TITLE economic-regulation

Part I. Railroad Commission of Texas

Chapter 3. Oil and Gas Division

16 TAC §3.83

The Railroad Commission of Texas proposes an amendment to §3.83, regarding tax exemption for three-year inactive wells. The proposed amendments put into the rule the two-year inactive well incentive provided for under Senate Bill 126 (75th Legislature). As the rule will be administered, the operator of a well that has not produced oil or gas in more than one month in the two years preceding the date of application for severance tax exemption will receive notice from the commission that the well has been designated as a candidate for certification. An application for two-year inactive well certification shall be made during the period September 1, 1997, through August 31, 1999, to qualify for the tax exemption.

Rita E. Percival, planner, Oil and Gas Division, has determined that, for each year of the first five years the proposed section is in effect, there will be fiscal implications for state government as a result of enforcing or administering the amended rule, but they are anticipated to be negligible because the two-year inactive well incentive will make use of the structure already in place for the current three-year inactive well incentive, and any required program adjustments will be made by the existing staff under the existing budget. There will be no effect on local government. Participation in this program will be voluntary, but the cost of compliance for individuals and small businesses may include the following: servicing will be required for most wells to be brought back onto production; any operator wishing to participate in the incentive will be required to file a request for certification; and, if the request is denied administratively, the operator may request and participate in a hearing. The costs of these actions cannot be predicted because they will vary from company to company. The exemption will benefit producers by delaying the untimely plugging of wells capable of production.

Marshall F. Enquist, hearings examiner, Office of General Counsel, has determined that for each year of the first five years the section is in effect, the public benefit anticipated as a result of adopting this amendment will be the economic benefit associated with the resumption of oil and gas production from inactive wells, which may create increased business and employment opportunities in equipment sales, well servicing, hydrocarbon gathering and petroleum refining.

Comments may be submitted to Marshall Enquist, Hearings Examiner, Office of General Counsel, Railroad Commission of Texas, P.O. Box 12967, Austin, Texas 78711-2967. Comments will be accepted for 30 days after publication in the Texas Register . For further information, call Marshall Enquist at (512) 463-5764.

The commission proposes the amendment under the Texas Natural Resources Code §§81.051, 81.052, 85.055, 85.201 - 85.202, 86.011, 86.012, 86.041, 86.042, 86.081, 86.083 - 86.090, 111.083, 111.090 and 111.133 which authorize the Railroad Commission of Texas to adopt rules for the following purposes: to govern and regulate persons and their operations under the jurisdiction of the Railroad Commission; to determine the status of gas production from all gas reservoirs, to distribute, prorate and apportion allowable production, to determine the lawful market demand for gas to be produced from each reservoir; to adjust correlative rights and opportunities; to determine the daily allowable production for each gas well; to effectuate the provisions and purposes of Chapter 86 of the Natural Resources Code; and to conserve and prevent waste of gas.

The Texas Natural Resources Code, Chapter 86, is affected by the proposed amendments.

§3.83. Tax Exemption for Two-Year Inactive Wells and Three-Year Inactive Wells.

(a)

Purpose. The purpose of this section is to provide a procedure by which an operator can obtain commission certification of a wellbore as a two-year inactive well or three-year inactive well in order to qualify for the tax exemptions provided for in the Tax Code, §§201.053, 202.052, and 202.056.

(b)

Definitions.

(1)

Two-year inactive well--A well that has not produced any hydrocarbons in more than one calendar month in the two years prior to the date of certification by the Commission under this section.

(2)

[ 1 ] Three-year inactive well--A well that has not produced any hydrocarbons in more than one calendar month in the three years prior to the date of certification by the commission under this section. [ Wells eligible under this section include those that: ]

[ (A)

were previous producing or injection wells that have not been plugged or abandoned;]

[ (B)

have been plugged or abandoned; or]

[ (C)

are active injection wells.]

(3)

Eligible well--Wells eligible under this section include those that:

(A)

were previous producing or injection wells that have not been plugged or abandoned; or

(B)

have been plugged and abandoned; or

(C)

are active injection wells.

(4)

[ 2 ] Well--A wellbore with single or multiple completions.

(c)

Certification. The commission or its delegate may certify a well as a two-year inactive well or a three-year inactive well. If the commission or its delegate declines to certify a well administratively, the operator affected by this action may request a hearing.

(d)

Revocation of Certification. Certification of a two- year inactive well or a three-year inactive well may be revoked by the commission for cause which includes, but is not limited to, receipt of information by the commission that a certified well produced hydrocarbons in more than one calendar month in the applicable two or three years prior to certification, or if production from other wells is credited to the two-year inactive well or the three-year inactive well, or if a certified well is reported to the commission to be capable of production but is not capable of production. The Comptroller of Public Accounts will be notified of any revocation.

(e)

Certified Wells.

