in applicable law, Texas Health and Safety Code Chapters 771 and 772, the geographic coverage area in which a 9-1-1 Governmental Entity provides emergency 9-1-1 service.

(6)

9-1-1 Operator--The PSAP operator receiving 9-1-1 calls.

(7)

9-1-1 Network Provider--The current operator of the selective router/switching that provides the interface to the PSAP for 9-1-1 service.

(8)

Automatic Location Identification (ALI) Database--A computer database used to update the Call Back Number information of wireless end users and the Cell Site/Sector information for Phase I call delivery, as well as the X, Y coordinates for longitude and latitude for Phase II call delivery.

(9)

Call Associated Signaling (CAS)--A method for delivery of the mobile directory number (MDN) of the calling party plus the emergency service routing digits (ESRD) from the wireless network through the 9-1-1 selective router to the PSAP. The 20 digits of data delivered are sent either over Feature Group D (FG-D) or ISUP from the wireless switch to the 9-1-1 router. From the router to the PSAP, the 20-digit stream is delivered using either Enhanced Multi-Frequency (EMF) or ISDN connections.

(10)

Call Back Number--The mobile directory number (MDN) of a Wireless End User who has made a 9-1-1 call, which usually can be used by the PSAP to call back the Wireless End User if a 9-1-1 call is disconnected. In certain situations, the MDN forwarded to the PSAPs may not provide the PSAP with information necessary to call back the Wireless End User making the 9-1-1 call, including, but not limited to, situations affected by illegal use of Service (such as fraud, cloning, and tumbling) and uninitialized handsets and non-authenticated handsets.

(11)

Cell Site--A radio base station in the WSP Wireless Network that receives and transmits wireless communications initiated by or terminated to a wireless handset, and links such telecommunications to the WSP's network.

(12)

Cell Sector--An area, geographically defined by WSP (according to WSP's own radio frequency coverage data), and consisting of a certain portion of all of the total coverage area of a Cell Site.

(13)

Cell Site/Sector Information--Information that indicates, to the receiver of the information, the location of the Cell Site receiving a 9-1-1 call initiated by a Wireless End User, and which may also include additional information regarding a Cell Sector.

(14)

Cell Sector Identifier--The unique numerical designation given to a particular Cell Sector that identifies that Cell Sector.

(15)

Class of Service--A standard acronym, code or abbreviation of the classification of telephone service of the Wireless End User, such as WRLS (wireless), that is delivered to the PSAP CPE.

(16)

Digital Map--A computer generated and stored data set based on a coordinate system, which includes geographical and attribute information pertaining to a defined location. A digital map includes street name and locational information, data sets related to emergency service provider boundaries, as well as other associated data.

(17)

Emergency Communication District (District)--A public agency or group of public agencies acting jointly that provided 9-1-1 service before September 1, 1987, or that had voted or contracted before that date to provide that service; or a district created under Texas Health and Safety Code, Chapter 772, Subchapter B, C, or D.

(18)

Emergency Service Number (ESN)--A number stored by the selective router/switch used to route a call to a particular PSAP.

(19)

Emergency Service Routing Digits (ESRD)--As defined in J-Std-034, an ESRD is a digit string that uniquely identifies a base station, cell sector, or sector. This number may also be a network routable number (but not necessarily a dialable number.

(20)

FCC--The Federal Communications Commission.

(21)

FCC Order--The Federal Communications Commission Report and Order and Further Notice of Proposed Rulemaking in CC Docket No. 94-102, released July 26, 1996, and as amended by subsequent decisions.

(22)

Host ALI Records--Templates from the ALI Database that identify the Cell Site location and the Call Back Number of the Wireless End User making a 9-1-1 call.

(23)

Hybrid CAS/NCAS--This method for wireless E9-1-1 call delivery uses a combination of CAS and NCAS techniques to deliver the location and call back numbers to a PSAP. The MSC sends the location and call back information to a selective router using the standard CAS interface defined in J-Std-034. The selective router then uses an NCAS approach to deliver the information to a PSAP. That is, the selective router sends the location and call back information to the wireline emergency services database and the caller's call back number, or MDN, to the PSAP. The MDN is then used as a key to retrieve the cell/tower information for PSAP display.

