TITLE economic-regulation

Part VI. Texas Motor Vehicle Board

Chapter 101. Practice and Procedure

The Texas Motor Vehicle Board of the Texas Department of Transportation proposes amendments to §§101.2, 101.3, and 101.7 in Subchapter A, general rules relating to agency operations. The Board also proposes amendments to §§101.42, 101.43, 101.45, 101.60, and 101.61 in Subchapter C, relating to Adjudicative Proceedings and Hearings.

The Appropriations Act of 1997, House Bill 1, Article IX, §167 (Section 167) requires that each state agency review and consider readoption of each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedure Act). The Board conducted its review of Chapter 101 at its November 12, 1998, meeting. As a result of its review, the Board determined that these sections should be amended and such amendments were adopted at the Board's March 4, 1999, meeting and published in the March 26, 1999, issue of the Texas Register (24 TexReg 2301). Further examination of the amended sections revealed some typographical errors and a need for further amendment of some sections.

In Subchapter A, the proposed change to §101.2 expands the definition of "governmental agency". The proposed amendment to §101.3 conforms the section to the requirements of the Public Information Act. Proposed changes to §101.7 add the requirement that complaints alleging violations of the Motor Vehicle Commission Code or the Transportation Code be filed in the same manner as petitions for relief and eliminate the requirement that petitions for relief or complaints be under oath.

Proposed amendments to §101.42 and §101.43 correct punctuation errors. Since administrative appeals made be filed in district court or the Court of Appeals under the Motor Vehicle Commission Code, the specific reference to district court is proposed to be removed from §101.45. Proposed changes to §101.60 correct language pertaining to gender. The proposed amendment to §101.61 removes unnecessary restrictive language.

Brett Bray, director, Motor Vehicle Division, has determined that for the first five-year period the amendments are in effect, there will be no fiscal implications for state or local government as a result of enforcing or administering the sections.

Mr. Bray has also determined that for each year of the first five years the sections are in effect, the anticipated public benefit of the amendments will be to simplify the Board's hearing procedures and conserve the time and resources of the agency and entities appearing before it. There will be no effect on small businesses and no anticipated economic cost to persons who are required to comply with the sections as proposed. Mr. Bray has also certified that there will be no impact on local economies or overall employment as a result of enforcing or administering the sections.

Comments (15 copies) may be submitted to Brett Bray, Director, Motor Vehicle Division, Texas Department of Transportation, P. O. Box 2293, Austin, Texas 78768, (512) 416-4910. The Motor Vehicle Board will consider adoption of the amendments at its meeting on September 9, 1999. The deadline for receipt of comments on the proposed amendments is 5:00 p.m. on August 23, 1999.

Subchapter A. General Rules

16 TAC §§101.2, 101.3, 101.7

The amendments are proposed under the Texas Motor Vehicle Commission Code, §3.06, which provides the Board with authority to adopt rules as necessary and convenient to effectuate the provisions of the Act and to govern practice and procedure before the agency.

Motor Vehicle Commission Code §§1.02, 1.03, 3.02, 3.03, 3.05, 3.08, and 7.01 are affected by the proposed amendments.

§101.2. Definitions; Conformity with Statutory Requirements.

The definitions contained in the Texas Motor Vehicle Commission Code and Chapter 503 of the Texas Transportation Code are hereby adopted by reference. All matters of practice and procedure set forth in the codes shall govern and these rules shall be construed to conform with the codes in every relevant particular, it being the intent of these rules only to supplement the codes and to provide procedures to be followed in instances not specifically governed by the codes. In the event of a conflict, the definition or procedure referenced in the Texas Motor Vehicle Commission Code shall control.

(1)

"Party in interest" means a party against whom a binding determination cannot be had in a proceeding before the Board without having been afforded notice and opportunity for hearing.

(2)

"Governmental agency" means all other state and local governmental agencies [ of the State of Texas ] and all agencies of the United States government, whether executive, legislative, or judicial.

§101.3. Formal Opinions.

(a)

General. Any person may request a formal opinion from the Board on any matter within the jurisdiction of the Texas Motor Vehicle Board. It is the policy of the Board to consider requests for formal opinions and, where practicable, to inform the requesting party of the Board's views; provided, however, that a request will be considered inappropriate for a formal opinion where the request involves a matter which is under investigation or is the subject of a current proceeding by the Board or another governmental agency, or where the request is such that an informed opinion thereon can be given only after extensive investigation, research, or collateral inquiry.

(b)

Procedure. Requests for formal opinions are to be submitted to the Board in writing and shall include full and complete information on the matter with respect to which the formal opinion is requested. The request must affirmatively state that the matter involved is not the subject of an investigation or other proceeding by the Board or any other governmental agency. The submission of additional information may be required by the Board.

(c)

Formal opinions rendered without prejudice. Any formal opinion so given is without prejudice to the right of the Board to reconsider the matter and, where the public interest requires, to modify or revoke the formal opinion. Notice of such modification or revocation will be given to the party who originally requested the opinion so that he may modify or discontinue any action which may have been taken pursuant to the Board's formal opinion. The Board will not proceed against such party with respect to any action taken in good faith reliance upon the Board's formal opinion where all relevant facts were fully, completely, and accurately presented to the Board and where such action was promptly discontinued or appropriately modified upon notification of the Board's modification or revocation of the formal opinion.

(d)

Publication. Texts or digests of formal opinions of general interest will be made available to any person upon written request to the Board, subject to statutory and other restrictions against disclosure [ , and to meritorious objections by the person who requested the formal opinion ].

§101.7. Petitions.