(1)

Three-year inactive wells. The commission may not certify a three-year inactive well under this section after February 29, 1996. Prior to applying to the Comptroller of Public Accounts [ Office of Comptroller ] for the tax incentives listed in subsection (a) of this section, the operator of a three-year inactive certified well shall file with the commission a test report showing productive capability for the well. Production is presumed to begin on this well test date. The certification remains with the well in the event of a change of operator or ownership.

(2)

Two-year inactive wells. The commission may not designate a two-year inactive well under this section after February 29, 2000. An application for two-year inactive well certification shall be made during the period of September 1, 1997, through August 31, 1999, to qualify for the tax exemption. Certification will be issued upon the filing of a test report showing the well's capability and an approval of application for certification. Production is presumed to begin on the well test date as reported on the appropriate report. The certification shall remain with the well in the event of a change of operator or ownership.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on March 18, 1998.

TRD-9803924

Issued in Austin, Texas on March 18, 1998

Mary Ross McDonald

Deputy General Counsel, Office of the General Counsel

Railroad Commission of Texas

Earliest possible date of adoption: May 3, 1998

For further information, please call: (512) 463-7008


16 TAC §3.102

The Railroad Commission of Texas proposes new §3.102, concerning a tax reduction for incremental production. The new section is proposed to implement the Tax Code, §202.057, which was added by the 75th Legislature, Regular Session, effective September 1, 1997, to determine whether, and in what amount, oil and casinghead gas production qualify as incremental production entitled to a 50% severance tax exemption.

Rita E. Percival, planner for the Oil and Gas Division, has determined that there will be fiscal implications as a result of enforcing or administering the proposed rule. The effect on state government for the first five years the new proposed rule will be in effect will include administrative costs such as notice to operators, analysis and computer programming, and rulemaking in fiscal year 1998, and application processing in fiscal year 1998 and following years. These activities are, however, being carried out under existing budget and staff levels. No severance tax revenue decreases have been forecast by the Comptroller of Public Accounts as a result of this incentive program, and increase in sales and ad valorem tax revenues as well as general benefits to the Texas economy from the multiplier effect are anticipated. There will be no fiscal implications for local governments.

Participation in this incentive is voluntary. If, however, a small business or individual does choose to participate, an incremental production technique of at least $5,000 is required as one part of eligibility for the incentive. The operator will also need to complete a Commission application form and, if the application is denied, the operator may choose to incur the expense of a hearing. The costs of application and, if undertaken, a hearing will vary from company to company.

Meredith Kawaguchi, legal examiner, Office of General Counsel, has determined that for each year of the first five years the section as proposed is in effect, the public benefit anticipated as a result of enforcing the section as proposed will be increased oil and casinghead gas production from wells that now produce only marginally.

Comments on the proposal may be submitted to Meredith Kawaguchi, Legal Examiner, Office of General Counsel - Oil and Gas Section, Railroad Commission of Texas, P. O. Box 12967, Austin, Texas 78711-2967. Comments will be accepted for 30 days after publication in the Texas Register . Comments should refer to the docket number of this rulemaking, 20-0217624. For further information, contact Ms. Kawaguchi at (512) 463-7152.

The commission proposes new §3.102 under Tax Code, §202.057 which provides the commission with the authority to determine the amount of qualified incremental production for the 50% severance tax exemption. The new section also is proposed pursuant to Texas Natural Resources Code, §§81.051 and 81.052, which give the commission jurisdiction and rulemaking authority over all oil and gas operators and their wells in Texas.

The Tax Code, §§202.051, 201.053, and 201.058, are affected by this rule.

§3.102. Tax Reduction for Incremental Production.

(a)

Purpose. The purpose of this section is to provide a procedure by which an operator can obtain a 50% severance tax reduction for five years on the incremental oil and casinghead gas production from a qualifying lease.

(b)

Definitions. The following terms, when used in this section, shall have the following meanings, unless the context clearly indicates otherwise:

(1)

Oil lease--A commission-designated oil lease to which the commission has assigned an identifying number.

(2)

Production--Barrels of oil (including barrels of gas liquids reported as production monthly on the appropriate form) plus casinghead gas, where six thousand cubic feet of gas is the equivalent of one barrel of oil, expressed in barrels of oil equivalent (BOE).

(3)

Baseline production--An oil lease's average BOE monthly production during the four highest months of production in the time period from January 1, 1996, through December 31, 1996.

(4)

Incremental production--Production from a qualifying lease in excess of baseline production.

(5)

Incremental production technique--

(A)

any secondary or tertiary production enhancement technique;

(B)

any primary production enhancement technique that an operator certifies required an expenditure of at least $5,000 to cause increased production.

(6)

Qualifying lease--A lease is a qualifying lease provided that:

(A)

the commission has designated the lease as an oil lease and has assigned to it an identifying number;

(B)

production from the lease, measured by dividing the sum of lease production during the four-month period used to compute the baseline production by the sum of the number of well-days during the same four-month period, is no more than seven barrels of oil equivalent per day per well, excluding gas flared pursuant to the rules of the commission; and

(C)

after the operator performs an incremental production technique, the lease shows incremental production for four of five consecutive months on or after September 1, 1997, and before December 31, 1998.

