TITLE natural-resources-and-conservation

Part I. General Land Office

Chapter 19. Oil Spill Prevention and Response

Subchapter E. Vessels

31 TAC §19.61

The General Land Office (GLO) proposes amendments to §19.61 (relating to Response Plans). The current §19.61(c) (relating to IMO vessels) is being renumbered as §19.61(b). The current §19.61(b) (relating to OSPRA vessels) is being renumbered as §19.61(c). This amendment is being proposed pursuant to the statutory requirements for contingency plans for vessels under the Oil Spill Prevention and Response Act (OSPRA), Tex. Nat. Resources Code §40.114. Section 40.114 requires that any vessel with a capacity to carry 10,000 gallons or more of oil as fuel or cargo and that operates in coastal waters or waters adjoining and accessible from coastal waters shall maintain a written vessel-specific discharge prevention and response plan. The proposed amendment applies to all vessels that carry 10,000 gallons or more of oil as fuel or cargo and that operate in coastal waters and that are not currently required to have an OPA plan, described in §19.61(a), or an IMO plan, described in renumbered §19.61(b). Thus, the proposed amendment applies to, for example, tugboats, offshore supply vessels, larger Gulf shrimping vessels, commercial fishing vessels, recreational vessels and public vessels among others. Pursuant to Tex. Nat. Res. Code §40.114, dedicated response vessels or any other vessel used for activities within state waters related solely to the containment and cleanup of oil, including response-related training or drills, are not subject to the contingency plan requirement. Any vessel which has an existing discharge prevention and response plan that meets the intent of the proposed amendment may be deemed to be in compliance with it. If a vessel owner or operator with an existing plan is unsure whether that plan satisfies this proposed amendment, the GLO will, upon request, conduct a review of its existing plan.

The proposed amendment does not require submission of information to the GLO; rather it requires affected vessels to maintain certain information onboard the vessel. The information should be in an easily accessible location onboard the vessel. The format for organizing the information is at the vessel owner and operator's discretion; however, the GLO is providing a form, OS-100, for use in complying with the proposed amendment. The basic purpose of the proposed amendment is to ensure that vessel crew members or shoreside personnel have access to the information needed to make proper notifications and promptly initiate spill response actions which will ensure protection of Texas' coastal natural resources.

The proposed §19.61(c)(1) contains definitions applicable to OSPRA vessels. All of the definitions applicable to the rule amendments are located in §19.61(c)(1) for ease of use, even though some of them are defined elsewhere in 31 TAC Chapter 19. The definition of "Person in Charge" in proposed subsection 19.61(c)(1) has been abbreviated, but contains the essential elements of the definition found in §19.16 of this title (relating to Person in charge). The GLO has decided to adopt best management practices, defined in §19.61(c)(1), to encourage voluntary adoption of oil spill prevention measures. Best management practices is a term generally used to refer to operational procedures that can prevent spills or minimize environmental impacts. In the context of the proposed amendment, best management practices refer to measures that vessel owners and operators can implement in an effort to reduce the risk of an oil spill. Proposed §19.61(c)(2) contains requirements for information about the vessel, such as the vessel name and number, oil storage capacity and name of owner and operator. The vessel information must be onboard the vessel at all times and must be presented, upon request, to the GLO personnel who respond to spills, conduct harbor patrols, and otherwise act to enforce the proposed amendment. The proposed §19.61(c)(3) requires vessels to maintain onboard spill response information. The required spill response information describes the steps for proper notification and prompt response to unauthorized discharges of oil. Section 19.61(c)(3)(A) lists the initial steps that should be taken by vessel crew upon discovery of an unauthorized discharge of oil. The information listed in §19.61(c)(3)(A) may be adapted, as appropriate, for the particular OSPRA vessel; however, the adapted information should contain actions that address the items listed in §19.61(c)(3)(A). Section 19.61(c)(3)(B) contains required notification information such as names and phone numbers of persons whom the vessel crew must contact in the event of an unauthorized discharge of oil. The prompt notification of governmental and private response entities can minimize the costs of cleaning up an oil spill and lessen the environmental impact. The mandatory requirements of the proposed amendment are in §19.61(c)(2) (relating to vessel information) and §19.61(c)(3)(A) and (B) (relating to notification and response actions). The notification and response action information must be onboard the vessel at all times and must be presented, upon request, to the GLO personnel who respond to spills, conduct harbor patrols, and otherwise act to enforce the proposed amendment.

Section 19.61(c)(4) contains a list of best management practices for preventing oil spills. The GLO has determined, through an analysis of oil spill data, that a significant percentage of oil spills from vessels are preventable. GLO spill data shows that in 1996, 48.7% and in 1997 through November 1, 1997, 47.5% of the spills from vessels were caused by human factors. Spills from OSPRA vessels during the same time period accounted for 26.5% and 27.7%, for each respective year, of spills caused by human factors reported to the GLO. These spills could be prevented by introduction of best management practices, such as monitoring fuel transfers, following maintenance schedules, proper disposal of oily bilge water, regularly checking valves, plugging scupper holes, monitoring fueling, using drip pans, and training crew members in safe practices. The GLO has determined that the most cost effective measure for small vessel owners and operators is prevention of oil spills. The list of best management practices in §19.61(c)(4) is illustrative and completely voluntary.

Section 19.61(c)(4) is designed to encourage vessel owners and operators to explore appropriate prevention measures based upon the particular vessel's operational practices. In the event of a spill, GLO personnel will determine whether the vessel owners and operators have voluntarily adopted spill prevention measures and whether those measures, if properly implemented, could have prevented or did, in fact, minimize the spill's impact.

Section 19.61(c)(5) provides a description of the enforcement policy related to OSPRA vessels. OSPRA vessels will be required to have vessel information, §19.61(c)(2)(A) through (D), and spill response information, §19.61(c)(3), onboard the vessel. Failure to have the information onboard may result in the assessment of a penalty. The GLO will not penalize vessel owners and operators who do not adopt best management practices for spill prevention, nor will spill response actions by those persons be deemed inadequate because of the lack of such practices. However, vessel owners and operators are strongly encouraged to consider the benefits of best management practices. If the best management practices were implemented, then the GLO will consider that fact in deciding whether to assess a penalty as the result of any particular incident.

Section 19.61(c)(6) provides for a one time exception in complying with §19.61(c)(2) and §19.61(c)(3). The proposed subsection emphasizes the educational purpose of the rule by allowing vessels a one time exception to compliance. The GLO will have a phase-in implementation period for the rule. The one time exception in §19.61(c)(6) is in addition to the phase-in period prior to full enforcement. The rule will not be enforced until September 1, 1998. After September 1, 1998, the GLO will enforce the rule through its routine spill response, harbor patrol and other enforcement programs. During a spill response, GLO personnel will determine whether the OSPRA vessel has the required documentation onboard and whether the notification and initial spill response measures have been followed.

The GLO is aware of the competitive economic environment affecting some small vessel owners and operators. Therefore the proposed amendment requires only essential information for initiating spill response and notification and places an emphasis on prevention and voluntary measures. Through this simplified rule, the GLO minimizes the costs and burdens associated with complying with the law. The cost to the regulated community is the time required to compile information in an accessible format (as an option, GLO form OS-100 may be used), put the information onboard the vessel, advise the vessel crew of its existence, and provide explanations of the minimal steps required for notification and emergency response. The GLO will assist vessel owners and operators, upon request, in compiling the information. The GLO will also assist vessel owners and operators by discussing effective methods of educating vessel crew on how to comply with the proposed amendment.