Petitions for relief under the codes or complaints filed alleging violations of the codes [ code ] other than those specifically provided for in these rules shall be in writing [ and under oath ], shall state clearly and concisely the petitioner's grounds of interest in the subject matter, the facts relied upon, and the relief sought, and shall cite by appropriate reference the article of the code or other law relied upon for relief and, where applicable, the proceeding to which the petition refers.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 7, 1999.

TRD-9904053

Brett Bray

Division Director

Texas Motor Vehicle Board

Proposed date of adoption: September 9, 1999

For further information, please call: (512) 416-4899


Subchapter C. Adjudicative Proceedings and Hearings

16 TAC §§101.42, 101.43, 101.45, 101.60, 101.61

The amendments are proposed under the Texas Motor Vehicle Commission Code, §3.06, which provides the Board with authority to adopt rules as necessary and convenient to effectuate the provisions of the Act and to govern practice and procedure before the agency.

Motor Vehicle Commission Code §§1.02, 1.03, 3.02, 3.03, 3.05, 3.08, and 7.01 are affected by the proposed amendments.

§101.42. Notice of Hearing in Adjudicative Proceedings.

(a)

In any adjudicative proceeding before the Board, the notice of hearing shall state:

(1)

the name of the party or parties in interest;

(2)

the time and place of the hearing;

(3)

the docket number assigned to the hearing;

(4)

any special rules deemed appropriate for such hearing; and

(5)

a clear and concise factual statement sufficient to identify with reasonable definiteness the matters at issue . This can be satisfied by attaching and incorporating by reference the complaint or amended complaint.

(b)

Notice of hearing shall be served upon the parties in interest either in person or by certified mail, return receipt requested , addressed to the parties in interest or their agents for service of process.

(c)

Notice of hearing shall be presumed to have been received by a person if notice of the hearing was mailed by certified mail, return receipt requested, to the last known address of any person known to have legal rights, duties, or privileges that could be determined at the hearing.

(d)

Notice of hearing may be amended at the hearing or at any time prior thereto.

§101.43. Reply.

Within 20 days after service of notice of hearing, or within 10 days after service of amended notice of hearing, a responding party may file a reply thereto in which the matters at issue are specifically admitted, denied or otherwise explained .

(1)

Form and filing of replies. All replies shall include a reference to the docket number of the hearing and shall be sworn to by the responding party or his attorney of record. The original of the reply shall be filed with the Board, and one copy shall be served upon other parties to the proceeding, if any.

(2)

Amendment. A responding party may amend his reply at any time prior to the hearing, and in any case where the notice of hearing has been amended at the hearing, a responding party shall be given an opportunity to amend his reply.

(3)

Extension of time. Upon the motion of a responding party, with good cause shown, the Board may extend the time within which the reply may be filed.

(4)

Default. All allegations not so answered shall be deemed admitted by any party who does not appear at the hearing on the merits.

§101.45. Recording and Transcriptions of Hearing Cost.

(a)

Except as provided in §107.6 of this title (relating to Hearings), hearings in contested cases will be transcribed by a court reporter or recorded electronically at the discretion of the hearing officer. Any request regarding recording or transcription must be made to the hearing officer at least two days prior to the hearing.

(b)

In those contested cases in which the hearing is transcribed by a court reporter, the costs of transcribing the hearing and for the preparation of an original transcript of the record for the Board shall be assessed equally among all parties to the proceeding, unless ordered otherwise by the Board.

(c)

Copies of tape recordings of a hearing will be provided to any party upon written request and upon payment for the cost of the tapes.

(d)

In the event a final decision of the Board is appealed to the [ district ] court and the Board is required to transmit to the court the original or a certified copy of the agency record, or any part thereof, the appealing party shall, unless waived by the Board or Director, pay the costs of preparation of the record that is required to be transmitted to the court.

§101.60. Filing of Exceptions.

Any party in interest may, within 20 days after the date of service of the hearing officer's report and recommended decision and order, file exceptions to such report and recommended decision and order. Requests for extension of time within which to file exceptions shall be filed with the hearing officer and a copy of such request shall be served on all other parties in interest. The hearing officer shall promptly notify the parties of his or her [ its ] action upon the request and shall allow additional time only in extraordinary circumstances where the interest of justice so requires.

§101.61. Form of Exceptions.

Exceptions to findings of fact , conclusions [ of law ] or to any other matters of law in any report and recommended decision and order of a hearing officer shall be specific and shall be stated and numbered separately. When exception is taken to a statement of fact, specific reference must be made to the evidence relied upon to support the specification of error and a statement in the form claimed to be correct must be suggested. When exception is taken to a particular finding or conclusion, whether of fact, law, or a mixed question of fact and law, the evidence, if any, and the law relied upon to support the specification of error must be suggested.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on July 7, 1999.

TRD-9904054

Brett Bray

Division Director

Texas Motor Vehicle Board

Proposed date of adoption: September 9, 1999

For further information, please call: (512) 416-4899


Chapter 107. Warranty Performance Obligations

16 TAC §§107.1-107.11

The Motor Vehicle Board of the Texas Department of Transportation proposes amendments to §§107.1-107.11, Warranty Performance Obligations. The Board also proposes the repeal of §107.12 and adoption of amendments incorporating the substance of §107.12 into §107.7. The sections set guidelines for filing a lemon law or warranty performance complaint and for holding hearings on these matters.

The Appropriations Act of 1997, House Bill 1, Article IX, §167 requires that each state agency review and consider readoption of each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedure Act). Such reviews shall include an assessment by the agency as to whether the reason for adopting or readopting the rule continues to exist. The Board conducted a review of Title 16, Chapter 107, relating to Warranty Performance Obligations, at its June 10, 1999 meeting. As a result of its review, the Board proposes these changes to Chapter 107.

General changes to rule language.