(7)

Incremental ratio--The amount of a qualifying lease's average monthly incremental production during the four-month period used to meet the definition of a qualifying lease divided by its average monthly total production during the same four- month period.

(8)

Qualified incremental production--A qualifying lease's total monthly production multiplied by the incremental ratio.

(9)

Well-day--One well producing hydrocarbons for one day.

(c)

Qualification for the tax reduction. An operator of a qualifying lease is entitled to a 50% tax reduction on that lease's qualified incremental production for five years provided that:

(1)

The operator of a qualifying lease applies to the commission for a determination of an incremental ratio before February 11, 1999;

(2)

The commission certifies an incremental ratio;

(3)

The operator provides to the state comptroller the certified incremental ratio; and

(4)

The operator applies to the state comptroller for the tax relief provided by this section not later than one year after the date the commission certifies the incremental ratio for a qualifying lease.

(d)

Request for hearing. If the request for certification of an incremental ratio is denied administratively, or if the operator does not agree with the administrative determination of the amount of the incremental ratio, the applicant may request a hearing. The request for a hearing must be filed within twenty days after the date on which notice of the administrative decision is mailed to the operator. The commission shall provide notice of the hearing to the applicant and to any other affected person named by the applicant. After hearing, the examiner shall recommend final action by the commission.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State on March 18, 1998.

TRD-9803923

Issued in Austin, Texas on March 18, 1998

Mary Ross McDonald

Deputy General Counsel, Office of the General Counsel

Railroad Commission of Texas

Earliest possible date of adoption: May 3, 1998

For further information, please call: (512) 463-7008


Part II. Public Utility Commission of Texas

Chapter 22. Practice and Procedure

The Public Utility Commission of Texas proposes amendments to §22.31 relating to Classification in General; §22.33 relating to Tariff Filings; §22.35 relating to Informal Disposition; §22.51 relating to Notice for Public Utility Regulatory Act §2.211, §2.212, §3.210 and §3.211 Proceedings; §22.52 relating to Notice in Licensing Proceedings; and §22.56 relating to Notice of Unclaimed Funds. The proposed amendments will correct citations to the Public Utility Regulatory Act due to codification in the Texas Utilities Code and update the sections to reflect changes in state government and commission organization. Project Number 17709 has been assigned to these proposed amendments.

Ms. Paula Mueller, deputy chief, Office of Regulatory Affairs, has determined that for each year of the first five-year period the proposed sections are in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the sections.

Ms. Mueller has determined that for each year of the first five years the proposed sections are in effect the public benefit anticipated as a result of enforcing the sections will be rules that more accurately reflect current statute and state and commission organization. There will be no effect on small businesses as result of enforcing these sections. There is no anticipated economic cost to persons who are required to comply with the sections as proposed.

Ms. Mueller has also determined that for each year of the first five years the proposed sections are in effect there will be no impact on employment in the geographic area affected by implementing the requirements of the sections.

Comments on the proposed amendments (16 copies) may be submitted to the Filing Clerk, Public Utility Commission of Texas, 1701 North Congress Avenue, P.O. Box 13326, Austin, Texas 78711-3326, within 30 days after publication. The Appropriations Act of 1997, HB 1, Article IX, Section 167 requires that each state agency review and consider for readoption each rule adopted by that agency pursuant to the Government Code, Chapter 2001 (Administrative Procedure Act). Such reviews shall include, at a minimum, an assessment by the agency as to whether the reason for adopting or readopting the rule continues to exist. The commission invites specific comments regarding whether the reason for adopting these rules continues to exist in considering the proposed amendments. All comments should refer to Project Number 17709 and reference Procedural Rules, Subchapter C and D.

Subchapter C. Classification of Applications or Other Documents Initiating a Proceeding

16 TAC §§22.31, 22.33, 22.35

These amendments are proposed under the Public Utility Regulatory Act, Texas Utilities Code Annotated §14.002 and §14.052 (Vernon 1998) (PURA), which provides the Public Utility Commission with the authority to make and enforce rules reasonably required in the exercise of its powers and jurisdiction, including rules of practice and procedure.

Cross Index to Statutes: Public Utility Regulatory Act §14.002 and §14.052.

§22.31.Classification in General.

(a)

Classification and Assignment of Control Number. Central Records [ The secretary ] shall determine whether an application or other document initiating a proceeding should be designated as a docket, tariff, or project. Central Records [ The secretary ] shall assign an appropriate control number to each docket, tariff, or project.

(b)

Control Numbering System. Central Records [ The secretary ] shall establish and maintain a control numbering system.

(c)

Control Number Log. Central Records [ The secretary ] shall maintain a record or log of all applications or other documents assigned a control number, which shall include the style, the date the application or other document was filed or the proceeding initiated, the nature of the proceeding, and the presiding officer assigned to the proceeding, if any. The log shall be accessible to the public.

