TITLE economic-regulation

Part II. Public Utility Commission of Texas

Chapter 22. Practice and Procedure

Subchapter D. Notice

16 TAC §22.52

The Public Utility Commission of Texas (commission) proposes amendments to §22.52 relating to Notice in Licensing Proceedings, and §22.104 relating to Motions to Intervene. Project Number 20580 has been assigned to this proceeding. The proposed amendments will conform these sections to the expedited approval schedule in §25.101 of this title (relating to Certification Criteria), as it was adopted at the February 18, 1999 Open Meeting. Adopted §25.101 was published in the March 19, 1999, issue of the Texas Register (24 TexReg 1999).

Section 25.101 replaced existing §23.31 of this title (relating to Certification Criteria) as it relates to electric service providers. Section 25.101 was modified from §23.31 to bring the section concerning certification criteria into agreement with §§25.191-25.198 and 25.200-25.204 of this title (relating to Open-Access Comparable Transmission Service for Electric Utilities in the Electric Reliability Council of Texas) as adopted at the commission's February 4, 1999 Open Meeting, under Project Number 18703, Review of Transmission Access Rules, Substantive Rules §23.67 and §23.70. Section 25.101 as adopted gives great weight to recommendations for transmission lines made by the Electric Reliability Council of Texas (ERCOT) independent system operator (ISO) and allows for certain transmission line applications to be processed on an expedited basis. It is necessary to amend §22.52 and §22.104 to bring these sections into agreement with §25.101 to allow expedited processing of: (1) uncontested applications pursuant to §25.101(c)(5)(A); (2) minor boundary or service area exception applications pursuant to §25.101(c)(5)(B); (3) uncontested transmission line applications pursuant to §25.101(c)(5)(C); or projects deemed critical to the reliability of the Electric Reliability Counsel of Texas (ERCOT) system pursuant to §25.101(c)(5)(D). Section 25.52(b), concerning notice by applicants for a new generating plant, is being also amended to refer applicants to the Public Utility Regulatory Act (PURA), Chapter 34 and the commission's substantive rules, Chapter 25, Subchapter H, relating to Electrical Planning.

Changes are proposed to §22.52(c)(1) concerning notice in telephone licensing proceedings to clarify that an actual date for intervention should be included in the notice and that requests for intervention should be in writing.

Tom Hunter, assistant general counsel, Office of Regulatory Affairs-Legal Division, has determined that for each year of the first five-year period the proposed section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Mr. Hunter has determined that for each year of the first five years the proposed section is in effect the public benefit anticipated as a result of enforcing the section will be expedited approval of certain transmission line applications, helping to ensure adequate and reliable transmission of electric services. There will be no effect on small businesses as a result of enforcing this section. There is no anticipated economic cost to persons who are required to comply with the section as proposed.

Mr. Hunter has also determined that for each year of the first five years the proposed section is in effect there should be no effect on a local economy, and therefore no local employment impact statement is required under Administrative Procedure Act §2001.022.

Comments on the proposed amendments (16 copies) may be submitted to the Filing Clerk, Public Utility Commission of Texas, 1701 North Congress Avenue, P.O. Box 13326, Austin, Texas 78711-3326, within 30 days after publication. The commission invites specific comments regarding the costs associated with, and benefits that will be gained by, implementation of the proposed section. The commission will consider the costs and benefits in deciding whether to adopt the sections. All comments should refer to Project Number 20580.

This amendment is proposed under the Public Utility Regulatory Act, Texas Utilities Code Annotated §14.002 and §14.052 (Vernon 1998) (PURA), which provides the Public Utility Commission with the authority to make and enforce rules reasonably required in the exercise of its powers and jurisdiction, including rules of practice and procedure.

Cross-Index to Statutes: Public Utility Regulatory Act §14.002 and §14.052.

§22.52.Notice in Licensing Proceedings.

(a)

Notice in electric licensing proceedings. In all electric licensing proceedings except minor boundary changes and [ notice of intent and ]certification proceedings for new electric generating plants, the applicant shall give notice in the following ways:

(1)

Applicant shall publish notice of the applicant's intent to secure a certificate of convenience and necessity in a newspaper having general circulation in the county or counties where a certificate of convenience and necessity is being requested, once each week for two consecutive weeks beginning with the week after the application is filed with the commission. This notice shall identify in general terms the type of facility if applicable, and the estimated expense associated with the project.