(24)

J-Std-034--A standard, jointly developed by the Telecommunications Industry Association (TIA) and the Alliance for Telecommunications Industry Solutions (ATIS), to provide the delta changes necessary to various existing standards to accommodate the Phase I requirements. This standard identifies that the interconnection between the mobile switching center (MSC) and the 9-1-1 selective router/switch is via

(A)

an adaptation of the Feature Group-D Multi Frequency (FG-D protocol), or

(B)

the use of an enhancement to the Integrated Services Digital Network User Part (ISUP) Initial Address Message (IAM) protocol. In this protocol, the caller's location is provided as a ten-digit number referred to as the emergency services routing digits (ESRDs). The protocol NENA-03-002, Recommendation for the Implementation of Enhanced Multi Frequency (MF) Signaling, E9-1-1 Tandem to PSAP, is the corollary of J-Std-034 FG-D protocol.

(25)

Mobile Directory Number (MDN)--A 10-digit dialable directory number used to call a Wireless Handset.

(26)

Mobile Switching Center (MSC)--A switch that provides stored program control for wireless call processing.

(27)

National Emergency Number Association (NENA).

(28)

NENA 02-001--A standard set of protocols for the Automatic Location Identification (ALI) data exchange between service providers and Enhanced 9-1-1 systems, developed by the NENA Data Standards Subcommittee (June 1998 revision).

(29)

NENA 03-002--A standard, or technical reference, developed by the NENA Network Technical Committee, to provide recommendations for the implementation of Enhanced Multi Frequency (MF) Signaling, E9-1-1 Tandem to PSAP. The J-Std-034 FG-D protocol, referenced in definition 22, is the corollary protocol of NENA 03-002.

(30)

Non-Callpath Associated Signaling (NCAS)--This method for wireless E9-1-1 call delivery delivers routing digits over existing signaling protocol, including commonly applied CAMA trunking into and out of selective routers. The voice call is set up using the existing interconnection method that the wireline company uses from an end office to the router and from the router to the PSAP. The ANI delivered with the voice call is an emergency service routing digit (ESRD), not a MDN. All data, including the (MDN) and cell sector that receives the call, is delivered to the PSAP via the data path within the ALI record.

(31)

Phase I E9-1-1 Service--The service by which the WSP delivers to the designated PSAP the Wireless End User's call back number and Cell Site/Sector information when a wireless end user has made a 9-1-1 call, as contracted by the 9-1-1 Governmental agency.

(32)

Phase II E9-1-1 Service--The service by which the WSP delivers to the designated PSAP the Wireless End User's call back number, cell site/sector information, as well as X, Y (longitude, latitude) coordinates to the accuracy standards set forth in the FCC Order.

(33)

Phase I E9-1-1 Service Area(s)--Those geographic portions of a 9-1-1 Governmental Entity Jurisdiction in which WSP is licensed to provide Service. Collectively, all such geographic portions of the 9-1-1 Governmental Entity's Jurisdiction subject to this rule shall be referred to herein as the "Phase I E9-1-1 Service Areas".

(34)

Regional Planning Commission--A commission established under Local Government Code, Chapter 391, also referred to as a council of governments (COG).

(35)

Regional Strategic Plans--Regional plans developed in compliance with Chapter 771 shall include a strategic plan that projects regional 9-1-1 service costs, and service fee and other non-equalization surcharge revenues at least five years into the future, beginning September 1, 1994. Within the context of Section 771.056(d), the Advisory Commission on State Emergency Communications (ACSEC) shall consider any revenue insufficiencies to represent need for equalization surcharge funding support.

(36)

Public Safety Answering Point (PSAP)--A 24-hour communications facility established as an answering location for 9-1-1 calls originating within a given service area, as further defined in applicable law Texas Health and Safety Code Chapters 771 and 772.

(37)

Service Control Point (SCP)--A centralized database system used for, among other things, wireless Phase I E9-1-1 Service applications. It specifies the routing of 9-1-1 calls from the Cell Site to the PSAP. This hardware device contains special software and data that includes all relevant Cell Site locations and Cell Sector Identifiers.

(38)

Selective Router--A switching office placed in front of a set of PSAPs that allows the networking of 9-1-1 calls based on the ESRD assigned to the call.

(39)

Uninitialized Call--Any wireless E9-1-1 call from a wireless handset which, for any reason, has either not had service initiated or authenticated with a legitimate WSP.

(40)

Vendor--A third party used by either the 9-1-1 Governmental Entity or WSP to provide services.

(41)

WSP--The named wireless service provider and all its affiliates (collectively referred to as "WSP").