§22.33.Tariff Filings.

(a)

Applicability and Classification. This section shall apply to undocketed applications by utilities to change their tariffs. Such tariff filings shall be classified as "electric tariff filings," "regular telephone tariff filings," or "special telephone tariff filings." Electric tariff filings and regular telephone tariff filings shall be those applications filed pursuant to §23.24 of this title (relating to Form and Filing of Tariffs). Special telephone tariff filings shall be those applications filed by telecommunications utilities pursuant to §23.25 of this title (relating to Procedures Applicable to PURA Chapter 58 Electing Incumbent Local Exchange Carriers), §23.26 of this title (relating to New and Experimental Services), §23.27 of this title (relating to Rate-Setting Flexibility for Services Subject to Significant Competitive Challenges, and §23.28 of this title (relating to Promotional Rates for LEC Services) [ §§23.25 — 23.28 of this title (relating to Rates) ] or PURA, §§53.251, 53.252, 53.301 - 53.308 or 55.004 [ or §3.212 or §3.213 ]. This section shall apply unless it is inconsistent with Chapters 23, 25 or 26 [ Chapter 23 ] of this title, or PURA.

(b) - (f)

(No change.)

§22.35.Informal Disposition.

(a)

(No change.)

(b)

Proposed Order. The presiding officer [ commission secretary ] shall prepare a proposed order which shall be served on all parties no less than 20 days before the commission is scheduled to consider the application in open meeting.

(c) - (e)

(No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on March 18, 1998.

TRD-9803993

Rhonda Dempsey

Rules Coordinator

Public Utility Commission of Texas

Earliest possible date of adoption: May 3, 1998

For further information, please call: (512) 936-7308


Subchapter D. Notice

16 TAC §§22.51, 22.52, 22.56

These amendments are proposed under the Public Utility Regulatory Act, Texas Utilities Code Annotated §14.002 and §14.052 (Vernon 1998) (PURA), which provides the Public Utility Commission with the authority to make and enforce rules reasonably required in the exercise of its powers and jurisdiction, including rules of practice and procedure.

Cross Index to Statutes: Public Utility Regulatory Act §14.002 and §14.052.

§22.51. Notice for Public Utility Regulatory Act Chapter 36, Subchapters C - E; Chapter 51, §51.009; and Chapter 53, Subchapters C - E [ §2.211, §2.212, §3.210, and §3.211 ], Proceedings.

(a)

Notice in a Proceeding Seeking a Rate Increase. In proceedings under PURA, Chapter 36, Subchapters C and E; Chapter 51, §51.009; or Chapter 53, Subchapters C and E [ §2.212 or §3.211 ] involving the commission's original jurisdiction over a utility's proposed increase in rates, the applicant shall give notice in the following manner:

(1)

Publication of Notice. The applicant shall publish notice of its statement of intent to change rates in conspicuous form and place at least once a week for four consecutive weeks prior to the effective date of the proposed rate change, in a newspaper having general circulation in each county containing territory affected by the proposed rate change. The published notice shall contain the following information:

(A) - (E)

(No change.)

(F)

the following language: "Persons who wish to intervene in or comment upon these proceedings should notify the Public Utility Commission of Texas (commission) [ commission ] as soon as possible, as an intervention deadline will be imposed. A request to intervene or for further information should be mailed to the Public Utility Commission of Texas, P.O. Box 13326, Austin, Texas 78711-3326. Further information may also be obtained by calling the Public Utility Commission's Office of Customer Protection [ Consumer Affairs ] at (512) 936-7120 or (888) 782-8477 . Hearing- and speech-impaired individuals with text telephones (TTY) may contact the commission at (512) 936- 7136. The deadline for intervention in the proceeding is 45 days after the date the application was filed with the commission."

(2) - (3)

(No change.)

(b)

Notice in a PURA Chapter 36, Subchapters C and E; Chapter 51, §51.009; or Chapter 53, Subchapters C and E [ §2.212 or §3.211 ] Proceeding Seeking a Rate Decrease. In proceedings initiated pursuant to PURA, Chapter 36, Subchapters C and E; Chapter 51, §51.009; or Chapter 53, Subchapters C and E [ §2.212 or §3.211 ] in which a rate reduction that does not involve a rate increase for any customer is sought, the applicant shall give notice in the following manner:

(1)

(No change.)

(2)

Notice by Mail to Affected Customers. The applicant shall mail notice of the proposed rate decrease to all of the applicant's affected customers. This notice may be mailed separately or may be mailed with customer billings. At the top of this notice, the following language shall be printed in prominent lettering: "Notice of Rate Decrease Request." The notice shall contain the following information:

(A) - (E)

(No change.)