The GLOþs Division of Oil Spill Prevention and Response (Division) has undertaken several initiatives to assist owners and operators of OSPRA vessels. The purpose of these actions is to reduce oil spills into coastal waters without increasing the economic burden on the regulated community. One example is the small spill education program which has participated in the financing and construction of an oily bilge water reclamation facility in Port Isabel. Plans are underway to construct more of these facilities along the Texas coast. After fourteen months of operation, 14,000 gallons of oil have been recovered from the Port Isabel oily bilge water reclamation facility. This oil would otherwise have been discharged into Texas coastal waters. There are also environmental benefits in properly disposing of oily bilge water. Shrimp larvae, juvenile fish and seagrasses are particularly sensitive to oil. The cost of oil spill cleanup, even for a relatively small oil spill, far exceeds the cost of educating crew members about their legal responsibilities and initial spill response measures. Prompt notification of an oil spill to the GLO, the National Response Center, and to private spill response contractors minimizes the impacts of the spill incident because abatement, containment and removal can occur before the spill spreads and becomes uncontrollable or impacts a sensitive environment.

The GLO plans to conduct an extensive education program for OSPRA vessel owners and operators subject to this rule. During the public comment period on the proposed amendment, the GLO will conduct public hearings which will be informal so that vessel owners and operators may fully understand the proposed amendment. Persons fluent in Spanish and Vietnamese will be present at the hearings to assist vessel owners and operators. The hearings will be advertised in local newspapers and trade publications. The GLO specifically solicits suggestions about effective methods of reaching affected owners and operators. There will be a phase-in period for compliance with the rule. After the rule is adopted, the GLO proposes to allow vessel owners and operators until September 1, 1998 to fully comply. GLO oil spill prevention and response personnel will work with vessel owners and operators by explaining the rule requirements, providing a form for use onboard vessels and offering assistance in compiling the information required to be onboard.

The GLO has analyzed this amendment pursuant to Government Code, Chapter 2007 relating to governmental action affecting private property rights. Pursuant to Government Code §2007.003(b)(9), the chapter does not apply to an action taken under a state mandate to prevent pollution related to oil and gas activities. This rule is promulgated pursuant to the state law mandate of Tex. Nat. Res. Code §40.114 which requires vessels to have a written discharge prevention and response plan. Therefore, in the opinion of legal counsel of the GLO, the promulgation of this rule is exempt from Government Code, Chapter 2007.

Pursuant to Nat. Res. Code §33.2051, the GLO shall comply with Nat. Res. Code §33.205(a) and (b) when adopting or amending a rule governing the prevention of, response to, or remediation of a coastal oil spill. Sections 33.205(a) and (b) require a state agency that takes an action that may adversely affect a coastal natural resource area to comply with the goals and policies of the Texas coastal management plan, and to determine whether rules applicable in coastal areas are consistent with the coastal management program goals and policies. The Division has reviewed these proposed amendments to determine whether they are consistent with the goals and policies of the coastal management program. The Texas coastal management program is designed to ensure that coastal natural resource areas are not adversely impacted by state agency actions. The Division has determined that the proposed amendments are consistent with the goals and policies of the coastal management program because they are designed to protect coastal natural resources from oil spills. In addition, the rule encourages voluntary prevention measures that will minimize the adverse impact to coastal natural resources that may occur in the event of an unauthorized discharge of oil.

Russel Lutz, Deputy Commissioner for the Division has determined that for the first five years the rule will be in effect, there will not be any additional costs to state and local governments. Local governments are not impacted by the proposed amendment because they are not required to perform any functions or expend any resources as a result of the rule. The proposed amendment will not result in any cost reductions to local governments because they are not presently expending any resources on vessel discharge prevention and response plans. The state will not incur additional costs as the result of this rule because the implementation, administration and enforcement of the rule will be performed using existing GLO staff and resources. State government may benefit from reduced spills from OSPRA vessels. The Coastal Protection Fund is used to pay for the cleanup of oil spills when a responsible person cannot be identified or when a responsible person is unable or unwilling to pay for oil spill cleanup. To the extent that this proposed amendment causes a more prompt response to oil spills from OSPRA vessels, the cost of cleaning up oil spills may be reduced. This may result in a cost benefit for OSPRA vessel owners. To the extent that the proposed amendment prevents an oil spill, there will be a savings to the state because state personnel and equipment will not be called to respond to an oil spill, no natural resources will be injured, and there will be no attendant administrative expenses.

Mr. Lutz also has determined that the public benefits of the rule will be enhanced protection of Texas coastal waters and the natural resources therein and adjacent to those waters. The public benefits are expected because the adoption of the proposed amendment will be accompanied by a public education and outreach program to inform OSPRA vessel owners and operators about ways to prevent oil spills and minimize their impact through prompt response. Further, training of vessel crew about prevention measures will benefit vessel owners and operators because they will not be burdened by the costs of cleaning up an oil spill. Finally, there is benefit to the general public when oil spills are prevented or responded to quickly. The impact on natural resources not only affects the resources themselves, but also adversely impacts persons whose livelihood depends on those resources. Texas is becoming a popular destination for birdwatchers and other ecotourists. Many small communities derive significant revenue from these tourists. Similarly, Texas beaches and commercial and recreational fishing attract persons who contribute to the local economies. Fewer oil spills and more prompt response to oil spills minimize the economic costs to the public. The probable economic cost to vessel owners and operators required to comply with this rule is an investment of time. The rule does not require submission of documentation to the GLO, or to any other governmental entity; nor does it require particular expertise since the GLO is supplying a form that can be used by vessel owners and operators. Furthermore, the GLO will, upon request, assist vessel owners and operators in complying with the proposed amendment. The investment of time represents some cost to the vessel owner and operator, but it is minimal and should not present an economic cost that represents a serious impact.

This rule has been reviewed by legal counsel and found to be within the legal authority of the GLO to adopt. Section 40.007 authorizes the commissioner of the GLO to promulgate rules necessary and convenient to the administration of the Oil Spill Prevention and Response Act. Section 40.114(a) requires vessels with a capacity to carry 10,000 gallons or more of oil as fuel or cargo that operate in coastal waters to maintain a written vessel-specific discharge prevention and response plan that satisfies rules promulgated under §40.007.

The GLO invites comments on the substance of the proposed amendments, on the proposed outreach, education, implementation processes and on the economic impact of the proposed amendment. Interested parties may submit their comments to Carol Milner, General Land Office, Legal Services Division, 1700 North Congress Avenue, Room 626, Austin, Texas 78701-1495. Comments must be received by 5:00 p.m. on March 3, 1998.

Tex. Nat. Res. Code §40.007, relating to general powers and duties, and §40.114, relating to contingency plans for vessels, provide the legal authority for the GLO to propose this rule and these sections are affected by this proposed amendment.

§19.61. Response Plans.

(a)

(No Change)

(b)

[ c ] IMO Vessels.

(1)

Compliance with Regulation 26 of Annex I of MARPOL. IMO vessels that enter Texas coastal waters must have onboard a shipboard oil pollution emergency plan pursuant to Regulation 26 of Annex I of MARPOL 73/78. The IMO vessel must be operating in compliance with the approved plan to gain entry into a Texas port, pursuant to §19.63 of this title (relating to Entry into Port). Vessels subject to OPA and to IMO are only required to submit their OPA plan to the GLO.

(2)

Submission of Information to GLO. The plan prepared pursuant to Regulation 26 of Annex I of MARPOL is not required to be submitted to the GLO. Every owner, operator or manager of an IMO vessel that intends to traverse Texas coastal waters shall submit to the GLO, 60 days after this rule becomes final:

(A)

a copy of its flag state or authorized organization approval of the IMO Regulation 26 Shipboard oil pollution emergency plan; and

(B)

IMO Vessel Form. Every owner, operator or manager of an IMO vessel that intends to traverse Texas coastal waters shall submit to the GLO the information listed in this subsection. This information is required by Regulation 26, §2.5.4. The information must be submitted on IMO Vessel Form.