(42)

WSP Subscribers--Wireless telephone customers who subscribe to the Service of WSP and have a billing address within a 9-1-1 Governmental Entity Jurisdiction.

(43)

Wireless 9-1-1 call--A call made by a wireless end user utilizing a WSP wireless network, initiated by dialing "9-1-1" (and, as necessary, pressing the "Send" or analogous transmitting button) on a Wireless Handset.

(44)

Wireless End User--Any person or entity receiving service on a WSP Wireless System.

(45)

WSP Wireless System--Those mobile switching facilities, Cell Sites, and other facilities that are used to provide wireless Phase I & II E9-1-1 service.

(b)

Policy and Procedures. As authorized by the Texas Health and Safety Code, Chapter 771.051, the Advisory Commission on State Emergency Communications (Commission) shall develop minimum performance standards for equipment and operation of 9-1-1 service to be followed in developing regional plans, and impose 9-1-1 emergency service fees and equalization surcharges to support the planning, development, and provision of 9-1-1 service throughout the State of Texas. The implementation of such service involves the procurement, installation and operation of equipment, database and network services and facilities designed to either support or facilitate the delivery of an emergency call to an appropriate emergency response agency. As mandated by FCC Order, and as authorized by Chapter 771, §.0711, of the Texas Health and Safety Code, the ACSEC shall impose on each wireless telecommunications connection a 9-1-1 emergency service fee to provide for the automatic number identification and automatic location identification of wireless E9-1-1 calls. Furthermore, the Commission recognizes the rapidly changing telecommunications environment in wireline and wireless services and its impact on 9-1-1 emergency services. Automatic number and location information is crucial data in facilitating the delivery of an emergency call. It is the policy of the Commission that all 9-1-1 emergency calls for service be handled at the highest level of service available. In accordance with this policy, the following policies and procedures shall apply to the procurement, installation, and implementation of wireless E9-1-1 services funded in part or in whole by the 9-1-1 funds referenced above. Prior to the Commission considering allocation and expenditure of 9-1-1 funds for implementation of wireless Phase I and/or Phase II wireless E9-1-1 services, a COG and/or District receiving 9-1-1 fees and/or equalization surcharge funds from the Commission shall meet the following requirements:

(1)

Commission Survey and Review--Prior to any wireless E9-1-1 Service implementation in any regional council (COG) area, the Commission shall solicit in writing from all WSPs within the State of Texas a detailed description of its technical approach to implementing Phase I and/or Phase II (where applicable); and, the cost associated with that implementation. The Commission will review and evaluate this information and consider its appropriateness for implementation. Upon completion of this process, the Commission will communicate these WSP evaluations to the regional councils (COGs), and notify the COGs that they may request and implement wireless E9-1-1 service as described in paragraphs (2)-(15) of this subsection.

(2)

Phase I E9-1-1 Implementation--The provisioning for delivery of a caller's mobile directory number and the location of a cell site receiving a 9-1-1 call to the designated PSAP. Implementation of Phase I service must be accomplished within 6-months of written request according to the FCC Order. Prior to implementing Phase I wireless E9-1-1 service, the following conditions must be satisfied and demonstrated to the Commission as described in paragraph (14) of this subsection:

(A)

sufficient funding mechanism for the recovery of all reasonable costs relating to the provisioning of such service is in place;

(B)

the PSAPs administered by the 9-1-1 entity are capable of receiving and using the data associated with such service;

(C)

9-1-1 entity requests such service in writing from the service provider;

(D)

an executed contract between 9-1-1 entity and WSP for such service, and which includes a wireless service work plan, fee schedule and standards.

(3)

Phase II E9-1-1 Implementation--provisioning for delivery of a caller's mobile directory number and the caller's location, within 125 meters RMS level of accuracy, to the designated PSAP. Implementation of Phase II service will be consistent with the FCC Order. Prior to implementing Phase II wireless E9-1-1 service, the following conditions, in addition to those listed in paragraph (2) of this subsection must be satisfied and demonstrated to the Commission as described in paragraph (14) of this subsection:

(A)

provision for digital base map and graphical display, in conjunction with approved Strategic Plan and Commission §251.7 of this title (relating to Guidelines for Implementing Integrated Services);

(B)

demonstrate, and provide in writing, that the location determination technology and digital base map are capable of identifying the caller's location within 125 meters in at least 67% of calls delivered, or the degree of accuracy as required by FCC Order;

(C)

a revised executed contract between 9-1-1 entity and WSP for such service and which includes a wireless service work plan, fee schedule and standards.