(F)

the following language: "Persons who wish to intervene in or comment upon these proceedings should notify the Public Utility Commission of Texas (commission) [ commission ] as soon as possible, as an intervention deadline will be imposed. A request to intervene or for further information should be mailed to the Public Utility Commission of Texas, P.O. Box 13326, Austin, Texas 78711-3326. Further information may also be obtained by calling the Public Utility Commission's Office of Customer Protection [ Consumer Affairs ] at (512) 936-7120 or (888) 782-8477 . Hearing- and speech-impaired individuals with text telephones (TTY) may contact the commission at (512) 936- 7136. The deadline for intervention in the proceeding is 45 days after the date the application was filed with the commission."

(3)

(No change.)

(c)

Notice in a PURA Chapter 36, Subchapter D; or Chapter 53, Subchapter D [ §2.211 or §3.210 ] Rate Investigation. In an investigation into a utility's rates pursuant to PURA, Chapter 36, Subchapter D; or Chapter 53, Subchapter D [ §2.211 or §3.210 ], the presiding officer may require the utility under investigation to provide reasonable notice to its customers and affected municipalities. Reasonable notice may include notice of the type set forth in subsection (a) of this section.

(d)

(No change.)

§22.52.Notice in Licensing Proceedings.

(a)

Notice in Electric Licensing Proceedings. In all electric licensing proceedings except minor boundary changes and notice of intent and certification proceedings for new electric generating plants, the applicant shall give notice in the following ways:

(1)

Applicant shall publish notice of the applicant's intent to secure a certificate of convenience and necessity in a newspaper having general circulation in the county or counties where a certificate of convenience and necessity is being requested, once each week for two consecutive weeks beginning with the week after the application is filed with the commission. This notice shall identify in general terms the type of facility if applicable, and the estimated expense associated with the project.

(A)

The notice shall also include the following statement in the first paragraph: "Persons with questions about this project should contact (name of utility contact) at (utility contact telephone number). Persons who wish to intervene in the proceeding or comment upon action sought, should contact the Public Utility Commission of Texas (commission) , at P. O. Box 13326, Austin, Texas 78711-3326, or call the Public Utility Commission's Office of Customer Protection [ Consumer Affairs ] at (512) 936-7120 or (888) 782-8477 . Hearing- and speech-impaired individuals with text telephones (TTY) may contact the commission at (512) 936-7136. The deadline for intervention in the proceeding is (date 70 days after the date the application was filed with the commission) and a letter requesting intervention should be received by the commission by that date."

(B) - (D)

(No change.)

(2)

(No change.)

(3)

Applicant shall, upon filing an application, mail notice of its application to the owners of land, as stated on the current county tax roll(s), who would be directly affected by the requested certificate, including the preferred location and any alternative location of the proposed facility. For purposes of this paragraph, land is directly affected if an easement would be obtained over all or any portion of it, or if it contains a habitable structure that would be within 200 feet of the proposed facility.

(A)

The notice must contain all information required in paragraph (1) of this subsection and contain the following statement in the first paragraph of the notice printed in bold-face type: "Your land may be directly affected in this proceeding. If the preferred route or one of the alternative routes requested under the certificate is approved by the Public Utility Commission of Texas, the utility will have the right to build a facility which may directly affect your land. This proceeding will not determine the value of your land or the value of an easement if one is needed by the utility to build the facility. If you have questions about this project, your should contact (name of utility contact) at (utility contact telephone number). If you wish to participate in this proceeding by becoming a party or to comment upon action sought, you should contact the Public Utility Commission of Texas (commission) , at P.O. Box 13326, Austin, Texas 78711-3326, or call the Public Utility Commission's Office of Customer Protection [ Consumer Affairs ] at (512) 936-7120 or (888) 782-8477 . Hearing- and speech-impaired individuals with text telephones (TTY) may contact the commission at (512) 936- 7136. If you wish to participate in this proceeding by becoming a party, the deadline for intervention in the proceeding is (date 70 days after the date the application was filed with the commission), and you must send a letter requesting intervention to the commission which is received by that date."

(B) - (E)

(No change.)

(4) - (6)

(No change.)

(b)

Notice by Applicants for New Electric Generating Plant. Persons planning to apply for a certificate of convenience and necessity for a new electric generating plant shall file a notice of such intent with the commission pursuant to PURA, §37.058 [ §2.255(d) ]. Applicants for new electric generating plants shall give notice in the following ways:

(1)

Applicants for a Notice of Intent shall provide notice of the application by publishing in a newspaper having general circulation in the county or counties in which the generating plant is proposed to be located, if known, and in each county containing territory served by the utility, once each week for two consecutive weeks beginning the week after the notice of intent is filed with the commission. This notice shall identify the site of the facility, if known. This notice shall further identify in general terms the type of facility, including at a minimum the fuel to be used, basic technology, size of the plant and estimated service date, and the estimated expense associated with the project. The notice shall also include the following statement: "Persons with questions about this project should contact (name of utility contact) at (utility contact telephone number). Persons who wish to intervene in the proceeding or comment upon action sought should contact the Public Utility Commission's (commission) Office of Customer Protection [ Consumer Affairs ] at (512) 936-7120 or (888) 782-8477. Hearing- and speech-impaired individuals with text telephones (TTY) may contact the commission at (512) 936-7136. The deadline for intervention in the proceeding is 70 days after the date the application was filed with the commission." Proof of publication of notice shall be in the form of a publisher's affidavit which shall specify the newspaper(s) in which the notice was published; the county or counties in which the newspaper(s) is or are of general circulation; and the dates upon which the notice was published. Proof of publication shall be submitted to the commission as soon as available.