Figure 1: 31 TAC 19.61(b)(2)(B)

(i)

Vessel Information. The registered name, flag state, port of registry of the vessel, international call sign, official number and issuer of the number, IMO number, gross tonnage, overall length, breadth and summer draught. Any previous registered names of the vessel shall also be provided and if the vessel has not previously been registered under another name, such fact shall be affirmatively stated. The owner, operator or manager of an IMO vessel shall also submit a general arrangement plan showing the location and tank capacities for those tanks which carry oil.

(ii)

Notification Information. The name, address, telephone number, and facsimile number of the owner, operator and manager of the vessel. The telephone number provided shall be a 24-hour contact number for the person named as owner, operator and manager.

(iii)

Vessel Personnel Information. Every owner, operator or manager of an IMO vessel that intends to traverse Texas coastal waters shall designate a:

(I)

Authorized Person: who is responsible for and in control of all oil spill response operations on behalf of the vessel. This person must be available 24 hours a day to ensure prompt response to oil spills in Texas coastal waters. This person need not be onboard the vessel but must have independent authority to deploy response equipment and to expend funds necessary for response actions. This information is required pursuant to Regulation 26, §2.2.4. Further responsibilities of the person in charge are delineated at §19.16 of this title (relating to Person in Charge).

(II)

Preparedness Manager: who is responsible for ensuring that personnel aboard an IMO vessel are properly trained in mitigation and control of an unauthorized discharge of oil. This information is required pursuant to Regulation 26, §2.5.1.

(iv)

Vessel Response Organization. Every owner, operator or manager of an IMO vessel that intends to traverse Texas coastal waters shall maintain onboard the name and telephone numbers of two oil spill response organizations identified as capable of providing a timely response to an unauthorized discharge of oil from the vessel, at her intended port of call and at any portion of the route of said vessel to and from the port of call.

(C)

[D] Changes in IMO Vessel Form. Any change in any information required pursuant to this section shall be submitted to the GLO as soon as possible when the vessel is entering Texas waters. Vessels not entering Texas waters shall report such changes to the GLO within 30 days of the change.

(D)

[E] DCO List. The GLO shall provide, upon request, a list of DCOs certified in Texas.

(c)

[ b ]OSPRA Vessels. OSPRA vessels are those vessels with a capacity to carry 10,000 gallons or more of oil as fuel or cargo that operate in coastal waters and are not required to have a response plan pursuant to 33 U.S.C. § 2701 et seq. or Regulation 26 of Annex 1 of MARPOL 73/78. [ OSPRA vessels are those vessels capable of carrying oil as fuel or cargo in excess of 10,000 United States gallons. OSPRA vessels will be required to meet the vessel response plan requirements of the Texas Natural Resources Code, §40.114, when rules are adopted thereunder ]

(1)

Definitions. The following words, terms and phrases, when used in this subsection only, shall have the following meanings, unless the context clearly indicates otherwise.

(A)

Best management practices -practices that, when used consistently, help to prevent discharges of oil

(B)

Official number - the vessel number as it appears on the vessel's Certificate of Documentation issued by the United States Coast Guard, pursuant to 46 CFR Part 67, or the vessel number issued by the flag state with which the vessel is registered

(C)

Oil - "oil" of any kind or in any form, including but not limited to crude oil, petroleum, fuel oil, sludge, oil refuse, and oil mixed with wastes other than dredged spoil, but does not include petroleum, including crude oil or any fraction thereof, which is specifically listed or designated as a hazardous substance under Subparagraphs (A) through (F) of section 101(14) of the Comprehensive Environmental Response, Compensation, and Liability Act of 1980 (42 U.S.C. Sec. 9601 et seq.) and which is subject to the provisions of that Act, and which is so designated by the Texas Natural Resource Conservation Commission

(D)

Person in charge -- the person designated by name and job title for purposes of ensuring that the General Land Office is notified of unauthorized discharges of oil from the vessel, who can initiate and direct the emergency actions to be taken in response to an actual or threatened unauthorized discharge of oil and who has independent authority to deploy response equipment and personnel and to expend funds for response actions

(E)

State registration number --the vessel number as it appears on the Certificate of Number issued by the Texas Parks and Wildlife Department, pursuant to Texas Parks and Wildlife Code, Title 4 §31.024 or the vessel number as issued by any other state with which the vessel is registered

(F)

Total oil storage capacity--the total capacity, in gallons, of all tanks onboard the vessel designed to carry oil as fuel or cargo

(G)

Vessel name -- the name of the vessel as it appears on the vessel's Certificate of Documentation issued by the United States Coast Guard pursuant to 46 CFR Part 67 or the common name of the vessel

(H)

Vessel owner/operator --any person owning, operating, or chartering by demise a vessel

(2)

Vessel Information. OSPRA vessels must maintain vessel information onboard that is readily accessible to the vessel crew; the information shall include, at a minimum, the information listed on OSPRA vessel form OS-100 and as described in subparagraphs (A) - (D) of this paragraph; however, any format may be used to include the information listed herein:

Figure 2: 31 TAC 19.61 (c)(2)

(A)

the name, address, and 24 hour contact number of the vessel owner/operator

(B)

the vessel name

(C)

the official number or state registration number

(D)

the total oil storage capacity of the vessel

(3)

Spill Response Information. OSPRA vessels must maintain onboard spill response information that is readily accessible to the vessel crew; the information shall contain, at a minimum, the information listed on OSPRA vessel form OS-100 and as described in subparagraphs (A) and (B) of this paragraph; however, any format may be used to include the information listed herein:

(A)

Emergency Action Information. OSPRA vessels must maintain information outlining initial steps that must be taken by vessel personnel to respond to an unauthorized discharge of oil. Vessel owners/operators should prescribe, if necessary, more specificity for this information in order to conform to the particular operations of the vessel and its crew. The emergency action information shall include, at a minimum, instructions for:

(i)

shutting down operations

(ii)

securing the source of the spill

(iii)

assessing the spill situation and evaluating for potential safety hazards to vessel personnel

(iv)

taking immediate action for reducing the potential for future spillage

(v)

assessing the condition of the vessel and taking action to prevent further vessel damage

(vi)

making notifications as described in subparagraph (B) of this paragraph and taking reasonable steps to abate, contain, and remove the unauthorized discharge of oil

(B)

Notification Information. The person in charge shall notify the GLO at 1-800-832-8224 of an unauthorized discharge of oil and shall include the information required under §19.32 relating to reporting an unauthorized discharge of oil. OSPRA vessels must maintain 24-hour contact numbers for each geographic area in which the vessel operates for each of the following:

(i)

person in charge

(ii)

vessel owner/operator

(iii)

cleanup contractors

(iv)

vessel salvage contractors

(v)

government agencies

(4)

Spill Prevention Information. OSPRA vessels are encouraged to maintain best management practices for spill prevention onboard the vessel. In the event of an oil spill, the GLO will consider whether the vessel owners/operators had spill prevention measures in place and whether vessel personnel were familiar with and executed those measures. The following categories are suggested for use by vessel owners/operators in the development of spill prevention measures:

(A)

best management practices to prevent discharges of oily bilge water

(B) best management practices to prevent discharges from oil transfer operations (C) best management practices to prevent discharges from hydraulic system failures (D)

best management practices to prevent discharges of oil due to improper vessel maintenance

(E)

best management practices to prevent discharges of oil due to improper handling and disposal of petroleum products

(5)

Enforcement. The information required under paragraphs (2) and (3) of this subsection must be presented to (GLO) personnel upon request. Any vessel owner/operator who violates this subsection is liable to the GLO for civil penalties in accordance with the provisions of OSPRA §40.251. In the event of an unauthorized discharge of oil, use of spill prevention best management practices by the vessel owner/operator prior to and during the time of the spill will be considered by GLO personnel in determining whether to assess penalties. Penalties may be reduced or waived if appropriate spill prevention measures were in practice prior to and at the time of the spill.