(4)

Responsibilities--It shall be the responsibility of the 9-1-1 entity, the WSP and any necessary third party (including, but not limited to, 9-1-1 Network Provider/Local Exchange Carrier, Host ALI Provider, SCP software developers and hardware providers, and other suppliers and manufacturers) to fully cooperate for the successful implementation and provision of Phase I and Phase II E9-1-1 service. These same parties are also responsible for ensuring that the deployment and implementation of their wireless E9-1-1 solution is thoroughly interoperable with other wireless E9-1-1 solutions, including permitting the proper and seamless transfer of wireless E9-1-1 emergency call information to PSAPs between differing wireless E9-1-1 solutions. The Commission acknowledges that the successful and timely provision of such service is dependent upon the timely and effective performance and cooperative efforts of all of the parties listed above. All parties shall comply with FCC Order, Texas laws and Commission Rules.

(5)

Deployment--Unless otherwise approved by the Commission, the 9-1-1 entity and the WSP will agree upon one of the following methods of wireless call delivery:

(A)

Call Associated Signaling (CAS)

(B)

Non-Callpath Associated Signaling (NCAS)

(C)

Hybrid CAS/NCAS Architecture

(D)

Exceptions to CAS, NCAS, or Hybrid CAS/NCAS, as in the case of standalone ALI environments-specific solution should be illustrated and demonstrated prior to execution of contract.

(6)

Data Delivery--Unless otherwise approved by the Commission, the 9-1-1 entity and the WSP will agree upon one of the following methods for the delivery of data elements necessary for Phase I E9-1-1 service. The 9-1-1 entity and WSP shall provision for redundancy within all methods.

(A)

SS7/ISUP--WSP will deliver the twenty digits of information necessary for Phase I services by sending SS7 signaling messages in ISUP format to the 9-1-1 selective router;

(B)

Feature Group D--WSP will deliver the twenty digits of information necessary for completion of Phase I services to the 9-1-1 selective router in the standard format required;

(C)

Service Control Point (SCP)--WSP will route all necessary information directly to the 9-1-1 entity's ALI database through an independent service control point.

(7)

Standards--Unless an exception is approved by the Commission, the 9-1-1 entity, the WSP and any third party/vendor, will ensure that all appropriate and applicable industry standards be adhered to in provisioning E9-1-1 wireless service. These standards shall include, but not be limited to:

(A)

J-Std 34 and NENA 03-002 for CAS and Hybrid CAS/NCAS deployments;

(B)

NENA 02-001 as benchmark data standards. All parties shall cooperate fully in the development and maintenance of all wireless data, such as cell site locations, Emergency Service Routing Digits, selective routing databases, and timely updates of any such data;

(C)

Any and all modifications to these standards, currently under development by appropriate standards bodies, for CAS, NCAS, Hybrid CAS/NCAS, and Phase II/LDT deployments. Any such pending standard should be adhered to upon adoption;

(D)

The Commission hereby establishes a standard Class of Service (COS) to be used by the 9-1-1 entity's PSAPs and the WSPs to identify calls delivered to the PSAP as WRLS (wireless), or until a standard is established by NENA;

(E)

Commission §251.4 of this title (relating to Guidelines for the Provisioning of Accessibility Equipment) for provisioning of TTY/TDD equal access consistent with FCC rules and orders;

(F)

All applicable standards shall be agreed upon by both parties to the wireless service contract.

(G)

The Commission may approve exceptions to the above standards upon demonstration by the WSP and PSAP of valid reasons and comparable efficiency and cost.

(8)

Reasonable Cost Elements--The Commission will consider that the reasonable costs incurred by the WSP to be reimbursed by the 9-1-1 entity may include the following:

(A)

Trunking--To provide network connectivity between the necessary network elements, the following costs shall be allowed:

(i)

From mobile switching center (MSC) to selective router;

(ii)

From selective router to PSAP;

(iii)

From PSAP to ALI Database;

(iv)

From mobile switching center (MSC) to service control point (SCP);

(v)

From service control point (SCP) to ALI Database;

(vi)

From ALI Database to PSAP.

(B)

Network--To provision the transference of necessary digits from the selective router to the PSAP in a CAS deployment, an upgrade or modification to the selective router will be necessary. The Commission will not consider this as an allowable cost.