(A)

The notice shall also include the following statement in the first paragraph: "Persons with questions about this project should contact (name of utility contact) at (utility contact telephone number). Persons who wish to intervene in the proceeding or comment upon action sought, should contact the Public Utility Commission of Texas, at P.O. Box 13326, Austin, Texas 78711-3326, or call the Public Utility Commission's (commission) Office of Customer Protection at (512) 936-7120 or (888) 782-8477. Hearing- and speech-impaired individuals with text telephones (TTY) may contact the commission at (512) 936-7136. The deadline for intervention in the proceeding is (date 45 [ 70 ] days after the date the application was filed with the commission) and a letter requesting intervention should be received by the commission by that date."

(B)-(D)

(No change.)

(2)

(No change.)

(3)

Applicant shall, upon filing an application, mail notice of its application to the owners of land, as stated on the current county tax roll(s), who would be directly affected by the requested certificate, including the preferred location and any alternative location of the proposed facility. For purposes of this paragraph, land is directly affected if an easement would be obtained over all or any portion of it, or if it contains a habitable structure that would be within 200 feet of the proposed facility.

(A)

The notice must contain all information required in paragraph (1) of this subsection and contain the following statement in the first paragraph of the notice printed in bold-face type: "Your land may be directly affected in this proceeding. If the preferred route or one of the alternative routes requested under the certificate is approved by the Public Utility Commission of Texas, the utility will have the right to build a facility which may directly affect your land. This proceeding will not determine the value of your land or the value of an easement if one is needed by the utility to build the facility. If you have questions about this project, you should contact (name of utility contact) at (utility contact telephone number). If you wish to participate in this proceeding by becoming a party or to comment upon action sought, you should contact the Public Utility Commission of Texas, at P.O. Box 13326, Austin, Texas 78711-3326, or call the Public Utility Commission's (commission) Office of Customer Protection at (512) 936-7120 or (888) 782-8477. Hearing- and speech-impaired individuals with text telephones (TTY) may contact the commission at (512) 936-7136. If you wish to participate in this proceeding by becoming a party, the deadline for intervention in the proceeding is (date 45 [ 70 ] days after the date the application was filed with the commission), and you must send a letter requesting intervention to the commission which is received by that date."

(B)-(C)

(No change.)

(D)

Proof of notice may be established by an affidavit affirming that the applicant sent notice by first-class mail to each of the persons listed as an owner of directly affected land on the current county tax roll(s). The proof of notice shall include a list of all landowners to whom notice was sent and a statement of whether any formal contact related to the proceeding between the utility and the landowner other than the notice has occurred. This proof of notice shall be filed with the commission no later than 20 days after the filing of the application.

(E)

Upon the filing of proof of notice as described in subparagraph (D) of this paragraph, the lack of actual notice to any individual landowner will not in and of itself support a finding that the requirements of this paragraph have not been satisfied. If, however, the utility finds that an owner of directly affected land has not received notice, it shall immediately provide notice in the same form described in subparagraphs (A) and (B) of this paragraph, except that the notice shall state that the person has 15 [ 20 ] days to intervene. The utility shall immediately notify the commission that such supplemental notice has been provided.

(4)-(5)

(No change.)

(6)

Upon entry of a final, appealable order by the commission approving an application, the utility shall provide notice to all owners of land who previously received direct notice. Proof of notice under this subsection shall be provided to the commission's Office of Regulatory Affairs [ general counsel ].

(A)-(B)

(No change.)

(b)

Notice by applicants for new electric generating plant. Persons planning to apply for a certificate of convenience and necessity for a new electric generating plant shall file an application pursuant to the PURA, Chapter 34 (Electrical Planning) and the commission's substantive rules, Chapter 25, Subchapter H of this title (relating to Electrical Planning. [ a notice of such intent with the commission pursuant to PURA, 37.058.Applicants for new electric generating plants shall give notice in the following ways:]

[ (1)

Applicants for a Notice of Intent shall provide notice of the application by publishing in a newspaper having general circulation in the county or counties in which the generating plant is proposed to be located, if known, and in each county containing territory served by the utility, once each week for two consecutive weeks beginning the week after the notice of intent is filed with the commission. This notice shall identify the site of the facility, if known. This notice shall further identify in general terms the type of facility, including at a minimum the fuel to be used, basic technology, size of the plant and estimated service date, and the estimated expense associated with the project. The notice shall also include the following statement: "Persons with questions about this project should contact (name of utility contact) at (utility contact telephone number). Persons who wish to intervene in the proceeding or comment upon action sought should contact the Public Utility Commission's (commission) Office of Customer Protection at (512) 936-7120 or (888) 782-8477. Hearing- and speech-impaired individuals with text telephones (TTY) may contact the commission at (512) 936- 7136. The deadline for intervention in the proceeding is 70 days after the date the application was filed with the commission." Proof of publication of notice shall be in the form of a publisher's affidavit which shall specify the newspaper(s) in which the notice was published; the county or counties in which the newspaper(s) is or are of general circulation; and the dates upon which the notice was published. Proof of publication shall be submitted to the commission as soon as available.]