(6)

Exception to Compliance With This Subsection. A one time only exception from the requirements of this subsection shall be granted by GLO personnel to a vessel owner/operator who is found to have violated the requirements of this subsection. Any vessel owner/operator using this exception shall comply with the requirements of this subsection within 30 days of the date the exception is granted by GLO personnel. Any vessel owner/operator shall be subject to penalties for any violation of this subsection, after being granted the one time exception by GLO personnel.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Issued in Austin, Texas, on December 22, 1997.

TRD-9717068

Garry Mauro

Commissioner

General Land Office

Proposed date of adoption: March 3, 1998

For further information, please call: (512) 305-9139


Edwards Aquifer Authority

Chapter 709. Critical Period Management Rules

31 TAC §§709.1, 709.3, 709.5, 709.7, 709.9, 709.11, 709.13, 709.15, 709.17, 709.19, 709.21, 709.23, 709.25, 709.27, 709.29, 709.31, 709.33, 709.35, 709.37, 709.39, 709.41, 709.43, 709.45

The Edwards Aquifer Authority (EAA) proposes new §§709.1, 709.3, 709.5, 709.7, 709.9, 709.11, 709.13, 709.15, 709.17, 709.19, 709.21, 709.23, 709.25, 709.27, 709.29, 709.31, 709.33, 709.35, 709.37, 709.39, 709.41, 709.43, and 709.45, concerning the critical period management rules.

Senate Bill 1477, §1.25 requires that the EAA implement a critical period management plan. The original plan was adopted on February 18, 1997 on an interim basis.

The adoption of Chapter 709 is part of the Authority's rules reorganization initiative.

Gregory M. Ellis, General Manager, Edwards Aquifer Authority, has determined that for the period the sections will be in effect there will be no additional costs for the State or local governments related to the administration of these rules. Mr. Ellis has determined there will be no estimated reductions in costs for the State or local governments related to the administration of these rules. Mr. Ellis has determined there will be no loss or increase in revenues to the State or local governments related to the enforcement of these rules. Mr. Ellis has determined there could be a loss in revenue to local governments related to the enforcement of these rules. Municipal suppliers are subject to critical period management fees, and possibly other governmental users of water may be subject to administrative penalties ($100 to $1,000 per day per violation) and civil penalties ($100 to $10,000 per day per violation). It is not possible to estimate what fees or penalties may be levied against local governments at this time.

Mr. Ellis also has determined that for the period the sections will be in effect the public benefit anticipated as a result of enforcing the rules will be the Authority's reorganization initiative of implementing new Chapter 709.

Comments on the proposal may be submitted to Gregory M. Ellis, General Manager, Edwards Aquifer Authority, P. O. Box 16830, 1615 North St. Mary's Street, San Antonio, Texas 78212-9030.

The new sections are proposed under Senate Bill 1477, §1.11(a), which requires the board of directors of the EAA to adopt rules necessary to carry out the EAA's powers and duties, including critical period management rules.

The following section of Senate Bill 1477 is affected by the proposed new sections: §1.26.

§709.1.Applicability.

This chapter applies to all applicants for regular permits, the customers of all applicants who are retail public utilities, and owners of exempt wells.

§709.3.Nondiscretionary Uses.

Unless required under §709.27 of this title (relative to Stage V Restrictions), no applicant is required to reduce any amount of groundwater withdrawn from the aquifer for a nondiscretionary use.

§709.5.Critical Period Stages-East Area.

These critical period stages listed in paragraphs (1)-(5) of this section apply within the boundaries of the Authority that are in the counties of Bexar, Comal, Hays, Caldwell, and Guadalupe.

(1)

Stage I. Stage I applies on any day following a day when the J-17 level is at or below 650 ft. m.s.l. and above 642 ft. m.s.l.

(2)

Stage II. Stage II applies on any day following a day when the J-17 level is at or below 642 ft. m.s.l. and above 636 ft. m.s.l.

(3)

Stage III. Stage III applies on any day following a day when the J-17 level is at or below 636 ft. m.s.l. and above 632 ft. m.s.l.

(4)

Stage IV. Stage IV applies on any day following a day when the J-17 level is at or below 632 ft. m.s.l. and above 628 ft. m.s.l.

(5)

Stage V. Stage V applies on any day following a day when the J-17 level is at or below 628 ft. m.s.l.

§709.7.Critical Period Stages-Medina Area.

These critical period stages listed in paragraphs (1)-(3) of this section apply within the boundaries of the Authority that are in the counties of Medina and Atascosa, when the Medina well level reaches the following levels.

(1)

Stage I. Stage I applies on any day following a day when the Medina well level is at or below 670 ft. m.s.l. and above 660 ft. m.s.l.

(2)

Stage II. Stage II applies on any day following a day when the Medina well level is at or below 660 ft. m.s.l. and above 655 ft. m.s.l.

(3)

Stage III. Stage III applies on any day following a day when the Medina well level is at or below 655 ft. m.s.l.

§709.9.Critical Period Stages-Uvalde Area.

These critical period stages listed in paragraphs (1)-(2) of this section apply within the boundaries of the Authority that are in the County of Uvalde, when the J-27 level reaches the following levels.

(1)

Stage I. Stage I applies on any day following a day when the J-27 level is at or below 845 ft. m.s.l. and above 840 ft. m.s.l.

(2)

Stage II. Stage II applies on any day following a day when the J-27 level is at or below 840 ft. m.s.l.

§709.11.Beginning and End of Critical Period Stages.

(a)

The general manager will post by 10:00 a.m. every business day the most recently available index well levels, the ten-day rolling average of those levels, and the applicable critical period stage as established by §§709.5, 709.7, and 709.9 of this title (relating to Critical Period Stages-East Area; Critical Period Stages-Medina Area; Critical Period Stages-Uvalde Area).

(b)

If a well index is not available on a particular day, the stage in effect in the applicable area will continue to the next day.

(c)

A critical period stage will remain in effect for at least ten days unless a more restrictive stage is implemented and will not be rescinded until the ten-day rolling average of the applicable well index triggers a less restrictive stage. (For example, if Stage III is in effect in the East area of the Authority, Stage II cannot be triggered in that area until the ten-day rolling average of the J-17 level rises above 636 ft. m.s.l.).

(d)

The reduction multipliers for each stage are as follows: Stage I: 1.7; Stage II: 1.6; Stage III: 1.4; and Stage IV: 1.3, or 1.4, Stage V: to be determined by the board.

(1)

In the event the Authority implements an WSP, the maximum allowable withdrawals in Stage IV for WSP participants shall be 1.4 times base withdrawals. The maximum allowable withdrawals for applicants who are retail public utilities with residential water use at or below 125 gallons per person per day who do not participate in an WSP shall be 1.3 times base withdrawals.

(2)

In the event the Authority does not implement an WSP, the maximum allowable withdrawals for applicants who are retail public utilities shall be 1.4 times base withdrawals for retail public utilities with residential water use at or below 125 gallons per person per day, and 1.3 times base withdrawals for all others.

(e)

Transfer Multiplier - The transfer multiplier for each stage is as follows: Stage I: none; Stage II: .95, Stage III: .90, Stage VI: .85, Stage V: to be determined by the Authority. The total amount of water that can be withdrawn monthly is the product of the transfer multiplier times the estimated monthly withdrawals indicated on the transfer schedule.

(f)

The well levels which trigger stages as described in this section and the applicable reduction multipliers are stated in the following table, which is incorporated herein. Stages are triggered independently in each of the three areas and will be in effect from March 1 to October 31. From November 1 to February 28 applicant will operate at base withdrawals.

Figure: 31 TAC §709.11 (f).

§709.13.Enforcement.

(a)

All enforcement measures in this section are for a one month period.

(b)

Subject to §709.3 of this title (relating to Nondiscretionary Uses), applicants are prohibited from withdrawing more than the applicable maximum allowable withdrawals during each critical period stage.

