TITLE economic-regulation

Part II. Public Utility Commission of Texas

Chapter 23. Substantive Rules

Telephone

16 TAC §23.93

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Public Utility Commission of Texas or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The Public Utility Commission of Texas (PUC) proposes the repeal of §23.93, relating to Distance Learning, Information Sharing Programs, and Interactive Multimedia Communications. The Appropriation Act of 1997, HB 1, Article IX, Section 167 (Section 167) requires that each state agency review and consider for readoption each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedure Act). Such reviews shall include, at a minimum, an assessment by the agency as to whether the reason for adopting or readopting the rule continues to exist. The PUC held three workshops to conduct a preliminary review of its rules. As a result of these workshops, the PUC is reorganizing its current substantive rules located in 16 Texas Administrative Code (TAC) Chapter 23 to: (1) satisfy the requirements of Section 167; (2) repeal rules no longer needed; (3) update existing rules to reflect changes in the industries regulated by the commission; (4) do clean-up amendments made necessary by changes in law and commission organizational structure and practices; (5) reorganize rules into new chapters to facilitate future amendments and provide room for expansion; and (6) reorganize the rules according to the industry to which they apply. As a result of this reorganization, §23.93 will be duplicative of the proposed new section in Chapter 26 of this title relating to Substantive Rules Applicable to Telecommunications Service Providers. Project Number 18700 has been assigned to the proposed repeal of §23.93.

Tammy Cooper, senior attorney, Office of Policy Development, has determined that for each year of the first five-year period the repeal is in effect there will be no fiscal implications for state or local governments as a result of enforcing or administering the repeal.

Ms. Cooper has determined that for each year of the first five years the repeal is in effect, the public benefit anticipated as a result of the repeal will be the elimination of a duplicative rule. There will be no effect on small businesses as a result of repealing this section. There is no anticipated economic cost to persons as a result of repealing this section.

Ms. Cooper has also determined that for each year of the first five years the repeal is in effect there will be no impact on employment in the geographical area affected by the repeal of this section.

Comments on the proposed repeal (16 copies) may be submitted to the Filing Clerk, Public Utility Commission of Texas, 1701 North Congress Avenue, P.O. Box 13326, Austin, Texas 78711-3326, within 10 days after publication. All comments should refer to Project Number 18700.

This repeal is proposed under the Public Utility Regulatory Act, Texas Utilities Code Annotated §14.002 (Vernon 1998) (PURA), which provides the Public Utility Commission with the authority to make and enforce rules reasonably required in the exercise of its powers and jurisdiction.

Cross Index to Statutes: Public Utility Regulatory Act §14.002.

§23.93. Distance Learning, Information Sharing Programs, and Interactive Multimedia Communications.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 6, 1998.

TRD-9801705

Rhonda Dempsey

Rules Coordinator

Public Utility Commission of Texas

Earliest possible date of adoption: March 22, 1998

For further information, please call: (512) 936-7308


Chapter 26. Substantive Rules Applicable to Telecommunications Service Providers

Subchapter G. Advanced Services

16 TAC §26.141

The Public Utility Commission of Texas proposes new §26.141, relating to Distance Learning, Information Sharing Programs, and Interactive Multimedia Communications. Project Number 18700 has been assigned to this proposed new rule. New §26.141 will replace corresponding §23.93 of this title (relating to Distance Learning, Information Sharing Programs, and Interactive Multimedia Communications). The specific change to this rule adds new subsection (c) in order to clarify the combination of state and federal discount programs for qualifying schools, libraries, and other consortia pursuant to this rule and §23.107 of this title (relating to Educational Percentage Discount Rates or E-Rates). The commission makes this change based on the recent ruling by the Federal Communications Commission (FCC), In the Matter of Federal-State Joint Board on Universal Service, CC Docket No. 96-45, Fourth Order on Reconsideration (December 30, 1997). In that order, the FCC determined that any federal discount should be applied prior to the application of any state discount. Therefore, the new language implements this ruling, and directs that federal educational percentage discount rates (E-rates) be applied prior to any applicable state discount. Further, any subsequent state discount should be applied based on the federal discount, not the full tariffed rate.