(C)

Database--To provision and deliver the necessary data through the network and to the PSAP for Phase I compliance, the following costs will be allowed:

(i)

Non-recurring costs associated with initial emergency service routing digits (ESRD) load into selective router or SCP;

(ii)

Monthly recurring costs associated with maintaining ESRD data in the selective router or SCP.

(D)

CPE--To provision the 9-1-1 entity's PSAP equipment to have the capability to receive and display information necessary to comply with Phase I call delivery requirements, the Commission has previously funded software upgrades to CPE for 20-digit and two 10-digit capability. These costs should be accommodated within the regional council's currently, or previously, approved strategic plan.

(E)

Map Display--The cost to provision the 9-1-1 entity's PSAP equipment to have the capability to receive and graphically display caller's cell site/sector location information, as well as the X, Y (longitude, latitude coordinates).

(F)

Training--The cost to train COG and/or PSAP personnel to efficiently and effectively receive and process Phase I & Phase II wireless E9-1-1 calls. This training shall be conducted by the COG, WSP, local service provider, and/or third party, as necessary, upon initial deployment of wireless service and at regularly scheduled intervals. Training plans and any associated costs shall be proposed to COG within WSP written proposal of service, submitted to the Commission for approval via the strategic plan amendment review process as outlined in §251.6 of this title (relating to Guidelines for Strategic Plans, Amendments, and Equalization Surcharge Allocation) for and included in an executed standardized contract for wireless E9-1-1 service.

(9)

Testing--The COG, WSP, local service provider and any third party shall conduct initial and regularly scheduled network, database and equipment testing to ensure the integrity of the existent and proposed wireline/wireless 9-1-1 system operated by the COG, for any Phase I and/or Phase II wireless E9-1-1 service deployment. These tests shall include, at a minimum:

(A)

network connectivity;

(B)

call setup times;

(C)

equipment capabilities of receiving and displaying callback number and cell site/sector information;

(D)

ability to transfer the wireless E9-1-1 call. The COG shall submit the initial testing documentation and findings to the Commission within the strategic plan amendment approval process as referenced above in paragraph (8) of this subsection (relating to Reasonable Cost Elements). The COG shall maintain documentation of regularly scheduled testing and notify the Commission of any on-going, negative outcomes.

(10)

Fair and Equitable Provisioning of Wireless E9-1-1 Service--The COG shall establish the level of wireless E9-1-1 service required within its region, and shall ensure that each WSP operating within its region provides comparable levels of wireless E9-1-1 service to all wireless subscribers within the region, within reasonable implementation parameters. In determining the reasonableness of costs, the Commission may compare the costs being submitted for recovery by one provider to the costs of other, similarly situated providers. No single WSP shall be reimbursed for costs above the comparable costs of the other WSP within the COG region.

(11)

Uninitialized Calls--Must be passed through the wireless 9-1-1 network, and uniformly identified to the PSAP.

(12)

Third Party Contracts--Any and all subcontracts between WSP and third party vendors, for the deployment of Phase I & II wireless E9-1-1 service deployments, shall adhere to the primary contract as executed between COG and WSP.

(13)

Proposals for Wireless E9-1-1 Service--All proposals by WSPs for wireless 9-1-1 service should be presented to the COG in writing and shall include a complete description of network, database, equipment display requirements, training and accessibility elements. Such proposals should include detailed cost information, as well as technical solutions, network diagrams, documented wireless 9-1-1 call set-up times, deployment plans and timelines, specific work plans, WSP network contingency and disaster recovery plans, escalation lists, trouble call response times, as well as any other information required by the COG. Unless otherwise confidential by law, all information provided to the COG becomes a matter of public record and is subject to the Texas Public Information Act.

(14)

Strategic Plan Amendment Review and Approval Process--Upon demonstration of compliance with subsection (b)(2)(A) and (b)(3)(A) of this section, and prior to executing a standardized contract for wireless 9-1-1 service, the COG shall submit such proposals, as described in paragraph (13) of this subsection, to the Commission for approval, via the strategic plan review and/or amendment process described in §251.6 of this title. Strategic Plan amendment requests should include all of the information provided by WSP to COG, as well as complete information regarding the geographic areas as well as the tandems, exchanges and PSAPs effected by the proposed deployment.

(15)

Standardized Contract--Upon review and approval by ACSEC, COG and WSP shall enter into a standardized Wireless E9-1-1 Service Agreement. The standard contract shall be provided by the Commission, and shall include all of the information contained in the proposal and amendments reviewed and approved by the Commission. Commission staff shall review all such contracts before they are executed. COG shall provide the Commission a copy of all fully executed contracts.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on May 24, 1999.