(2)

(No change.)

(c)

Notice in Telephone Licensing Proceedings. In all telephone licensing proceedings, except minor boundary changes, applications for a certificate of operating authority, or applications for a service provider certificate of operating authority, the applicant shall give notice in the following ways:

(1)

Applicants shall publish in a newspaper having general circulation in the county or counties where a certificate of convenience and necessity is being requested, once each week for two consecutive weeks, beginning the week after the application is filed, notice of the applicant's intent to secure a certificate of convenience and necessity. This notice shall identify in general terms the types of facilities, if applicable, the area for which the certificate is being requested, and the estimated expense associated with the project. Whenever possible, the notice should state the established intervention deadline. The notice shall also include the following statement: "Persons with questions about this project should contact (name of utility contact) at (utility contact telephone number). Persons who wish to intervene in the proceeding or comment upon action sought, should contact the Public Utility Commission (commission), at P. O. Box 13326, Austin, Texas 78711-3326, or call the Public Utility Commission's Office of Customer Protection [ Consumer Affairs ] at (512) 936-7120 or (888) 782-8477. Hearing- and speech-impaired individuals with text telephones (TTY) may contact the commission at (512) 936-7136. The deadline for intervention in the proceeding is 70 days after the date the application was filed with the commission." Proof of publication of notice shall be in the form of a publisher's affidavit which shall specify the newspaper(s) in which the notice was published; the county or counties in which the newspaper(s) is or are of general circulation; and the dates upon which the notice was published. Proof of publication shall be submitted to the commission as soon as available.

(2)-(3)

(No change.)

§22.56.Notice of Unclaimed Funds.

The applicant shall notify the Comptroller of Public Accounts [ State Treasurer ] of proceedings in which there may be a specific amount of money to be refunded to ratepayers who may need to be located. This rule shall not apply in fuel refund proceedings.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on March 18, 1998.

TRD-9803992

Rhonda Dempsey

Rules Coordinator

Public Utility Commission of Texas

Earliest possible date of adoption: May 3, 1998

For further information, please call: (512) 936-7308


Subchapter E. Pleadings

16 TAC §22.71

The Public Utility Commission of Texas (PUC) proposes an amendment to §22.71, relating to Filing of Pleadings and Other Materials. The proposed amendment will assure that the commissioners have adequate time to fully review all documents necessary to conduct an open meeting. Project Number 18893 has been assigned to this proposed amendment.

Paula Mueller, deputy chief, Office of Regulatory Affairs, has determined that for each year of the first five-year period the proposed section is in effect there will be no fiscal implications for state or local government as a result of enforcing or administering the section.

Ms. Mueller has determined that for each year of the first five years the proposed section is in effect the public benefit anticipated as a result of enforcing the section will be more timely and convenient access to public information on proceedings scheduled before an open meeting of the commission. There will be no effect on small businesses as a result of enforcing this section. There is no anticipated economic cost to persons who are required to comply with the section as proposed.

Ms. Mueller has also determined that for each year of the first five years the proposed section is in effect there will be no impact on employment in the geographic area affected by implementing the requirements of the section.

Comments on the proposed amendment (16 copies) may be submitted to the Filing Clerk, Public Utility Commission of Texas, 1701 North Congress Avenue, P.O. Box 13326, Austin, Texas 78711-3326, within 30 days after publication. All comments should refer to Project Number 18893.

This amendment is proposed under the Public Utility Regulatory Act, Texas Utilities Code Annotated §14.002 and §14.052 (Vernon 1998) (PURA), which provides the Public Utility Commission with the authority to make and enforce rules reasonably required in the exercise of its powers and jurisdiction, including rules of practice and procedure.

Cross Reference to Statutes: Public Utility Regulatory Act, §14.002 and §14.052.

§22.71.Filing of Pleadings and Other Materials.

(a) - (g)

(No change.)

(h)

Filing deadlines for documents addressed to the commissioners.

(1)

Except as provided in paragraph (2) of this subsection, all documents from parties addressed to the commissioners relating to any proceeding that has been placed on the agenda of an open meeting shall be filed with the commission filing clerk no later than seven [ six ] days prior to the open meeting at which the proceeding will be considered provided that no party is prejudiced by the timing of the filing of the documents. Documents that are not filed before the deadline and do not meet one of the exceptions in paragraph (2) of this subsection, will be considered untimely filed.

(2) - (3)

(No change.)

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on March 18, 1998.