(c)

The Authority will base an enforcement action for exceedances of a applicant's maximum allowable withdrawals on metered sales rather than the amount of water supplied if it is demonstrated that:

(1)

the exceedance is due to non-preventable water main breaks that are caused by weather conditions during the critical period;

(2)

the applicant's unaccounted-for water is less than 20% of total water withdrawn;

(3)

the applicant's implements and maintains an aggressive leak detection program; and

(4)

the applicant exercises reasonable diligence in detecting, repairing, and preventing breaks.

(d)

An applicant that violates these rules is subject to enforcement as provided for in the Edwards Aquifer Act.

§709.15.Determination of Base Withdrawals and Maximum Allowable Withdrawals.

(a)

The general manager will initially determine the base withdrawals and maximum allowable withdrawals, maximum transfer withdrawals and total withdrawals for each applicant, other than an irrigation user, based on the base withdrawal report and other data available to the Authority. The general manager will notify applicants of the determinations in writing.

(b)

The general manager, with the approval of the board, may calculate base or maximum allowable withdrawal and maximum transfer withdrawals on different criteria than is otherwise required by these rules in particular cases, in order to better approximate the minimum amount of groundwater the applicant needs for nondiscretionary uses or to avoid penalizing the applicant for development of alternative water supplies.

(c)

Notwithstanding subsection (a) of this section, applicants have the duty to self-determine their base withdrawals and maximum allowable withdrawals and maximum transfer withdrawals regardless of whether the general manager has determined such amounts or notified the applicant of such determinations.

§709.17.Reduction Efforts for Discretionary Uses.

(a)

Applicants shall achieve the maximum allowable withdrawals level at each critical period stage by conserving groundwater, minimizing waste, reducing discretionary uses of groundwater to the maximum extent feasible, and taking any other necessary steps to reduce withdrawals of groundwater from the aquifer.

(b)

Retail water utilities shall adopt and enforce inverted rate structures, conservation charges, critical period surcharges, and other programs to conserve groundwater, minimize waste, comply with specific restrictions, utilize high-efficiency water systems such as low-flow toilets and shower heads, and reduce discretionary uses by customers of groundwater from the aquifer to the maximum extent feasible. By February 1, 1998, all retail water utilities shall file with the Authority their water service pricing orders or ordinances adopting rates, charges, and other critical period programs.

(c)

A retail water utility shall adopt and enforce a Critical Period Management Ordinance (or other appropriate legal instrument) containing the elements in Appendix A, Critical Period Management Model Ordinance as shown in this subsection.

Figure: 31 TAC §709.17(c)

(d)

All proposed ordinances (or appropriate legal instruments) will be submitted to the general manager for review and approval prior to adoption to ensure compliance with this chapter.

(e)

If a retail water utility believes that it does not have the authority to pass an ordinance (or appropriate legal instrument), then it shall provide an opinion of counsel supporting this proposition for the review and consideration by the general counsel of the Authority. If the general counsel of the Authority concludes that the applicant has the requisite legal authority to pass ordinances (or other appropriate legal instruments), then the applicant shall proceed to adopt and enforce the ordinance in accordance with subsection (c) of this section.

(f)

During all time in which an ordinance is not in effect, the provisions of this chapter shall apply.

(g)

The Critical Period Management Ordinance shall be approved or disapproved by the general manager, with 30 days of receipt, unless the general manager requests additional information from the applicant within 30 days of filing. The ordinance shall be subject to at least an annual review by the general manager.

§709.19.Stage I Restrictions.

When Stage I is in effect, the following restrictions listed in paragraphs (1)-(8) of this section apply to all persons throughout the applicable area of the Authority.

(1)

No person may waste groundwater.

(2)

No person may use groundwater for landscape watering between the hours of 10:00 a.m. and 8:00 p.m. This paragraph does not apply to non-potable water.

(3)

No person may use groundwater to wash an impervious outdoor ground covering such as a parking lot, driveway, street, or sidewalk unless for health or safety reasons.

(4)

No person may allow irrigation tailwater to escape from that person's land.

(5)

Restaurants and other eating establishments are prohibited from serving groundwater to customers except upon request of the customer.

(6)

Every person who owns or has possession of a swimming pool must cover the pool with an effective evaporation cover or screen, or evaporation shields covering at least 25% of the surface of the pool, when the pool is not in active use. Active use includes necessary maintenance that requires removal of the cover, screen, or shields. Active use of public, commercial and apartment pools is whenever the pool is not officially closed.

(7)

No person may wash an automobile at a residence except on a watering day during water times as designated by these rules or by a retail public utility pursuant to these rules, and in no event may a person allow groundwater from automobile washing at a residence escape into the street or otherwise off the person's property.

(8)

Charity car washes are prohibited except at a commercial car wash that recycles at least 75% of the groundwater it uses or that is certified as a conservation car wash by a retail public utility.

§709.21.Stage II Restrictions.

When Stage II is in effect, the following restrictions listed in paragraphs (1)-(5) of this section apply to all persons throughout the applicable area of the Authority.

(1)

All of the prohibitions applicable in Stage I.

(2)

No person may use groundwater for landscape watering on more than two watering days in any calendar week, except that landscape watering is permitted on any day before 10:00 a.m. and after 8:00 p.m. by means of a bucket (not to exceed 5 gallons in capacity), hand-held or soaker hose, or properly-installed drip irrigation system. This paragraph does not apply to non-potable water.

(3)

Retail public utility must designate specific watering days on which persons within their jurisdictions are allowed to use groundwater for landscape watering, in accordance with this section. Retail public utilities are encouraged to stagger such days so as to reduce peaks of demand.

(4)

For all persons whose property is not served by a retail public utility, the watering days are Saturday and Wednesday.

(5)

No person may use groundwater for an ornamental outdoor fountain or similar feature, unless the water is recycled and the only additional groundwater used for the feature is to compensate for evaporative losses.

§709.23.Stage III Restrictions.

When Stage III is in effect, the following restrictions listed in paragraphs (1)-(5) of this section apply to all persons throughout the applicable area of the Authority.

(1)

All of the prohibitions applicable in Stage I apply in Stage III.

(2)

No person may use groundwater for landscape watering on more than one watering day in any calendar week, except that landscape watering is permitted to maintain shrubs, trees, and other ornamental plants, but not grass or turf, on any day before 10:00 a.m. and after 8:00 p.m. by means of a bucket (not to exceed 5 gallons in capacity), hand-held or soaker hose, or properly-installed drip irrigation system. This paragraph does not apply to non-potable water.

(3)

Retail public utility must designate a specific day or days of the calendar week on which persons within their jurisdictions are allowed to use groundwater for landscape watering, in accordance with this section. Retail public utility are encouraged to stagger such days so as to reduce peaks of demand.

(4)

For all persons whose property is not served by a retail public utility, the watering day is Saturday.

(5)

No person may use groundwater for an ornamental outdoor fountain or similar feature.

§709.25.Stage IV Restrictions.

When Stage IV is in effect, the following restrictions listed in paragraphs (1)-(5) of this section apply to all persons throughout the applicable area of the Authority.

(1)

All of the prohibitions applicable in Stage I and §709.23(5) of this title (relating to Stage III Restrictions) apply.

(2)

No person may use groundwater for landscape watering on more than one watering day in any calendar week. For purposes of this paragraph, "watering day" is limited to the morning hours of 3:00 a.m. to 7:00 a.m., and the evening hours of 8:00 p.m. to 11:00 p.m. However, landscape watering by means of a bucket (not to exceed 5 gallons in capacity), hand-held or soaker hose, or properly-installed drip irrigation system is permitted to maintain trees, shrubs, and other ornamental plants, but not grass or turf, on any day of the week during the morning hours of 7:00 a.m. to 11:00 a.m. Persons utilizing irrigation systems requiring more than 7 hours to complete one weekly watering cycle may request a variance in accordance with §709.37 of this title (relating to Variance Applications). Such a request must be accompanied by a conservation and reuse plan for the irrigation system. This paragraph does not apply to non-potable water.