The Motor Vehicle Commission was renamed the Motor Vehicle Board in 1992. The title of "executive director" was also changed to "director". The amendments change all references from "Commission" to "Board" and "executive director" to "director" throughout the chapter. Changes are also proposed throughout the chapter to make it clear that the procedures in the chapter apply to complaints filed under the lemon law for repurchase or replacement of a vehicle (§6.07 of the Motor Vehicle Commission Code) (Code) and to complaints filed for repair of a vehicle under general warranty agreements (§3.08(i) of the Code). Sections pertinent only to §6.07 or §3.08(i) are now clearly identified. Other proposals correct grammar, add acronyms to avoid repetition, and remove surplusage and gender-specific references.

Other changes specific to each section:

The> to complaints filed under §3.08(i) because general warranty complaints may be filed regarding used vehicles if they are still under warranty. Proposed changes to §107.2 conform the section to the current practice of accepting complaints even if they do not initially include necessary information. The proposal adds converters and distributors as potential parties to a complaint, as permitted by the Code. Suggested amendments also delete an obsolete filing fee amount, add provisions clarifying no filing fee is due for complaints filed under §3.08(i) and indicate failure to remit a fee under §6.07 may result in dismissal of the complaint.

Proposed amendments to §107.3 clarify procedure references and Code provisions. Proposed changes to §§107.4 and §107.5 add converters as entities who will be given notice and an opportunity to settle if a complaint is filed and give the Board the option of requiring a response from dealers.

Section 107.6, Hearings, contains a proposal that deletes the specific requirement that dealers be given notice of hearing, since all parties receive notice of hearing. Other proposed changes make the section apply to warranty performance complaints as well as lemon law complaints, increase the amount of time to notify the Board of attorney appearances and clarify that evidence presented is subject to admission by the hearing examiner so consumers will understand that the right is not absolute. Additional changes delete the requirement that an expert be independent to conform to current practice, and no longer require the presence of the expert at the hearing.

Proposed changes to §§107.7(4) and 107.7(6) conform the sections to Government Code amendments effective September 1, 1999. Other proposed changes to §107.7 allow hearings under both the lemon law and general warranty complaints and add language conforming the section to statutory time limit and appeal provisions contained in the Government Code and the Motor Vehicle Commission Code. Proposed amendments to §107.8 state that the section only applies to lemon law (§6.07) complaints unless otherwise indicated, and conforms the overall application of the section relating to serious safety hazards to the language in the statute. Additional proposals add the inventory tax as a reimbursable item and include converters and distributors as entities who may have obligations under the section, as set out in the statute. The proposed amendment to §107.8(9) conforms the section to the current practice of allowing reconsideration of the repurchase price for damage to the vehicle after the date of the hearing, instead of the date of delivery to the owner, since damage between the date of delivery and the date of hearing is considered at the hearing. Proposed changes to §107.8(10) make it clear that the Board will issue a written order in both lemon law and warranty performance complaints when a hearing is held.

Proposed amendments to §107.9 require that incidental expenses be reasonable and verified and make it clear that incidental expenses are not limited to the ones listed in the section. Other changes set out loss or damage to personal property, service contracts, attorney fees if the Respondent is represented by an attorney, and after-market items as incidental expenses that may be reimbursable. A new provision provides guidance to the hearing examiner in considering whether items or accessories should be reimbursed.

Proposed changes to §107.10 extends the disclosure requirement to all vehicles reacquired by a manufacturer, converter or distributor. The proposed amendments also delete the disclosure statement at Attachment 1 and allow the Board or director to prescribe the manner and form for disclosing that a vehicle has been reacquired. Additional changes clarify that manufacturers must provide information on vehicles transferred from out-of-state and require dealers to complete and return the disclosure statement within 60 days of the sale of a reacquired vehicle. Other proposed changes remove non-original equipment manufacturer items or accessories from manufacturer warranty requirements and clarify that the Board, through its director, may provide or approve the warranty form.

The proposed amendment to §107.11 clarifies that the director shall provide the Board with information about complaints resolved before and after hearings are set, rather than formal and informal resolutions of complaints.

Brett Bray, Director, Motor Vehicle Division, has determined that for the first five-year period the sections are in effect, there will be no fiscal implications for state or local government as a result of enforcing or administering the sections.

Mr. Bray has also determined that for each year of the first five years the sections are in effect, the anticipated public benefit of the amendments to Chapter 107 will be to provide a clearer understanding of the hearings process for lemon law and warranty performance complaints and conserve the time and resources of the agency and entities appearing before it. The amendments will also create better notification to consumers concerning reacquired vehicles. There will be no effect on small businesses. Anticipated economic cost to persons who are required to comply with the sections as proposed is indeterminate, since manufacturers, converters and distributors may have to pay more to reimburse incidental expenses on a case-by-case basis and will incur additional minimal expense in meeting disclosure requirements for all reacquired vehicles instead of only those vehicles reacquired pursuant to final order. Mr. Bray has also certified that there will be no impact on local economies or overall employment as a result of enforcing or administering the sections.

Comments (15 copies) may be submitted to Brett Bray, Director, Motor Vehicle Division, Texas Department of Transportation, P. O. Box 2293, Austin, Texas 78768, (512) 416-4910. The Motor Vehicle Board will consider adoption of the proposals at its meeting on September 9, 1999. The deadline for receipt of comments on the proposed amendments is 5:00 p.m. on August 23, 1999.

The amendments are proposed under the Texas Motor Vehicle Commission Code, §3.06, which provides the Board with authority to adopt rules as necessary and convenient to effectuate the provisions of the Act and to govern practice and procedure before the agency.

Motor Vehicle Commission Code §§3.08(i) and 6.07 are affected by the proposed amendments.

§107.1.Objective.