TRD-9903059

James D. Goerke

Executive Director

Advisory Commission on State Emergency Communications

Earliest possible date of adoption: July 4, 1999

For further information, please call: (512) 305-6933


1 TAC §251.11

The Advisory Commission on State Emergency Communications (ACSEC) proposes new §251.11, concerning Monitoring Policies and Procedures, to ensure compliance with applicable law, rules, polices and procedures. The new section is proposed to allow for improved methods of program monitoring and compliance with Commission policy and to meet the recommendations made by the State Auditor's Office in July 1998 that the ACSEC establish a formal monitoring process for service providers and that comprehensive contract monitoring standards, guidance, and training to the regional councils be developed.

The ACSEC is contemporaneously proposing the rule review of Chapter 251 elsewhere in this issue of the Texas Register .

James D. Goerke, Executive Director, ACSEC has determined that for the first five-year period the section is in effect there may be limited fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. Goerke also has determined that for each year of the first five years the section is to be in effect, the public benefit anticipated as a result of enforcing the section will be improved methods for program monitoring through established comprehensive contract monitoring standards to be used statewide. No historical data is available, however, there appears to be no direct impact on small or large businesses. There is no anticipated economic cost to persons who are required to comply with the section as proposed. There is no anticipated local employment impact as a result of enforcing the section.

Comments on the proposed rule may be submitted in writing within 30 days after publication of the proposal in the Texas Register to: James D. Goerke, Executive Director, Advisory Commission on State Emergency Communications, 333 Guadalupe Street, Suite 2-212, Austin, Texas, 78701-3942.

The new section is proposed under Health and Safety Code, Chapter 771, §§771.051, 771.055, 771.056, and 771.059; and the Texas Administrative Code, Part XII, Chapter 251, Regional Plan Standards.

No other statutes, articles or codes are affected by the proposed new rule.

§251.11.Monitoring Policies and Procedures.

(a)

Definitions. When used in this rule, the following words and terms shall have the meanings identified below, unless the context and use of the word or terms clearly indicates otherwise:

(1)

9-1-1 Funds--Funds assessed and disbursed in accordance with the Texas Health and Safety Code, Chapter 771.

(2)

9-1-1 Equipment--Capital equipment acquired partially or in whole with 9-1-1 funds and designed to support and/or facilitate the delivery of an emergency 9-1-1 call to an appropriate emergency response agency.

(3)

9-1-1 Governmental Entity--The 9-1-1 provider as defined in Texas Health and Safety Code Chapter 771.

(4)

9-1-1 Governmental Entity Jurisdiction--As defined in applicable law, Texas Health and Safety Code Chapters 771 and 772, the geographic coverage area in which a 9-1-1 Governmental Entity provides emergency 9-1-1 service.

(5)

Advisory Commission on State Emergency Communications (ACSEC)--Also referred to as the Commission.

(6)

Applicable Law--As defined in the Memorandum of Understanding (MOU), Article 2: Compliance with Applicable Law. Includes, but is not limited to, the State Administration of Emergency Communications Act, chapter 771, Texas Health and Safety Code; Commission rules implementing the Act contained in Title 1, Part XII, Texas Administrative Code; the Uniform Grant Management Standards, Title 1, §§5.151-5.165, Texas Administrative Code; the Preservation and Management of Local Government Records Act, Chapter 441, Subchapter J, Texas Government Code; and amendments to the cited statutes and rules. Also referred to as "applicable law and rules".

(7)

Interlocal Agreement--A contract executed between local governments, Regional Planning Commissions, or other state political subdivisions, to perform administrative functions or provide services, such as 9-1-1 telecommunications, cooperatively among themselves.

(8)

Local Government--A county, municipality, public agency, or any other political subdivision that provides, participates in the provision of, or has authority to provide fire-fighting, law enforcement, ambulance, medical, 9-1-1, or other emergency services and/or addressing functions.

(9)

Memorandum of Understanding (MOU)--An agreement executed between the Regional Planning Commission (RPC) and the ACSEC that establishes the responsibilities of each of the parties regarding the use of all 9-1-1 fees, equipment and data.

(10)

Public Safety Answering Point (PSAP)--A 24-hour communications facility established as an answering location for 9-1-1 calls originating within a given service area, as further defined in applicable law, Texas Health and Safety Code, Chapter 771.