(3)

Retail public utilities must designate a specific day or days of the calendar week on which persons within their jurisdictions are allowed to use groundwater for landscape watering, in accordance with this section. Retail public utilities are encouraged to stagger such days so as to reduce peaks of demand.

(4)

For all persons whose property is not served by a retail public utility, the watering day is Saturday.

(5)

Filling of all new and existing swimming pools is prohibited, unless at least 30% of the water is obtained from a source other than the aquifer. Groundwater may be used to replenish swimming pools to maintenance level. Drainage of swimming pools is permitted only onto a pervious surface, or onto a pool deck where the water is transmitted directly to a pervious surface, only if necessary to:

(A)

remove excess water from the pool due to rain in order to lower the water to the maintenance level;

(B)

repair, maintain, or replace a pool component which has become hazardous; or

(C)

repair a pool leak.

§709.27.Stage V Restrictions.

When Stage V takes effect, an emergency condition exists, and the board shall, within 48 hours of reaching Stage V levels, convene an emergency session to consider and adopt, as may be appropriate, emergency rules restricting nondiscretionary and discretionary uses in accordance with the Edwards Aquifer Act, §1.26(4). No later than June 30, 1998, proposed emergency rules to take effect during Stage V shall be prepared by the general manager and presented to the board for its consideration and action. Any other provision of this chapter notwithstanding, groundwater may be used when and to the extent it is necessary to prevent danger to public health, safety, or welfare, or to the extent required by state or federal law.

§709.29.Golf Courses.

(a)

Water Use Reduction Plan Requirements. An owner or operator a golf course shall file a water use reduction plan with the general manager within 30 days of the effective date of these rules and, at a minimum, comply with the following as shown in paragraphs (1)-(2) of this subsection:

(1)

contain a plan with projected implementation dates to convert to an alternate water supply to reduce and eliminate consumption of groundwater to the maximum extent feasible. This conversion may incorporate the use of reclaimed, reused, or recycled water, and/or the golf course must participate in an WSP; and

(2)

provide methods of achieving enhanced conservation by utilizing a computer controlled irrigation system ("CCIS"), comprised of a computer controller (digital operating system), software, interface modules, satellite, field controller, soil sensors, weather station, or similar devices, which is capable of achieving maximum efficiency and conservation in the application of water to the golf course. A CCIS, at a minimum, should be designed to prevent over-watering, flooding, pooling, evaporation and run-off; and prohibit sprinkler heads from applying water at an intake rate exceeding the soil holding capacity. The plan must require the user to accomplish the following reductions listed in subparagraphs (A)-(D) of this paragraph:

(A)

Stage I - 10% reduction in the replacement of daily evapotranspiration rate ("ET rate") or daily soil holding capacity;

(B)

Stage II - 20% reduction in the replacement of daily ET rate or daily soil holding capacity;

(C)

Stage III - 30% reduction in the replacement of daily ET rate or daily soil holding capacity; provided that if the user has executed a letter of intent for reclaimed, reused, or recycled water, or is an WSP participant, the required reduction shall be 20%;

(D)

Stage IV - 30% reduction in the replacement of daily ET rate or daily soil holding capacity; provided that if the user has executed a letter of intent for reclaimed, reused, or recycled water, or is an WSP participant, the required reduction shall be 20%.

(b)

Until a non-conforming golf course becomes a conforming golf course it shall comply with the following reduction measures listed in paragraphs (1)-(4) of this subsection:

(1)

Stage I - 10% reduction in the replacement of daily ET rate as monitored by a properly operating CCIS or use of not more than 1.7 times the base withdrawal for golf courses that are not equipped with a CCIS;

(2)

Stage II - 20% reduction in the replacement of daily ET rate as monitored by a properly operating CCIS or use of not more than 1.6 times the base withdrawals for golf courses that are not equipped with a CCIS;

(3)

Stage III - 30% reduction in the replacement of daily ET rate as monitored by a properly operating CCIS or use of not more than 1.4 times the base withdrawals for golf courses that are not equipped with a CCIS; and

(4)

Stage IV - 40% reduction in the replacement of daily ET rate as monitored by a properly operating CCIS or use of not more than 1.3 times the base withdrawals for golf courses that are not equipped with a CCIS.

(c)

The general manager shall either approve or disapprove the water use reduction plan or request additional information within 30 days of the date of filing. The owner or operation of a golf course may apply groundwater from the aquifer to the course if the general manager approves the plan.

(d)

The general manager shall approve the water use reduction plan if the general manager is satisfied that the plan meets the following criteria listed in paragraphs (1)-(4) of this subsection:

(1)

it contains all necessary information and documentation;

(2)

the plan provides for a critical period watering regimen that uses only the amount of groundwater necessary to maintain the viability of the course and maintain the course in a safe condition;

(3)

the plan provides that groundwater will only be applied to areas that are essential to the use of the course in accordance with the applicable maximum allowable withdrawals and specific restrictions imposed by this chapter; and

(4)

if non-potable water is available, or may be available to the course within five years, the owner or operator is committed to making use of such non-potable water for watering of the golf course as soon as practicable.

(e)

The general manager may require the revision of a water use reduction plan or require the owner or operator to provide additional or updated information, and may disapprove a plan previously approved if it appears that the plan no longer meets the criteria set forth in subsection (d) of this section.

(f)

The owner or operator of a golf course must comply with all Stage V rules issued by the board under §709.27 of this title (relating to Stage V Restrictions).

§709.31.Athletic Fields.

(a)

Conservation and reuse plan. An owner or operator of an athletic field shall file a conservation and reuse plan with the general manager within 30 days of the effective date of these rules.

(b)

A conservation and reuse plan for athletic fields must contain the following information listed in paragraphs (1)-(13) of this subsection:

(1)

the name, title, address, and telephone number of the owner or operator of the athletic field;

(2)

the name, title, address, and telephone number of the person(s) responsible for the watering of the field;

(3)

whether the field is public or private, and the populations served by the field;

(4)

the location, dimensions, type of athletic field, and type of turf;

(5)

a description of the water-delivery system used and how and when it is used;

(6)

a description of management practices relating to watering the field that are employed to control the amount of water applied to the field;

(7)

a description of any turf areas that are not essential to the functioning of the field that are or could be watered in accordance with the specific restrictions on landscape watering contained in this chapter;

(8)

a statement of what the owner or operator believes is a minimum amount of water and a minimum watering regimen during critical periods that applies only the amount of water necessary to maintain the viability of the turf without creating a safety hazard to users of the field;

(9)

a statement of any actions or plans to obtain alternative water supplies such as reclaimed, reuse, or recycled water, and a copy of any letter of commitment from a retail public utility regarding supplying such water to the field;

(10)

a statement that the conservation and reuse plan is also in compliance with any local conservation plans;

(11)

contain a plan with projected implementation dates to convert to an alternate water supply to reduce and eliminate consumption of groundwater to the maximum extent feasible. This conversion may incorporate the use of reclaimed, reused, or recycled water, and/or the athletic field must participate in an WSP;

(12)

provide, where cost effective, methods of achieving enhanced conservation by utilizing a computer controlled irrigation system ("CCIS"), comprised of a computer controller (digital operating system), software, interface modules, satellite, field controller, soil sensors, weather station, or similar devices, which is capable of achieving maximum efficiency and conservation in the application of water to the athletic field. A CCIS, at a minimum, should be designed to prevent over-watering, flooding, pooling, evaporation and run-off; and prohibit sprinkler heads from applying water at an intake rate exceeding the soil holding capacity. The plan shall provide an analysis of the cost effectiveness of utilizing a CCIS. The plan must require the user to accomplish the following reductions listed in subparagraphs (A)-(D) of this paragraph:

(A)

Stage I - 10% reduction in the replacement of daily evapotranspiration rate ("ET rate") or daily soil holding capacity;

(B)

Stage II - 20% reduction in the replacement of daily ET rate or daily soil holding capacity;

(C)

Stage III - 30% reduction in the replacement of daily ET rate or daily soil holding capacity; provided that if the user has executed a letter of intent for reclaimed, reused, or recycled water, or is an WSP participant, the required reduction shall be 20%;

(D)

Stage IV - 30% reduction in the replacement of daily ET rate or daily soil holding capacity; provided that if the user has executed a letter of intent for reclaimed, reused, or recycled water, or is an WSP participant, the required reduction shall be 20%; and

(13)

any other information required by the general manager.