It is the objective of these sections to implement the intent of the legislature as declared in the Texas Motor Vehicle Commission Code (TMVCC) §3.06 and §6.07(e), by prescribing rules to provide a simplified and fair procedure for the enforcement and implementation of the Texas lemon law (TMVCC, §6.07) and consumer complaints covered by general warranty agreements (TMVCC, §3.08(i)) including the processing of complaints, the conduct of hearings, and the disposition of complaints filed by owners of [ new ] motor vehicles seeking relief under these provisions of the Code.

§107.2.Filing of Complaints.

(a)

Complaints for relief under the lemon law must be in writing and filed with the Board [ commission ] at its office in Austin. Complaints may be in letter form or any other written format or may be submitted on complaint forms provided by the Board [ commission ].

(b)

Complaints should state sufficient facts to enable the Board [ commission ] and the party complained against to know the nature of the complaint and the specific problems or circumstances which form the basis of the claim for relief under the lemon law.

(c)

Complaints should [ must ] provide the following information:

(1)

name, address, and phone number of vehicle owner;

(2)

identification of vehicle by make, model, and year, and manufacturer's vehicle identification number;

(3)

type of warranty coverage;

(4)

name and address of dealer, or other person, from whom vehicle was purchased or leased, including the name and address of the current lessor, if applicable;

(5)

date of delivery of vehicle to original owner; and in the case of a demonstrator, the date the vehicle was placed into demonstrator service;

(6)

vehicle mileage at time vehicle was purchased or leased, mileage when problems with vehicle were first reported, name of dealer or manufacturer's , converter's, or distributor's agent to whom problems were first reported, and current mileage;

(7)

identification of existing problems and brief description of history of problems and repairs on vehicle, including date and mileage of each repair, with copies of repair orders where possible;

(8)

date on which written notification of complaint was given to the vehicle manufacturer , converter, or distributor, and if the vehicle has been inspected by manufacturer, converter, or distributor, the date and results of such inspection;

(9)

any other information which the complainant believes to be pertinent to the complaint.

(d)

The Board's [ commission's ] staff will provide information concerning the complaint procedure and complaint forms to any person requesting information or assistance.

(e)

The Texas Motor Vehicle Commission Code (TMVCC) §6.07 [ lemon law ] complaint filing fee [ of $75 ] should be remitted with the complaint by check or money order [ payable to the Texas Motor Vehicle Commission. ] No filing fee is required for a TMVCC §3.08(i) complaint. The filing fee is nonrefundable, but a complainant who prevails in a [ lemon law ] case is entitled to reimbursement of the amount of the filing fee. Failure to remit the filing fee with the complaint will result in delaying the commencement of the 150-day requirement provided in §107.6(11) of this title (relating to Hearings) and may result in dismissal of the complaint .

§107.3.Review of Complaints.

All complaints will be reviewed promptly by the Board's [ commission's ] staff to determine whether they satisfy the requirements of the Texas Motor Vehicle Commission Code §§3.08(i) or 6.07 [ lemon law ].

(1)

If it cannot be determined whether a complaint satisfies the requirements of §§3.08(i) or 6.07, [ the lemon law, ] the complainant will be contacted for additional information.

(2)

If it is determined that the complaint does not meet the requirements of §§3.08(i) or 6.07, [ the lemon law, ] the complainant will be notified of this fact.

(3)

If it is determined that the complaint does meet the requirements of §§3.08(i) or 6.07, [ the lemon law, ] the complaint will be processed in accordance with the [ following ] procedures [ in §§107.4-107.9 of this title (relating to Notification of Manufacturer and Distributor; Mediation, Settlement; Hearings; Hearing Officer's Report; Decisions; and Compliance) ] set forth in this chapter.

(4)

For purposes of §6.07(h), the commencement of a proceeding means the filing of a complaint with the Board, [ commission, ] and the date of filing is determined by the date of receipt by the Board [ commission ].

§107.4.Notification to Manufacturer , Converter, or [ and ] Distributor.

Upon receipt of a complaint for relief under the Texas Motor Vehicle Commission Code §§3.08(i) or 6.07, [ the lemon law, ] notification thereof, with a copy of the complaint, will be given to the appropriate manufacturer, converter, or distributor [ against whom the complaint is made ], and a response to the complaint will be requested. A copy of the complaint and notification thereof will also be provided to the selling dealer and any other dealers that have been involved with the complaint and a response may be requested. [ Notification of the complaint and a request for a response will also be given to the selling dealer and any other dealer that has been involved with the complaint. ]

§107.5.Mediation; Settlement.

If, from a review of the complaint and the responses received from the manufacturer, converter, distributor, or dealer, it appears to the Board [ commission ] staff that a settlement or resolution of the complaint may be possible without the necessity for a hearing, the Board [ commission ] staff will [ contact all parties and ] attempt to effect a settlement or resolution of the complaint [ in a manner satisfactory to the parties ].

§107.6.Hearings.

Complaints which satisfy the jurisdictional requirements of the Texas Motor Vehicle Commission Code, §3.08(i) and §6.07, will be set for hearing and notification of the date, time, and place of the hearing will be given to all parties by certified mail.

(1)

Where possible, and subject to the availability of Board [ commission ] personnel and funds, hearings will be held in the city where the complainant resides or at a location reasonably convenient to the complainant.

(2)

Hearings will be scheduled at the earliest date possible, provided that ten days prior notice, or as otherwise provided by law, must be given to all parties. [ A notice of hearing will also be provided to a dealer identified as a party who will be requested to have a representative appear at the hearing. ]

(3)

Hearings will be conducted by Board [ commission ] staff hearing officers or by independent hearing officers designated by the [ executive ] director of the Board [ commission ].

(4)

Hearings will be informal[ in nature ], it being the intent of this section [ the lemon law ] to provide a procedure and forum which does not necessitate the services of attorneys and which does not involve strict legal formalities applicable to trials in county or district court.