(11)

Regional Planning Commission (RPC)--A commission established under Local Government Code, Chapter 391, also referred to as a council of governments (COG).

(12)

Strategic Plans--Regional plans developed in compliance with Chapter 771 shall include a strategic plan that projects regional 9-1-1 service costs, and service fee and other non-equalization surcharge revenues at least five years into the future, beginning September 1, 1994. Within the context of §771.056(d), the ACSEC shall consider any revenue insufficiencies to represent need for equalization surcharge funding support.

(b)

Policy and Procedures. As authorized by §771.051 of the Texas Health and Safety Code, the ACSEC shall develop minimum performance standards for equipment and operation of 9-1-1 service to be followed in developing regional plans, and impose 9-1-1 emergency service fees and equalization surcharges to support the planning, development, and provision of 9-1-1 service throughout the State of Texas. The ACSEC shall examine and approve or disapprove regional plans submitted by the state's 24 regional planning commissions (RPCs) as provided by §771.056. Per the MOU, the Commission reserves the right to perform on-site monitoring of the RPC and/or its performing local governments or PSAPs for compliance with applicable law, rules, policies and procedures. Monitoring activities shall provide ACSEC with the information and data necessary to best assist RPCs and Local Government in implementing and strengthening the 9-1-1 system in Texas.

(1)

Monitoring Activity--The ACSEC shall monitor, at least annually, each RPC to assess the agency's administrative, fiscal, contractual, procurement, inventory, local monitoring, and program activities for compliance with applicable laws, rules, policies and procedures; and, effectiveness in implementing E9-1-1 service in its jurisdiction. The ACSEC shall develop procedures and guidelines by which to conduct all monitoring activities. State monitoring shall include the following:

(A)

Evaluation of RPC policies and procedures for program quality and outcomes to ensure compliance with the (MOU), as well as the objectives and standards set forth in all ACSEC Rules, Policies and Procedures, and especially relating to the rules contained in Chapter 251 of this title (relating to Regional Plans-Standards);

(B)

Determination of whether the RPC has demonstrated substantial compliance with oversight requirements, including:

(i)

compliance with applicable provisions of the state's Uniform Grant Management Standards (UGMS);

(ii)

competitive procurement procedures and documentation;

(iii)

contract administration systems to ensure receipt of contracted deliverables;

(iv)

ownership, transfer of ownership, and/or control of equipment acquired with 9-1-1 funds;

(v)

maintenance of a current inventory of all 9-1-1 equipment;

(vi)

maintenance of adequate and accurate fiscal records and documentation;

(vii)

execution of interlocal agreements between RPC and participating local governments relating to the planning, development, operation, and provision of 9-1-1 service and the use of 9-1-1 funds, per the MOU, Article 4, Standard Interlocal Agreements with Local Governments .

(C)

Examination of RPC 9-1-1 funds expended against the strategic plan component budgets and any limitations therein according to applicable law and rules.

(2)

Monitoring Report & Response--The ACSEC will prepare a written report that describes the findings, and any possible violations, discovered during a monitoring review. ACSEC will complete a written monitoring report within 30 days of the conclusion of the initial monitoring activities, and will provide the RPC a copy of the report upon completion. The RPC will have opportunity to respond as outlined below:

(A)

The RPC shall provide written response to the monitoring report within 30 days of receipt of the report. The response should be provided or approved by the RPC Executive Director and/or the Executive Committee.

(B)

The report and response will be presented to the Commission at its next regularly scheduled meeting. ACSEC Executive Director will also provide the Commission with written determinations and recommendations as to suggested corrective actions or disallowed costs that are established by precedent, policy or rule. If Executive Director concurs with RPC's response, he shall state his concurrence in the report to the Commission.

(C)

The Commission may act to accept the Executive Director's recommendation and/or RPC response. The Commission will convey its acceptance of responses, resolutions or recommendations in writing to the RPC within five working days of any such action.

(D)

The Commission may delay action pending requests for additional information or investigation, and any follow up actions deemed necessary for resolution. Any such requests shall be made in writing to the RPC within five working days. The RPC shall have 15 working days in which to provide additional information requested by the Commission. ACSEC Executive Director will present any additional information to the Commission at its next regularly scheduled meeting in conjunction with appropriate staff review and determination. Final resolution of monitoring findings shall be communicated to the RPC within five working days.

(E)

The Commission may disallow specific expenditures of 9-1-1 funds, and may direct the RPC to repay the 9-1-1 fund of any disallowed expenditure. The ACSEC shall communicate any such disallowance to the RPC within five working days of Commission action.