(c)

The general manager shall either approve or disapprove the conservation and reuse plan or request additional information within 30 days of the date of filing. The owner or operation of an athletic field may apply groundwater from the aquifer to the field if the general manager approves the plan.

(d)

The general manager shall approve the conservation and reuse plan if the general manager is satisfied that the plan meets the following criteria listed in paragraphs (1)-(4) of this subsection:

(1)

it contains all necessary information and documentation;

(2)

the plan provides for a critical period watering regimen that uses only the amount of groundwater necessary to maintain the viability of the turf and maintain the turf in a safe condition;

(3)

the plan provides that groundwater will not be applied to areas that are not essential to the use of the field in accordance with the applicable maximum allowable withdrawals and specific restrictions imposed by this chapter; and

(4)

if non-potable water is available, or may be available to the field within five years, the owner or operator is committed to making use of such non-potable water for watering of athletic fields as soon as practicable.

(e)

The general manager may require the revision of a conservation and reuse plan or require the owner or operator to provide additional or updated information, and may disapprove a plan previously approved if it appears that the plan no longer meets the criteria set forth in subsection (d) of this section.

(f)

The owner or operator of an athletic field must comply with all Stage V rules issued by the board under §709.27 of this title (relating to Stage V Restrictions).

(g)

Until a non-conforming athletic field becomes a conforming athletic field, it shall comply with the following reduction measures listed in paragraphs (1)-(4) of this subsection:

(1)

Stage I - 10% reduction in the replacement of daily ET rate as monitored by a properly operating CCIS, if determined to be cost effective, or use of not more than 1.7 times the base withdrawal for athletic fields that are not equipped with a CCIS;

(2)

Stage II - 20% reduction in the replacement of daily ET rate as monitored by a properly operating CCIS, if determined to be cost effective, or use of not more than 1.6 times the base withdrawals for athletic fields that are not equipped with a CCIS;

(3)

Stage III - 30% reduction in the replacement of daily ET rate as monitored by a properly operating CCIS, if determined to be cost effective, or use of not more than 1.4 times the base withdrawals for athletic fields that are not equipped with a CCIS; and

(4)

Stage IV - 40% reduction in the replacement of daily ET rate as monitored by a properly operating CCIS, if determined to be cost effective, or use of not more than 1.3 times the base withdrawals for athletic fields that are not equipped with a CCIS.

§709.33.Base Withdrawal Reports.

(a)

Every applicant other than an irrigation user, must file a base withdrawal report with the Authority which contains the following information listed in paragraphs (1)-(9) of this subsection:

(1)

the person's name, address, and telephone number;

(2)

contact person and title;

(3)

the location and name or number of all wells from which groundwater is withdrawn (attach map);

(4)

the monthly amount of groundwater withdrawn during the months of November and December of 1995 and January and February of 1996, or for conjunctive users, the monthly amount of groundwater withdrawn during the months of November and December and the following January and February during each of the three consecutive 12-month periods preceding the commencement of the applicant's use of the non-aquifer groundwater which qualifies the applicant as a conjunctive user;

(5)

the total amount of groundwater withdrawn each month during the 12 months prior to the date of the report, and the total amount of groundwater withdrawn for such months;

(6)

the estimated amount of groundwater actually beneficially applied without waste to nondiscretionary uses, and the nature of such uses;

(7)

a summary of the applicant's past efforts to conserve water and reduce the amount of water required, and the efficacy of such efforts;

(8)

a summary of any actions the applicant intends to take to conserve water and reduce the amount of water required in order to comply with these rules; and

(9)

any other information requested by the general manager.

(b)

A applicant must file its base withdrawal report with the Authority within 30 days after the effective date of these rules.

(c)

A person who, based on a transfer, becomes a applicant after the effective date of these rules must file a base withdrawal report within seven days of the first day the person becomes a applicant.

(d)

A applicant who, without good cause, fails to timely file a completed base withdrawal report, is not entitled to exclude groundwater water under §709.3 of this title (relating to Nondiscretionary Uses) from mandatory reductions until a base withdrawal report is filed with the Authority.

(e)

The base withdrawal report shall be filed and term prescribed by the Authority.

§709.35.Monthly Withdrawal Reports.

(a)

Each applicant must file monthly withdrawal reports with the Authority for any month during which a stage is in effect for the particular area where the applicant is located. These reports must contain the following information listed in paragraphs (1)-(6) of this subsection to the extent the information is available:

(1)

the person's name, address, and telephone number;

(2)

contact person and title;

(3)

the reporting month;

(4)

total amount of groundwater withdrawn during the reporting month;

(5)

the estimated amount of groundwater applied to nondiscretionary use during the reporting month, and the nature of such use; and

(6)

any other information requested by the general manager.

(b)

Monthly withdrawal reports must be filed with the Authority no later than the fifth business day of the month following the reporting month.

(c)

A applicant who fails to timely file a monthly withdrawal report in accordance with this section is not entitled to exclude groundwater under §709.3 of this title (relating to Nondiscretionary Uses) from mandatory reductions for the reporting month.

(d)

The general manager may in special cases arrange for different reporting requirements under this section, including less frequent reporting.

(e)

The monthly withdrawal report shall be filed on a form prescribed by the Authority.

§709.37.Variance Applications.

(a)

A person may file with the Authority an application for a variance from this chapter on a form prescribed by the Authority. The application must contain the following information listed in paragraphs (1)-(4) of this subsection:

(1)

the specific nature of the variance requested;

(2)

a detailed explanation of why the person believes it should be granted the variance, including any supporting documentation;

(3)

a statement that the facts contained in the request are true and within the person's personal knowledge; and

(4)

any other information requested by the general manager.

(b)

Variance applications shall be processed in accordance with Chapter 707, Subchapter L of this title (relating to Applications Processing).

§709.39.Granting of Variances.

A variance may be granted by the board if it finds that:

(1)

the variance is necessary to avoid an unusual, direct, and substantial hardship;

(2)

there are no other reasonably available means for avoiding the hardship or elimination without a variance;

(3)

granting the variance is consistent with the goals of the Edwards Aquifer Act and these rules; and

(4)

granting the variance will not cause significant harm to any other person or group of persons.

§709.41.Variance Conditions.

(a)

The board may grant a variance for a term and with any conditions the board deems appropriate.

(b)

The board may require a person granted a variance to file reports with the Authority containing such information as is relevant to monitoring the continuing appropriateness of the variance and compliance with the terms and conditions of the variance.

§709.43.Rescission of Variance.

The board may rescind a variance at any time due to changed circumstances, new information, or failure of the holder of the variance to abide by the terms and conditions of the variance, the Edwards Aquifer Act, the rules of the Authority, or any order of the board.

§709.45.Review of General Manager's Actions.

The general manager's actions under this chapter are subject to review according to §707.290 and §707.293 of this title (relating to Motion for Reconsideration of Actions Taken by the General Manager and Review of General Manager's Actions, respectively).

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Issued in Austin, Texas, on December 22, 1997.

TRD-9717091

Gregory M. Ellis

General Manager

Edwards Aquifer Authority

Earliest possible date of adoption: February 2, 1998

For further information, please call: (210) 222-2204


Chapter 721. Interim Critical Period Management Rules

The Edwards Aquifer Authority (EAA) proposes the repeal of §§721.1-721.8, 721.11, 721.12, 721.21-721.24, 721.31-721.33, 721.41-721.48, 721.51, 721.52, 721.61-721.65, 721.71, and 721.72, concerning the interim critical period management rules.