(5)

The parties have the right to be represented by attorneys at a hearing, although attorneys are not necessary[ in hearings on lemon law complaints ]. Any party who intends to be represented by an attorney at a hearing must notify the Board [ commission ] and the other party at least five business days prior to the hearing and failure to do so will constitute grounds for postponement of the hearing if requested by the other party.

(6)

The parties have the right to present their cases in full, including testimony from witnesses; documentary evidence such as repair orders, warranty documents, vehicle sales contract, etc. , subject to the hearing officer's rulings.

(7)

Each party will be subject to being questioned by the other party, within limits to be governed by the hearing officer.

(8)

The complainant will be required to bring the vehicle in question to the hearing for the purpose of having the vehicle inspected and test driven, unless otherwise ordered by the hearing officer upon a showing of good cause as to why the complainant should not be required to bring the vehicle to the hearing.

(9)

The Board [ commission ] may have the vehicle in question inspected prior to the hearing by an [ independent ] expert, where the opinion of such expert will be of assistance to the hearing officer and the Board [ commission ] in arriving at a decision. Any such inspection shall be made upon prior notice to all parties who shall have the right to be present at such inspection, and copies of any findings or report resulting from such inspection will be provided to all parties prior to , or at, the hearing. [ Any such expert will be present at the hearing to present his report on the inspection of the vehicle and to respond to questions by the parties. ]

(10)

All hearings will be recorded on tape by the hearing officer. Copies of the tape recordings of a hearing will be provided to any party upon request and upon payment as provided by law. [ for the cost of the tapes. ]

(11)

All hearings will be conducted expeditiously. However, if a Board hearing [ commission hearings ] officer has not issued a [ proposal for ] decision within 150 days after the Texas Motor Vehicle Commission Code §6.07 complaint and filing-fee were received, Board [ commission ] staff shall notify the parties by certified mail that complainant has a right to file a civil action in state district court to pursue [ his ] rights under §6.07 [ the lemon law ]. The 150-day period shall be extended upon request of the complainant or if a delay in the proceeding is caused by the complainant. The notice will inform the complainant of the [ his ] right to elect to continue the [ his ] lemon law complaint through the Board. [ commission if he chooses. ]

§107.7.Contested Cases: Decisions and Final Orders.

To expedite the resolution of Texas Motor Vehicle Commission Code §§3.08(i) and 6.07 [ lemon law ] cases, the [ executive ] director is authorized to conduct hearings and issue final orders for the enforcement of these sections, including the delegation of this duty to hearing officers. [ delegate final decision-making authority to hearings officers. ] Review of the hearing [ hearings ] officers' decisions and final orders shall be according to the procedures set forth as follows.

(1)

A hearing [ hearings ] officer will prepare a written decision and final order as soon as possible but not later than 60 days after the hearing is closed , or as otherwise provided by law. The decision and order will include the hearing [ hearings ] officer's findings of fact and conclusions of law.

(2)

The decision and final order shall be sent to all parties of record by certified mail.

(3)

The decision and order is final and binding on the parties, in the absence of a timely motion for rehearing, on the expiration of the period for filing a motion for rehearing.

(4)

A party who disagrees with the decision and final order may file a motion for rehearing within 20 days from the date of the notification [ mailing ] of the final order. A motion for rehearing must include all the specific reasons, exceptions, or grounds that are asserted by a party as the basis of the request for a rehearing. It shall recite, if applicable, the specific findings of fact, conclusions of law, or any other portions of the decision to which the party objects. Replies to a motion for rehearing must be filed with the agency within 30 days after the date of the notification [ mailing ] of the final order. A party or attorney of record notified by mail is presumed to have been notified on the third day after the date on which the order was mailed.

(5)

A motion for rehearing may be directed either to the [ executive ] director or to the Board [ commission ], as a body, at the election of the party filing the motion. If the party filing the motion does not include a specific request for a rehearing by the members of the Board [ commission ], the motion shall be deemed to be a request for a rehearing by the [ executive ] director.

(6)

The [ executive ] director or the Board [ commission ], as appropriate, must act on the motion within 45 days after the date of notification [ mailing ] of the final order, or as otherwise provided by law, or it is overruled by operation of law. The [ executive ] director or the Board [ commission ], as appropriate, may, by written order, extend the period for filing, replying to, and taking action on a motion for rehearing, not to exceed 90 days after the date of notification of [ mailing ] the final order. In the event of an extension of time, the motion for rehearing is overruled by operation of law on the date fixed by the written order of extension, or in the absence of a fixed date, 90 days after the date of notification [ mailing ] of the final order.

(7)

If the [ executive ] director or the Board [ commission ] grants a motion for rehearing, the parties will be notified by first class mail. A rehearing before the [ executive ] director will be scheduled as promptly as possible. A rehearing before the Board [ commission ] will be scheduled at the earliest possible meeting of the Board [ commission ]. After rehearing, the [ executive ] director or Board [ commission ] shall issue a final order and any additional findings of fact or conclusions of law necessary to support the decision or order . The [ executive ] director or the Board [ commission ] may also issue an order granting the relief requested in a motion for rehearing or replies thereto without the need for a rehearing. If a motion for rehearing and the relief requested is denied, an order so stating will be issued.

(8)

A party [ person ] who has exhausted all administrative remedies, and who is aggrieved by a final decision in a contested case from which appeal may be taken is entitled to judicial review pursuant to Section 7.01 of the Texas Motor Vehicle Commission Code, under the substantial evidence rule. The petition shall be filed in a district court of Travis County or in the Court of Appeals for the Third Court of Appeals District within 30 days after the decision or order of the agency is final and appealable. A copy of the petition must be served on the agency and any other parties of record. After service of the petition on the agency and within the time permitted for filing an answer, the agency shall transmit to the reviewing court the original or a certified copy of the entire record of the proceeding. If the court orders new evidence to be presented to the agency, the agency may modify its findings and decision or order by reason of the new evidence, and shall transmit the additional record to the court.