The Appropriation Act of 1997, HB 1, Article IX, Section 167 (Section 167) requires that each state agency review and consider for readoption each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedure Act). Such reviews shall include, at a minimum, an assessment by the agency as to whether the reason for adopting or readopting the rule continues to exist. The PUC held three workshops to conduct a preliminary review of its rules. As a result of these workshops, the PUC is reorganizing its current substantive rules located in 16 Texas Administrative Code (TAC) Chapter 23 to: (1) satisfy the requirements of Section 167; (2) repeal rules no longer needed; (3) update existing rules to reflect changes in the industries regulated by the commission; (4) do clean-up amendments made necessary by changes in law and commission organizational structure and practices; (5) reorganize rules into new chapters to facilitate future amendments and provide room for expansion; and (6) reorganize the rules according to the industry to which they apply. 16 TAC Chapter 26 has been established for all commission substantive rules applicable to telecommunications service providers. The duplicative sections of Chapter 23 will be proposed for repeal as each new section is proposed for publication in Chapter 26.

Parties should note that the commission is considering a related matter in Investigation into the Interaction of Federal and State Discounts for Schools and Libraries Pursuant to Chapters 58 & 59 of PURA, Project Number 18723. The commission tentatively will address that project at its open meeting scheduled for February 25 ,1998.

Tammy Cooper, senior attorney, Office of Policy Development, has determined that for the first five years the section is in effect there will be no fiscal implications for state or local governments as a result of the enforcing or administering the sections.

Ms. Cooper also has determined that for each year of the first five years the section is in effect, the public benefit anticipated as a result of enforcing this section will be the increased access by schools and libraries to new technologies and communications services due to lower costs of such services and the necessary infrastructure.

There is no anticipated economic cost to persons who are required to comply with the section as proposed. The persons required to comply with this section will receive reimbursement for certain costs by the federal E-Rates discount program.

For each year of the first five years the section is in effect, there will be no effect on small businesses as a result of enforcing the proposed section.

Ms. Cooper has further determined that for the first five years the proposed section is in effect there will be no impact on the opportunities for employment in the geographic areas of Texas affected by implementing the requirements of the rules.

Comments on the proposed rule (16 copies) may be submitted to Filing Clerk, Public Utility Commission of Texas, 1701 North Congress Avenue, P.O. Box 13326, Austin, Texas, 78701-3326, within 10 days after publication. All comments should refer to Project Number 18700. The commission invites specific comments regarding whether the reason for adopting the rule in Chapter 23 continues to exist in adopting its corresponding section in the new chapter. The commission also invites specific comments regarding the costs associated with, and benefits that will be gained by, implementation of the rule. The commission will consider the costs and benefits in deciding whether to adopt the rule.

This rule is proposed under the Public Utility Regulatory Act, Texas Utilities Code Annotated §14.002 (Vernon 1998) (PURA), which provides the Public Utility Commission of Texas with the authority to make and enforce rules reasonably required in the exercise of its powers and jurisdiction.

This rule is also proposed under the authority delegated to the Public Utility Commission pursuant to the Public Utility Regulatory Act, §§57.021 -57.025.

Cross Index to Statutes: PURA §§14.002; 57.021; 57.022; 57.023; 57.024; 57.025.

§26.141. Distance Learning, Information Sharing Programs, and Interactive Multimedia Communications.

(a)

Definitions. The following words and terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise.

(1)

Distance learning. Instruction, learning, and training that is transmitted from one site to one or more sites by telecommunications services that are used by an educational institution predominantly for such instruction, learning, or training, including video, data, voice, and electronic information.

(2)

Educational institution. Accredited primary or secondary schools owned or operated by state and local government entities or by private entities; institutions of higher education as defined by the Education Code, §61.003(13); the Texas Education Agency, its successors and assigns; regional education service centers established and operated pursuant to the Education Code, Chapter 8; and the Texas Higher Education Coordinating Board, its successors and assigns.

(3)

Information sharing program. Instruction, learning, and training that is transmitted from one site to one or more sites by telecommunications services that are used by a library predominantly for such instruction, learning, or training, including video, data, voice, and electronic information.

(4)

Interactive multimedia communications. Real-time, two-way, interactive voice, video, and data communications conducted over networks that link geographically dispersed locations. This definition includes interactive communications within or between buildings on the same campus or library site.

(5)

Library. Public library or regional library system as defined by Government Code, §441.122, or a library operated by an institution of higher education or a school district.

(b)

Telecommunications services eligible for reduced rates.

(1)

Any tariffed service, if used predominantly for distance learning purposes by an educational institution or information sharing program purposes by a library, is eligible for reduced rates, as set forth in this section.