TRD-9803966

Rhonda Dempsey

Rules Coordinator

Public Utility Commission of Texas

Earliest possible date of adoption: May 3, 1998

For further information, please call: (512) 936-7308


Part VIII. Texas Racing Commission

Chapter 309. Operation of Racetracks

Subchapter B. Horse Racetracks

Operations

16 TAC §309.199

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas Racing Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The Texas Racing Commission proposes the repeal of §309.199, concerning horsemen's bookkeeper. The Texas Racing Act was revised by sunset legislation effective September 1, 1997, and in that legislation, the Commission is required to adopt rules developing a system for monitoring the activities and employees of an association relating to the horsemen's account. Contemporaneously with this proposal, the Commission is proposing new §309.199 and §313.61 which relate to the purse account and the duties of the horsemen's bookkeeper. These rule changes implement the sunset legislation.

Paula C. Flowerday, Executive Secretary for the Texas Racing Commission, has determined that for the first five-year period the repeal is in effect there will be no fiscal implications for state or local government as a result of enforcing the proposal.

Ms. Flowerday has also determined that for each of the first five years the repeal is in effect the public benefit anticipated as a result of enforcing the proposal will be that the Commission's rules are consistent with Texas Civil Statutes, Article 179e, and that all funds dedicated to purses and to the owners of race horses will be adequately protected. There will be no fiscal implications for small businesses. There is no anticipated economic cost to an individual required to comply with the proposal. The proposal has no effect on the state's agricultural, horse breeding, horse training, greyhound breeding, or greyhound training industries.

Comments on the proposal may be submitted on or before May 12, 1998, to Paula C. Flowerday, Executive Secretary for the Texas Racing Commission, P.O. Box 12080, Austin, Texas 78711-2080.

The repeal is proposed under the Texas Civil Statutes, Article 179e, §3.02, which authorize the Commission to adopt rules for conducting racing with wagering and for administering the Texas Racing Act; §3.22, which authorizes the Commission to adopt rules relating to the horsemen's account; and §6.06, which authorizes the Commission to adopt rules on all matters relating to the operation of racetracks.

The proposal implements Texas Civil Statutes, Article 179e.

§309.199.Horsemen's Bookkeeper.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on March 17, 1998.

TRD-9803855

Paula C. Flowerday

Executive Secretary

Texas Racing Commission

Earliest possible date of adoption: May 3, 1998

For further information, please call: (512) 833-6699


Division 4. Operations

16 TAC §309.199

The Texas Racing Commission proposes new §309.199, concerning the purse account. The Texas Racing Act was revised by sunset legislation effective September 1, 1997, and in that legislation, the Commission is required to adopt rules developing a system for monitoring the activities and employees of an association relating to the horsemen's account. Contemporaneously with this proposal, the Commission is proposing new § 313.61 which relates to the duties of the horsemen's bookkeeper. These rule changes implement the sunset legislation.

Paula C. Flowerday, Executive Secretary for the Texas Racing Commission, has determined that for the first five-year period the new section is in effect there will be no fiscal implications for state or local government as a result of enforcing the proposal.

Ms. Flowerday has also determined that for each of the first five years the new section is in effect the public benefit anticipated as a result of enforcing the proposal will be that the Commission's rules are consistent with Texas Civil Statutes, Article 179e, and that all funds dedicated to purses and to the owners of race horses will be adequately protected. There will be no fiscal implications for small businesses. There is no anticipated economic cost to an individual required to comply with the proposal. The proposal has no effect on the state's agricultural, horse breeding, horse training, greyhound breeding, or greyhound training industries.

Comments on the proposal may be submitted on or before May 12, 1998, to Paula C. Flowerday, Executive Secretary for the Texas Racing Commission, P.O. Box 12080, Austin, Texas 78711-2080.

The new section is proposed under the Texas Civil Statutes, Article 179e, §3.02, which authorize the Commission to adopt rules for conducting racing with wagering and for administering the Texas Racing Act; §3.22, which authorizes the Commission to adopt rules relating to the horsemen's account; and §6.06, which authorizes the Commission to adopt rules on all matters relating to the operation of racetracks.

The proposal implements Texas Civil Statutes, Article 179e.

§309.199.Purse Accounts.

(a)

All money required to be set aside for purses, whether from wagering on live races or on simulcast wagering, are trust funds held by an association as custodial trustee for the benefit of horsemen. No more than three business days after the end of each week's wagering, the association shall deposit the amount set aside for purses into purse accounts maintained by breed by the horsemen's organization in one or more federally insured depositories.

(b)

Purse money for a completed race shall be made available to the horsemen's bookkeeper on or before the third day after the week's races have run. The horsemen's bookkeeper shall distribute purse money for a race to the accounts of the persons entitled to the money immediately after the executive secretary advises the horsemen's bookkeeper that the race has been cleared for payment.

(c)

If an association fails to run live races during any 12-month period, all money in the purse account shall be paid to the horsemen running in the last live meet conducted by the association in a pro rata amount based on the published condition book(s) for that meet.