§107.8.Decisions.

Unless otherwise indicated, this section applies to decisions made pursuant to Texas Motor Vehicle Commission Code §6.07. [ Any decisions by the Board and recommended decision by a hearing officer ] Decisions shall give effect to the presumptions provided in the Texas Motor Vehicle Commission Code, §6.07(d), where applicable.

(1)

If it is found that the manufacturer, distributor, or converter is not able to conform the vehicle to an applicable express warranty by repairing or correcting a defect in the complainant's vehicle which creates a serious safety hazard or substantially impairs the use or market value[ , or safety ] of the vehicle after a reasonable number of attempts, and that the affirmative defenses provided under the Texas Motor Vehicle Commission Code, §6.07(c), are not applicable, the Board [ commission ] shall order the manufacturer, distributor, or converter to replace the vehicle with a comparable vehicle, or accept the return of the vehicle from the owner and refund to the owner the full purchase price of the vehicle, less a reasonable allowance for the owner's use of the vehicle.

[ (A)

In a complaint involving a defect or condition that creates a serious safety hazard in the vehicle, an owner shall be deemed to have given the manufacturer, distributor, or converter a reasonable number of attempts to repair the vehicle if he reported and allowed an opportunity to repair the defect or condition at least once during the period of 12 months or 12,000 miles, whichever occurs first, immediately following the date of delivery and at least once more in the period of 12 months or 12,000 miles, whichever occurs first, following the first repair attempt.]

[ (B)

A defect or condition that creates a serious safety hazard is one that results in a lifethreatening malfunction or nonconformity that substantially impedes a person's ability to control or operate a motor vehicle for ordinary use or intended purposes or that creates a substantial risk of fire or explosion.]

(2)

In any decision in favor of the complainant, the Board [ commission ] will accommodate the complainant's request with respect to replacement or repurchase of the vehicle, to the extent possible.

(3)

Where a refund of the purchase price of a vehicle is ordered, the purchase price shall be the amount of the total purchase price of the vehicle, and shall include the amount of the sales taxes and title, registration, inventory tax, and documentary fees, but shall not include the amount of any interest or finance charge or insurance premiums. The award to the vehicle owner shall include reimbursement for the amount of the lemon law complaint filing fee paid by or on behalf of the vehicle owner. The refund shall be made payable to the vehicle owner and the lienholder, if any, as their interests require.

(4)

Except in cases where clear and convincing evidence shows that the vehicle has a longer or shorter expected useful life than 100,000 miles, the reasonable allowance for the owner's use of the vehicle shall be that amount obtained by adding the following:

(A)

the product obtained by multiplying the purchase price of the vehicle, as defined in paragraph (3) of this section, by a fraction having as its denominator 100,000 and having as its numerator the number of miles that the vehicle traveled from the time of delivery to the owner to the first report of the defect or condition forming the basis of the repurchase order; and

(B)

50% of the product obtained by multiplying the purchase price by a fraction having as its denominator 100,000 and having as its numerator the number of miles that the vehicle traveled after the first report of the defect or condition forming the basis of the repurchase order. The number of miles during the period covered in this paragraph shall be determined from the date of the first report of the defect or condition forming the basis of the repurchase order through the date of the TMVC hearing.

(5)

Except in cases where clear and convincing evidence shows that the vehicle has a longer or shorter expected useful life than 120 months, the reasonable allowance for the owner's use of the towable recreational vehicle shall be the greater of 10% of the purchase price, as defined in paragraph (3) of this section, or that amount obtained by adding the following:

(A)

The product obtained by multiplying the purchase price of the towable recreational vehicle, as defined in paragraph (3) of this section, by a fraction having as its denominator 120 months, except the denominator shall be 60 months, if the towable recreational vehicle is occupied on a full time basis, and having as its numerator the number of months from the time of delivery to the owner to the first report of the defect or condition forming the basis of the repurchase order; and

(B)

50% of the product obtained by multiplying the purchase price by a fraction having as its denominator 120 months, except the denominator shall be 60 months, if the towable recreational vehicle is occupied on a full time basis, and having as its numerator the number of months of ownership after the first report of the defect or condition forming the basis of the repurchase order. The number of months during the period covered in this paragraph shall be determined from the date of the first report of the defect or condition forming the basis of the repurchase order through the date of the Board hearing.

(6)

Except in cases involving unusual and extenuating circumstances, supported by a preponderance of the evidence, where refund of the purchase price of a leased vehicle is ordered, the purchase price shall be allocated and paid to the lessee and the lessor, respectively as follows.

(A)

The lessee shall receive the total of:

(i)

all lease payments previously paid by him to the lessor under the terms of the lease; and

(ii)

all sums previously paid by him to the lessor in connection with the entering into the lease agreement, including, but not limited to, any capitalized cost reduction, down payment, trade-in, or similar cost, plus sales tax, license and registration fees, and other documentary fees, if applicable.

(B)

The lessor shall receive the total of:

(i)

the actual price paid by the lessor for the vehicle, including tax, title, license, and documentary fees, if paid by lessor, and as evidenced in a bill of sale, bank draft demand, tax collector's receipt, or similar instrument; plus

(ii)

an additional 5.0% of such purchase price plus any amount or fee, if any, paid by lessor to secure the lease or interest in the lease;

(iii)

provided, however, that a credit, reflecting all of the payments made by the lessee, shall be deducted from the actual purchase price which the manufacturer , converter, or distributor is required to pay the lessor, as specified in causes (i) and (ii) of this subparagraph.