(2)

A service is used predominantly for distance learning purposes by an educational institution or information sharing program purposes by a library when over 50% of the traffic carried, whether in video, data, voice, and/or electronic information, is identified for such use pursuant to the requirements of subsection (d)(1) of this section.

(c)

Coordination with federal discounts. For any discount received pursuant to §23.107 of this title (relating to Educational Percentage Discount Rates (E- Rates)), an eligible school, library or consortia may apply such discount prior to any discount received under this section. Any subsequent discount received under this section shall apply to the discounted E-Rate and not the tariffed rate.

(d)

Process by which an educational institution or library qualifies for reduced rates other than through a customer-specific contract.

(1)

Affidavit. To qualify for a discounted rate, an educational institution or library, as defined in subsection (a) of this section, must provide a sworn affidavit to the dominant certificated telecommunications utility account representative or, if no account representative is assigned, to the business office of the utility.

(A)

The affidavit shall:

(i)

specify the requested service(s) to be discounted;

(ii)

quantify, if applicable, the requested service(s) to be discounted;

(iii)

state that the discounted service(s) will be used predominantly for distance learning purposes or information sharing program purposes; and

(iv)

specify the intended use(s) of the discounted service(s).

(B)

The affidavit shall be signed by the administrative head of the institution (e.g., principal, president, chancellor) or library , or a designee given the task and authority to execute the affidavit on behalf of the educational institution or library requesting the discounted rates.

(C)

No other special form needs to be provided as part of the application process.

(D)

The educational institution or library shall provide an affidavit each time it orders services that will be used predominantly for distance learning purposes or information sharing program purposes.

(2)

Tariff filing. Within 30 days after the most recent effective date of this section, each dominant certificated telecommunications utility as of September 1, 1995, shall file a distance learning and information sharing program tariff, providing for a 25% discount on any service used predominantly for distance learning or information sharing program purposes, other than a service offered pursuant to a customer-specific contract. The tariff filing shall concern only the implementation of this section and not affect any of the utility's other rates or services not utilized for distance learning or information sharing program purposes. Once the tariff goes into effect, any educational institution or library subsequently filing an affidavit, as described in paragraph (1) of this subsection, shall be eligible to receive the requested service at the discounted rate.

(e)

Interactive multimedia communications services. Any dominant certificated telecommunications utility that provides interactive multimedia communications services may file a tariff to establish rates at levels necessary, using sound rate- making principles, to recover costs associated with providing such services to educational institutions or libraries. Those interactive multimedia communications services used predominantly for distance learning or information sharing program purposes, however, shall qualify for a 25% discount pursuant to subsection (d) of this section.

(f)

Customer-specific contracts. When a service is provided to an educational institution or library pursuant to §23.27(c) of this title (relating to Rate-Setting Flexibility for Services Subject to Significant Competitive Challenges), the dominant certificated telecommunications utility shall price those components of the service used predominantly for distance learning or an information sharing program no less than 105%, and no greater than 110%, of the customer-specific long-run incremental cost.

(g)

Cost determination. Not withstanding subsections (d) and (e) of this section, once the commission develops cost determination rules for telecommunications services generally, a reduced rate approved under this section shall recover the service- specific long-run incremental costs. In the case of interactive multimedia communications services, however, the commission may allow a rate to be set lower than the long-run incremental cost of a specific service if such is determined to be in the public interest.

(h)

Filing requirements. Each dominant certificated telecommunications utility shall file an annual report with the commission on September 1 of each year indicating the demand for distance learning or information sharing program services provided under the distance learning or information sharing program tariff. The report shall include the following:

(1)

the type of institution(s) or libraries provided service(s);

(2)

type(s) of service(s) provided to each institution or libraries; and

(3)

quantity of the service(s) provided.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 6, 1998.

TRD-9801704

Rhonda Dempsey

Rules Coordinator

Public Utility Commission of Texas

Earliest possible date of adoption: March 22, 1998

For further information, please call: (512) 936-7308


Subchapter L. Wholesale Market Provisions

16 TAC §26.283

The Public Utility Commission of Texas proposes new §26.283, concerning Infrastructure Sharing. The proposed new section will implement the Public Utility Regulatory Act, Texas Utilities Code Annotated §60.163 (Vernon 1998) (PURA), which requires the commission to adopt rules requiring a local exchange company to share public switched network infrastructure and technology with another local exchange company under certain conditions. Project Number 17296 has been assigned to this proposed new section.

Martin Wilson, assistant general counsel, has determined that for each year of the first five-year period the proposed new section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the new section.