(3)

Disallowance & Repayment--The RPC shall reimburse the 9-1-1 fund for any 9-1-1 surcharge funds and service fees (9-1-1 funds) expended by the RPC in noncompliance with applicable law and rules. Such reimbursement shall be made in accordance with the procedure established in subparagraphs (A)-(G) of this paragraph.

(A)

The RPC shall provide a written proposal to the Commission for repayment within 30 days of notification of disallowance of any 9-1-1 fund expenditures. Repayment to the 9-1-1 fund shall be completed within a reasonable length of time as established by the Commission, not to exceed five years.

(B)

The RPC shall provide detail, in writing, of its efforts to recover 9-1-1 funds from its participating local governments and/or vendors, in compliance with the MOU, Section 2.4.

(C)

The repayment plan shall be reviewed and approved by the RPC Executive Committee, or Board, prior to being submitted to the ACSEC.

(D)

Upon receipt of the RPC repayment plan, ACSEC staff shall present the plan and staff recommendations to the Commission at its next regularly scheduled meeting.

(E)

The Commission may accept or reject any repayment plan proposal. In either case, the RPC shall be notified of the Commission's action with five working days. In the case of rejection, Subparagraphs (A)-(E) of this paragraph shall be repeated until resolution is accomplished.

(F)

Monitoring of Repayment--ACSEC staff shall closely monitor repayment of any disallowed fees through review of Financial Status Reports, submitted quarterly, to the ACSEC. Any discrepancies or irregularities shall be reported to the ACSEC internal auditor and reported to the Commission.

(G)

Repeated Problems or Findings & Sanctions--If subsequent annual monitoring review reveals repeated findings that have not been corrected from a prior year's monitoring report, the RPC shall be deemed to be in continued violation. In accordance with State law, the Commission may consider designating another administrative entity if it is determined that a continued violation by an RPC constitutes willful disregard of applicable law and rules, gross negligence, or failure to observe accepted standards of administration.

(c)

RPC Monitoring of Interlocal Agreements & Performance--Per MOU, Article 4. Standard Interlocal Agreement with Local Governments , each RPC shall execute an agreement between itself and each of its participating local governments and/or PSAPs in order to establish responsibilities for implementation of 9-1-1 service, the use of 9-1-1 funds, and adherence to applicable law and rules. The RPC shall monitor, at least annually, the performance on these agreements with each of its local governmental entities.

(1)

Local Monitoring Plan Development--Each RPC shall develop its own local-level monitoring plan that shall be incorporated into its 9-1-1 Strategic Plan. Local monitoring plans shall include, but are not limited to, the following:

(A)

A schedule or timetable for monitoring all interlocal contracts, 9-1-1 funded activities, equipment, PSAPs and subcontractors;

(B)

Annual reviews of all subcontracts, especially addressing and/or addressing maintenance contracts;

(2)

Compliance with MOU Stipulations--The RPC shall monitor each interlocal contract for performance of contract deliverables, which shall include the stipulations contained in the MOU, Article 4, Standard Interlocal Agreements with Local Governments .

(3)

Documentation--Local monitoring activities, findings, recommendations and responses shall be documented in writing and retained for at least five years.

(4)

Reporting Procedures--The RPC shall establish reporting procedures to convey the monitoring data to the RPC Executive Director, Executive Committee and the ACSEC.

(5)

Reports to the ACSEC--The ACSEC shall require, at a minimum, the following documentation and information:

(A)

Certification or other assurance that interlocal agreements have been executed between the RPC and each of its performing Local Governments. Such certification shall be communicated to the ACSEC within the RPC's biannual strategic plan submission, or upon the Commission's request.

(B)

Local Monitoring Plans shall be submitted to the ACSEC in conjunction with the regularly scheduled biannual 9-1-1 Strategic Plan submission. Revisions to any such document shall be submitted to the ACSEC in writing as they occur.

(C)

Local monitoring findings shall be submitted to the ACSEC as they are completed and approved by the RPC Executive Director, according to the local schedule, and shall be submitted in conjunction to regular ACSEC performance reporting schedules. ACSEC shall exercise its right to conduct monitoring activities as a result of the local monitoring reports.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on May 24, 1999.

TRD-9903060

James D. Goerke

Executive Director

Advisory Commission on State Emergency Communications

Earliest possible date of adoption: July 4, 1999

For further information, please call: (512) 305-6933