(C)

When the Board [ commission ] orders a manufacturer , converter, or distributor to refund the purchase price in a lease vehicle transaction, the vehicle shall be returned to the manufacturer , converter or distributor with clear title upon payment of the sums indicated in subparagraphs (A) and (B) of this paragraph. The lessor shall transfer title of the vehicle to the manufacturer, converter, or distributor, as necessary in order to effectuate the lessee's rights under this rule. In addition, the lease shall be terminated without any penalty to the lessee.

(D)

Refunds shall be made to the lessee, lessor, and any lienholders as their interest may appear. The refund to the lessee under subparagraph (A) of this paragraph shall be reduced by a reasonable allowance for the lessee's use of the vehicle. A reasonable allowance for use shall be computed according to the formula in paragraph (4) or (5) of this section, using the amount in subparagraph (B) (i) of this paragraph as the applicable purchase price.

(7)

In any award in favor of a complainant, the [ executive ] director may require the dealer involved to reimburse the complainant, manufacturer, [ distributor, or ]converter , or distributor, for the cost of any items of options added to the vehicle but only to the extent that one or more of such items or options contributed to the defect that served as the basis for the order or repurchase or replacement. In no event shall this paragraph be interpreted to mean that a manufacturer, [ distributor, or ]converter , or distributor, will be required to repurchase a vehicle due to a defect or condition that was solely caused by a dealer add-on item or option.

(8)

If it is found by the Board [ commission ] that a complainant's vehicle does not qualify for replacement or repurchase, then the Board [ commission ] shall enter an order dismissing the complaint insofar as relief under the Texas Motor Vehicle Commission Code §6.07(c) [ lemon law ] is concerned. However, the Board [ commission ] may enter an order in any proceeding, where appropriate, requiring repair work to be performed or other action taken to obtain compliance with the manufacturer's, [ distributor, or ] converter's , or distributor's, warranty obligations.

(9)

If the vehicle is substantially damaged or there is an adverse change in its condition, beyond ordinary wear and tear, from the date of the hearing [ delivery to the owner ] to the date of repurchase, and the parties are unable to agree on an amount of an allowance for such damage or condition, either party shall have the right to request reconsideration by the Board [ commission ] of the repurchase price contained in the final order.

(10)

The Board [ commission ] will issue a written order in each Texas Motor Vehicle Commission Code §§3.08(i) or 6.07 case in which a hearing is held and a copy of the order will be sent to all parties.

§107.9.Incidental Expenses.

(a)

When a refund of the purchase price of a vehicle is ordered, the complainant shall be reimbursed for certain incidental expenses incurred by the complainant from loss of use of the motor vehicle because of the defect or nonconformity which is the basis of the complaint. The expenses must be reasonable and verified [ verifiable ] through receipts or similar written documents. Reimbursable incidental expenses include but are not limited to the following costs :

(1)

[ reasonable cost of ] alternate transportation;

(2)

[ charges for ] towing;

(3)

[ costs of ] telephone calls or mail charges directly attributable to contacting the manufacturer, distributor, converter, or dealer regarding the vehicle;

(4)

[ reasonable costs of ] meals and lodging necessitated by the vehicle's failure during [ out-oftown ] out - of - town trips;

(5)

loss or damage to personal property;

(6)

service contracts;

(7)

attorney fees if Respondent is represented by counsel; and

(8)

items or accessories added to the vehicle at or after purchase.

(b)

[ Only reasonable incidental expenses shall be reimbursed to a complainant. ] Incidental expenses shall be included in the final repurchase price required to be paid by a manufacturer, [ distributor, or ] converter , or distributor to a prevailing complainant or in the case of a vehicle replacement, shall be tendered to the complainant at the time of replacement.

(c)

In regards to the cost of items or accessories presented under subsection (a)(8) of this section, the hearing officer shall consider the permanent nature of items or accessories and the value they add to the vehicle.

§107.10.Compliance with Order Granting Relief .

Compliance with the Board's order will be monitored by the Board.

(1)

A complainant is not bound by the Board's [ commission's ] decision and order and may either accept or reject the decision.

(2)

If a complainant does not accept the Board's [ commission's ] final decision, the proceeding before the Board [ commission ] will be deemed concluded and the complaint file closed.

(3)

If the complainant accepts the Board's [ commission's ] decision, then the manufacturer, [ distributor, or ] converter , or distributor and the dealer to the extent of the dealer's responsibility, if any, shall immediately take such action as is necessary to implement the Board's [ commission's ] decision and order.

(4)

If a manufacturer, converter, or distributor replaces or repurchases a vehicle pursuant to a Board order, reacquires a vehicle to settle a Texas Motor Vehicle Commission Code §§3.08(i) or 6.07 complaint, or brings a vehicle into the state of Texas which has been reacquired under the lemon law of another jurisdiction, [ If complainant's vehicle is replaced or repurchased pursuant to a Board order, ] the manufacturer, [ distributor, or ] converter , or distributor shall, prior to resale of such vehicle, issue a disclosure statement [ in the format of Attachment 1 or ] on a form provided by or approved by the Board through its director . In addition, the manufacturer, [ distributor, or ] converter , or distributor repurchasing or replacing the vehicle shall affix a disclosure label provided by or approved by the Board through its director on an approved location in or on the vehicle. Both the disclosure statement and the disclosure label shall accompany the vehicle through the first retail purchase[ after the Board order ]. Neither the manufacturer, [ distributor, or ] converter , or distributor nor any person holding a license or general distinguishing number issued by the Board under the Code or Chapter 503, Transportation Code, shall remove or cause the removal of the disclosure label until delivery of the vehicle to the first retail purchaser. A manufacturer, [ distributor, or ] converter , or distributor shall provide the Board, in writing, the name, address and telephone number of any [ the ] transferee , regardless of residence, to whom the manufacturer, distributor or converter, as the case may be, transfers the vehicle within 60 days of each transfer. The selling dealer shall return the completed disclosure statement to the Board within 60 days of the retail sale of a reacquired vehicle. Any manufacturer, [ distributor, or ] converter , or distributor or holder of a general distinguishing number who violates this section is liable for a civil penalty or other sanctions prescribed by the Code. In addition, the manufacturer, [ distributor, or ] converter , or distributor must repair the defect or condition in the vehicle that resulted in the vehicle being reacquired [ in the repurchase or replacement ] and issue, at a minimum, a basic warranty (12 months/12,000 mile, whichever comes first) , except for non-original equipment manufacturer items or accessories, on a form provided by or approved by the Board through its director, which warranty shall be provided to the first retail purchaser of the vehicle [ following the Board order ].