Senate Bill 1477, §1.25 requires that the EAA implement a critical period management plan. The original plan was adopted on February 18, 1997 on an interim basis.

The repeal of Chapter 721 and the adoption of Chapter 709 is part of the Authority's rules reorganization initiative.

Gregory M. Ellis, General Manager, Edwards Aquifer Authority, has determined that for the period the repeals will be in effect there will be no additional costs for the State or local governments related to the administration of these rules. Mr. Ellis has determined there will be no estimated reductions in costs for the State or local governments related to the administration of these rules. Mr. Ellis has determined there will be no loss or increase in revenues to the State or local governments related to the enforcement of these rules. Mr. Ellis has determined there could be a loss in revenue to local governments related to the enforcement of these rules. Municipal suppliers are subject to critical period management fees, and possibly other governmental users of water may be subject to administrative penalties ($100 to $1,000 per day per violation) and civil penalties ($100 to $10,000 per day per violation). It is not possible to estimate what fees or penalties may be levied against local governments at this time.

Mr. Ellis also has determined that for the period the repeals will be in effect the public benefit anticipated as a result of enforcing the rules will be the Authority's reorganization initiative of existing Chapter 721 under new Chapter 709.

Comments on the proposal may be submitted to Gregory M. Ellis, General Manager, Edwards Aquifer Authority, P. O. Box 16830, 1615 North St. Mary's Street, San Antonio, Texas 78212-9030.

Subchapter A. General Provisions

31 TAC §§721.1-721.8

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Edwards Aquifer Authority or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeals are proposed under Senate Bill 1477, §1.11(a), which requires the board of directors of the EAA to adopt rules necessary to carry out the EAA's powers and duties, including interim critical period management rules.

The following section of Senate Bill 1477 is affected by the proposed repeals: §1.26.

§721.1.Purposes.

§721.2.Authority.

§721.3.Findings.

§721.4.Effect on Demand Management Rules.

§721.5.Definitions and Abbreviations.

§721.6.Filing.

§721.7.Change of Address.

§721.8.Severability.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Issued in Austin, Texas, on December 22, 1997.

TRD-9717083

Gregory M. Ellis

General Manager

Edwards Aquifer Authority

Earliest possible date of adoption: February 2, 1998

For further information, please call: (210) 222-2204


Subchapter B. Applicability of Rules

31 TAC §721.11, §721.12

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Edwards Aquifer Authority or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeals are proposed under Senate Bill 1477, §1.11(a), which requires the board of directors of the EAA to adopt rules necessary to carry out the EAA's powers and duties, including interim critical period management rules.

The following section of Senate Bill 1477 is affected by the proposed repeals: §1.26.

§721.11.Primary Users.

§721.12.Exempt Wells and Essential Uses.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Issued in Austin, Texas, on December 22, 1997.

TRD-9717084

Gregory M. Ellis

General Manager

Edwards Aquifer Authority

Earliest possible date of adoption: February 2, 1998

For further information, please call: (210) 222-2204


Subchapter C. Critical Period Stages

31 TAC §§721.21-721.24

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Edwards Aquifer Authority or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeals are proposed under Senate Bill 1477, §1.11(a), which requires the board of directors of the EAA to adopt rules necessary to carry out the EAA's powers and duties, including interim critical period management rules.

The following section of Senate Bill 1477 is affected by the proposed repeals: §1.26.

§721.21.Critical Period Stages--East Area.

§721.22.Critical Period Stages--Medina Area.

§721.23.Critical Period Stages--Uvalde Area.

§721.24.Beginning and End of Critical Period Stages.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Issued in Austin, Texas, on December 22, 1997.

TRD-9717085

Gregory M. Ellis

General Manager

Edwards Aquifer Authority

Earliest possible date of adoption: February 2, 1998

For further information, please call: (210) 222-2204


Subchapter D. Maximum Allowable Usage and Enforcement

31 TAC §§721.31-721.33

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Edwards Aquifer Authority or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeals are proposed under Senate Bill 1477, §1.11(a), which requires the board of directors of the EAA to adopt rules necessary to carry out the EAA's powers and duties, including interim critical period management rules.

The following section of Senate Bill 1477 is affected by the proposed repeals: §1.26.

§721.31.Maximum Allowable Usage.

§721.32.Enforcement.

§721.33.Determination of Base and Maximum Allowable Usage.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Issued in Austin, Texas, on December 22, 1997.

TRD-9717086

Gregory M. Ellis

General Manager

Edwards Aquifer Authority

Earliest possible date of adoption: February 2, 1998

For further information, please call: (210) 222-2204


Subchapter E. Restrictions on Specific Uses

31 TAC §§721.41-721.48

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Edwards Aquifer Authority or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeals are proposed under Senate Bill 1477, §1.11(a), which requires the board of directors of the EAA to adopt rules necessary to carry out the EAA's powers and duties, including interim critical period management rules.

The following section of Senate Bill 1477 is affected by the proposed repeals: §1.26.

§721.41.Reduction Efforts.

§721.42.Stage I Restrictions.

§721.43.Stage II Restrictions.

§721.44.Stage III Restrictions.

§721.45.Stage IV Restrictions.

§721.46.Use Necessary for Public Health or Safety.

§721.47.Golf Courses.

§721.48.Athletic Fields.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Issued in Austin, Texas, on December 22, 1997.

TRD-9717087

Gregory M. Ellis

General Manager

Edwards Aquifer Authority

Earliest possible date of adoption: February 2, 1998

For further information, please call: (210) 222-2204


Subchapter F. Reports

31 TAC §721.51, §721.52

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Edwards Aquifer Authority or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeals are proposed under Senate Bill 1477, §1.11(a), which requires the board of directors of the EAA to adopt rules necessary to carry out the EAA's powers and duties, including interim critical period management rules.

The following section of Senate Bill 1477 is affected by the proposed repeals: §1.26.

§721.51.Base Usage Reports.

§721.52.Monthly Usage Reports.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Issued in Austin, Texas, on December 22, 1997.

TRD-9717088

Gregory M. Ellis

General Manager

Edwards Aquifer Authority

Earliest possible date of adoption: February 2, 1998

For further information, please call: (210) 222-2204


Subchapter G. Variances

31 TAC §§721.61-721.65

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Edwards Aquifer Authority or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeals are proposed under Senate Bill 1477, §1.11(a), which requires the board of directors of the EAA to adopt rules necessary to carry out the EAA's powers and duties, including interim critical period management rules.

The following section of Senate Bill 1477 is affected by the proposed repeals: §1.26.

§721.61.Request for Variance.

§721.62.When Variances May Be Granted.

§721.63.Terms and Conditions of Variance.

§721.64.Rescission of Variance.

§721.65.Review of Decision.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Issued in Austin, Texas, on December 22, 1997.

TRD-9717089

Gregory M. Ellis

General Manager

Edwards Aquifer Authority

Earliest possible date of adoption: February 2, 1998

For further information, please call: (210) 222-2204


Subchapter H. Review and Reconsideration

31 TAC §721.71, §721.72

(Editor's note: The text of the following sections proposed for repeal will not be published. The sections may be examined in the offices of the Edwards Aquifer Authority or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The repeals are proposed under Senate Bill 1477, §1.11(a), which requires the board of directors of the EAA to adopt rules necessary to carry out the EAA's powers and duties, including interim critical period management rules.

The following section of Senate Bill 1477 is affected by the proposed repeals: §1.26.

§721.71.Request for Review.

§721.72.Reconsideration by the Board.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Issued in Austin, Texas, on December 22, 1997.

TRD-9717090

Gregory M. Ellis

General Manager

Edwards Aquifer Authority

Earliest possible date of adoption: February 2, 1998

For further information, please call: (210) 222-2204