[ (2)

Applicants for a certificate of convenience and necessity for a new electric generating plant shall provide notice of the application by publishing in a newspaper having general circulation in the county or counties in which the generating plant will be located, and in each county containing territory served by the utility, once each week for two consecutive weeks beginning the week after the application is filed with the commission. Applicant shall also provide notice to the county government(s) of all counties in which any portion of the proposed facility or requested territory is located. This notice shall contain the same information as required in paragraph (1) of this subsection. Failure to provide notice in accordance with this section shall be cause for day-for-day extension of deadlines for intervention. Proof of publication of notice shall be in the form of a publisher's affidavit which shall specify the newspaper(s) in which the notice was published; the county or counties in which the newspaper(s) is or are of general circulation; and the dates upon which the notice was published. Proof of publication shall be submitted to the commission as soon as available.]

(c)

Notice in telephone licensing proceedings. In all telephone licensing proceedings, except minor boundary changes, applications for a certificate of operating authority, or applications for a service provider certificate of operating authority, the applicant shall give notice in the following ways:

(1)

Applicants shall publish in a newspaper having general circulation in the county or counties where a certificate of convenience and necessity is being requested, once each week for two consecutive weeks, beginning the week after the application is filed, notice of the applicant's intent to secure a certificate of convenience and necessity. This notice shall identify in general terms the types of facilities, if applicable, the area for which the certificate is being requested, and the estimated expense associated with the project. Whenever possible, the notice should state the established intervention deadline. The notice shall also include the following statement: "Persons with questions about this project should contact (name of utility contact) at (utility contact telephone number). Persons who wish to intervene in the proceeding or comment upon action sought, should contact the Public Utility Commission at P. O. Box 13326, Austin, Texas 78711-3326, or call the Public Utility Commission's (commission) Office of Customer Protection at (512) 936-7120 or (888) 782-8477. Hearing- and speech-impaired individuals with text telephones (TTY) may contact the commission at (512) 936-7136. The deadline for intervention in the proceeding is (date 70 days after the date the application was filed with the commission ) and you must send a letter requesting intervention to the commission which is received by that date. " Proof of publication of notice shall be in the form of a publisher's affidavit which shall specify the newspaper(s) in which the notice was published; the county or counties in which the newspaper(s) is or are of general circulation; and the dates upon which the notice was published. Proof of publication shall be submitted to the commission as soon as available.

(2)

Applicant shall also mail notice of its application, which shall contain the information as set out in paragraph (1) of this subsection, to cities and to neighboring utilities providing the same service within five miles of the requested territory or facility. Applicant shall also provide notice to the county government of all counties in which any portion of the proposed facility or territory is located. The notice provided to county governments shall be identical to that provided to cities and to neighboring utilities. An affidavit attesting to the provision of notice to counties shall specify the dates of the provision of notice and the identity of the individual counties to which such notice was provided.

(3)

(No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on April 9, 1999.

TRD-9902103

Rhonda Dempsey

Rules Coordinator

Public Utility Commission of Texas

Earliest possible date of adoption: May 23, 1999

For further information, please call: (512) 936-7308


Subchapter F. Parties

16 TAC §22.104

This amendment is proposed under the Public Utility Regulatory Act, Texas Utilities Code Annotated §14.002 and §14.052 (Vernon 1998) (PURA), which provides the Public Utility Commission with the authority to make and enforce rules reasonably required in the exercise of its powers and jurisdiction, including rules of practice and procedure.

Cross-Index to Statutes: Public Utility Regulatory Act §14.002 and §14.052.

§22.104.Motions to Intervene.

(a)

(No change.)

(b)

Time for filing motion. Motions to intervene shall be filed within 45 days from the date an application is filed with the commission, unless otherwise provided by statute, commission rule, or order of the presiding officer. [ The deadline for filing a motion to intervene in a licensing or notice of intent proceeding shall be 70 days after the application is filed. ] The motion shall be served upon all parties to the proceeding and upon all persons that have pending motions to intervene.

(c)

(No change.)

(d)

Late intervention.

(1)-(3)

(No change.)

(4)

In an electric licensing proceeding in which a utility did not provide direct notice to an owner of land directly affected by the requested certificate, late intervention shall be granted as a matter of right to such a person, provided that the person files a motion to intervene within 15 [ 20 ] days of actually receiving the notice. Such a person should be afforded sufficient time to prepare for and participate in the proceeding.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on April 9, 1999.

TRD-9902104

Rhonda Dempsey

Rules Coordinator

Public Utility Commission of Texas

Earliest possible date of adoption: May 23, 1999

For further information, please call: (512) 936-7308