[ Figure: 16 TAC §107.10(4) ]

[ (5)

If a manufacturer, distributor, or converter brings a vehicle into this state, which has been reacquired under the lemon law of another jurisdiction, the manufacturer, distributor, or converter shall, prior to the first retail sale, issue a disclosure statement on a form provided by or approved by the Board. In addition, the manufacturer, distributor, or converter repurchasing or replacing the vehicle shall affix a disclosure label provided by or approved by the Board through its director on an approved location in or on the vehicle. Both the disclosure statement and the disclosure label shall accompany the vehicle through the first retail purchase. Neither the manufacturer, distributor, converter nor any person holding a license or general distinguishing number issued by the Board under the Code or Chapter 503, Transportation Code, shall remove or cause the removal of the disclosure label until delivery to the first retail purchaser. Any manufacturer, distributor, converter, or holder of a general distinguishing number who violates this section is liable for a civil penalty or other sanction prescribed by the Code.]

(5)

[ (6) ] In the event of any conflict between this rule and the terms contained in a cease and desist order, the terms of the cease and desist order shall prevail.

(6)

[ (7) ] The failure of any manufacturer, [ distributor, ] converter , distributor or dealer to comply with a decision and order of the Board within the time period prescribed in the order may subject the manufacturer, [ distributor, or ] converter , or distributor, or dealer to formal action by the Board and the assessment of civil penalties or other sanctions prescribed by the Texas Motor Vehicle Commission Code for the failure to comply with an order of the Board.

§107.11.Reports to Board. [ Commission. ]

The [ executive ] director shall inform the Board [ commission ] concerning the administration and enforcement of the lemon law. The director [ He ] shall provide monthly reports to the Board [ commission ] which include data about the number of complaints received, number of complaints resolved before a hearing is set and after a hearing is set, [ informally and formally, ] pursuant to written orders, number of vehicles ordered repurchased, and any other information that may be requested by the Board [ commission ].

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on July 9, 1999.

TRD-9904094

Brett Bray

Division Director

Texas Motor Vehicle Board

Proposed date of adoption: September 9, 1999

For further information, please call: (512) 416-4899


16 TAC §107.12

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas Motor Vehicle Board or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The Motor Vehicle Board of the Texas Department of Transportation proposes the repeal of §107.12, Contested Cases under General Warranty Provisions: Decisions and Final Orders.

The Appropriations Act of 1997, House Bill 1, Article IX, §167 requires that each state agency review and consider readoption of each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedure Act). Such reviews shall include an assessment by the agency as to whether the reason for adopting or readopting the rule continues to exist. The Board conducted a review of Title 16, Chapter 107, relating to Warranty Performance Obligations, at its June 10, 1999 meeting.

As a result of its review, the Board determined that §107.12, Contested Cases under General Warranty Provisions: Decisions and Final Orders, is unnecessary, since proposed amendments to §107.7 incorporate the authority contained in §107.12. Section 107.12 states that the director has authority to conduct hearings and issue final orders in warranty performance complaints filed under Section 3.08(i) of the Texas Motor Vehicle Commission Code (Code). Amendments to §107.7 now authorize the director to conduct hearings and issue final orders in complaints filed under both §6.07 and §3.08(i) of the Code, relating to lemon law and warranty performance complaints respectively, making §107.12 redundant.

Brett Bray, Director, Motor Vehicle Division, has determined that for the first five-year period the repeal is in effect, there will be no fiscal implications for state or local government as a result of repeal of the section.

Mr. Bray has also determined that for each year of the first five years the repeal is in effect, the anticipated public benefit of the repeal of §107.12 and simultaneous amendment of §107.7 will be to simplify the procedures for filing and hearing a warranty performance complaint and conserve the time and resources of the agency and entities appearing before it. There will be no effect on small businesses and no anticipated economic cost to persons who are required to comply with the repeal as proposed. Mr. Bray has also certified that there will be no impact on local economies or overall employment as a result of enforcing or administering the repeal.

Comments (15 copies) may be submitted to Brett Bray, Director, Motor Vehicle Division, Texas Department of Transportation, P. O. Box 2293, Austin, Texas 78768, (512) 416-4910. The Motor Vehicle Board will consider adoption of the repeal at its meeting on September 9, 1999. The deadline for receipt of comments on the proposed repeal is 5:00 p.m. on August 23, 1999.

The repeal is proposed under the Texas Motor Vehicle Commission Code, §3.06, which provides the Board with authority to adopt rules as necessary and convenient to effectuate the provisions of the Act and to govern practice and procedure before the agency.

Motor Vehicle Commission Code §§3.08(i) and 6.07 are affected by the proposed repeal.

§107.12.Contested Cases under General Warranty Provisions: Decisions and Final Orders.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on July 9, 1999.

TRD-9904095

Brett Bray

Division Director

Texas Motor Vehicle Board

Proposed date of adoption: September 9, 1999

For further information, please call: (512) 416-4899