Mr. Wilson has determined that for each year of the first five years the proposed new section is in effect the public benefit anticipated as a result of enforcing the section will be more efficient use of resources by local exchange companies. There will be no effect on small businesses as result of enforcing this section. There is no anticipated economic cost to entities who are required to comply with the section as proposed.

Mr. Wilson has also determined that for each year of the first five years the proposed section is in effect there will be no impact on employment in the geographic area affected by implementing the requirements of the section.

Comments on the proposed new section (16 copies) may be submitted to the Filing Clerk, Public Utility Commission of Texas, 1701 North. Congress Avenue, P.O. Box 13326, Austin, Texas 78711-3326, within 30 days after publication. All comments should refer to Project Number 17296.

This new section is proposed under the Public Utility Regulatory Act, Texas Utilities Code Annotated §14.002 and §60.163 (Vernon 1998) (PURA). Section 14.002 provides the commission with the authority to make and enforce rules reasonably required in the exercise of its powers and jurisdiction. Section 60.163 requires the commission to adopt rules regarding the sharing of public switched network infrastructure and technology.

Cross Index to Statutes: PURA §14.002 and §60.163.

§26.283. Infrastructure Sharing.

(a)

Definitions. The following words and terms, when used in this section, shall have the following meanings unless the context clearly indicates otherwise.

(1)

Local exchange company (LEC) - As defined in the Public Utility Regulatory Act, Texas Utilities Code §51.002(4)(Vernon 1998)(PURA).

(2)

Public switched network infrastructure and technology - Includes, but is not limited to:

(A)

Basic public switched network infrastructure and technology - The physical plant and corresponding functionalities that provide basic network services such as those listed in PURA §58.051.

(B)

Advanced public switched network infrastructure and technology - The physical plant and corresponding functionalities that provide integrated services digital network (ISDN) services as set forth in PURA §58.203(c), optical fiber or equivalent facilities, and Common Channel Signaling System 7.

(3)

Requesting LEC - A LEC that requests another LEC to share public switched network infrastructure and technology.

(4)

Sharing LEC - A LEC that has been requested by another LEC to share public switched network infrastructure and technology.

(5)

Sole carrier of last resort - The LEC holding a certificate of convenience and necessity, as to the geographic area covered by such certificate.

(b)

Requirement to share. The commission may require any LEC to share public switched network infrastructure and technology with any other LEC that requests such sharing. In determining whether a LEC is required to share public switched network infrastructure and technology, the commission will consider such matters as:

(1)

whether the requesting LEC lacks economies of scale or scope that would prohibit the requesting LEC from offering a particular telecommunications service in an economically efficient manner in a specific geographic area;

(2)

whether the requesting LEC is the sole carrier of last resort in the specific geographic area involved;

(3)

whether requiring a LEC to share its public switched network infrastructure and technology would be economically efficient for the sharing LEC, or, if not, whether terms and conditions can and should be imposed that would make such sharing economically efficient; and

(4)

whether requiring a LEC to share its public switched network infrastructure and technology is in the public interest.

(c)

Procedure to request sharing.

(1)

A LEC requesting that another LEC share public switched network infrastructure and technology shall make its request to the sharing LEC in writing.

(2)

The requesting LEC and the sharing LEC shall negotiate terms and conditions of the sharing arrangement. The terms and conditions may include, but are not required to include, joint ownership and/or operation of public switched network infrastructure and services by the LECs.

(3)

Within 60 days after a LEC has received a request for sharing, the sharing and requesting LECs shall jointly file an agreement setting forth the terms and conditions of the sharing arrangement. If the parties cannot reach agreement on the appropriate terms and conditions, the requesting party shall instead file, not later than the 60th day after the sharing LEC's receipt of the request, a petition to resolve issues related to infrastructure sharing. The petition shall set forth, as appropriate, the terms and conditions on which agreement has been reached, the specific issues the commission is being asked to resolve, the requesting LEC's suggested resolution of such issues in terms that could be inserted into an agreement, and a suggested procedural schedule for resolution of the issues. The petition shall also address the factors that the commission must consider under subsection (b) of this section. If a petition is filed in lieu of an agreement, the sharing LEC must file a response within 10 days of the filing of the petition. The sharing LEC's response must address, in like manner, each item required by this subsection to be included in the petition.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on February 6, 1998.

TRD-9801706

Rhonda Dempsey

Rules Coordinator

Public Utility Commission of Texas

Earliest possible date of adoption: March 22, 1998

For further information, please call: (512) 936-7308