(d)

If an association ceases a live race meet before completion of the live race dates granted by the commission, the funds in and due the purse account shall be distributed as follows:

(1)

first, payment of earned but unpaid purses;

(2)

second, retroactive pro rata payments to the horsemen if provided by contract with the horsemen's organization; and

(3)

third, subject to the approval of the horsemen's organization, transfer within 120 days after cessation of live racing of the balance in the purse account to a purse account for one or more other associations.

(e)

The commission may at any time inspect, review, or audit the records and performance of the association, the horsemen's organization, or the horsemen's bookkeeper to determine compliance with this section.

(f)

No part of any funds allocated to any race or races from the purse fund shall be subject to any surcharge, promotion fee, advertising fee, or expense by the association for any reason whatsoever.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on March 17, 1998.

TRD-9803856

Paula C. Flowerday

Executive Secretary

Texas Racing Commission

Earliest possible date of adoption: May 3, 1998

For further information, please call: (512) 833-6699


Chapter 313. Officials and Rules of Horse Racing

Subchapter A. Officials

Duties of Other Officials

16 TAC §313.61

(Editor's note: The text of the following section proposed for repeal will not be published. The section may be examined in the offices of the Texas Racing Commission or in the Texas Register office, Room 245, James Earl Rudder Building, 1019 Brazos Street, Austin.)

The Texas Racing Commission proposes the repeal of §313.61, concerning the duties of the horsemen's bookkeeper. The Texas Racing Act was revised by sunset legislation effective September 1, 1997, and in that legislation, the Commission is required to adopt rules developing a system for monitoring the activities and employees of an association relating to the horsemen's account. Contemporaneously with this proposal, the Commission is proposing new §309.199 and §313.61 which relates to the purse account and the duties of the horsemen's bookkeeper. These rule changes implement the sunset legislation.

Paula C. Flowerday, Executive Secretary for the Texas Racing Commission, has determined that for the first five-year period the repeal is in effect there will be no fiscal implications for state or local government as a result of enforcing the proposal.

Ms. Flowerday has also determined that for each of the first five years the repeal is in effect the public benefit anticipated as a result of enforcing the proposal will be that the Commission's rules are consistent with Texas Civil Statutes, Article 179e, and that all funds dedicated to purses and to the owners of race horses will be adequately protected. There will be no fiscal implications for small businesses. There is no anticipated economic cost to an individual required to comply with the proposal. The proposal has no effect on the state's agricultural, horse breeding, horse training, greyhound breeding, or greyhound training industries.

Comments on the proposal may be submitted on or before May 12, 1998, to Paula C. Flowerday, Executive Secretary for the Texas Racing Commission, P.O. Box 12080, Austin, Texas 78711-2080.

The repeal is proposed under the Texas Civil Statutes, Article 179e, §3.02, which authorize the Commission to adopt rules for conducting racing with wagering and for administering the Texas Racing Act; §3.22, which authorizes the Commission to adopt rules relating to the horsemen's account; and §6.06, which authorizes the Commission to adopt rules on all matters relating to the operation of racetracks.

The proposal implements Texas Civil Statutes, Article 179e.

§313.61.Horsemen's Bookkeeper.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on March 17, 1998.

TRD-9803857

Paula C. Flowerday

Executive Secretary

Texas Racing Commission

Earliest possible date of adoption: May 3, 1998

For further information, please call: (512) 833-6699


Division 3 . Duties of Other Officials

16 TAC §313.61

The Texas Racing Commission proposes new §313.61, concerning the duties of the horsemen's bookkeeper. The Texas Racing Act was revised by sunset legislation effective September 1, 1997, and in that legislation, the Commission is required to adopt rules developing a system for monitoring the activities and employees of an association relating to the horsemen's account. Contemporaneously with this proposal, the Commission is proposing new §309.199 which relates to the purse account. These rule changes implement the sunset legislation.

Paula C. Flowerday, Executive Secretary for the Texas Racing Commission, has determined that for the first five-year period the new section is in effect there will be no fiscal implications for state or local government as a result of enforcing the proposal.

Ms. Flowerday has also determined that for each of the first five years the new section is in effect the public benefit anticipated as a result of enforcing the proposal will be that the Commission's rules are consistent with Texas Civil Statutes, Article 179e, and that all funds dedicated to purses and to the owners of race horses will be adequately protected. There will be no fiscal implications for small businesses. There is no anticipated economic cost to an individual required to comply with the proposal. The proposal has no effect on the state's agricultural, horse breeding, horse training, greyhound breeding, or greyhound training industries.

Comments on the proposal may be submitted on or before May 12, 1998, to Paula C. Flowerday, Executive Secretary for the Texas Racing Commission, P.O. Box 12080, Austin, Texas 78711-2080.

The new section is proposed under the Texas Civil Statutes, Article 179e, §3.02, which authorize the Commission to adopt rules for conducting racing with wagering and for administering the Texas Racing Act; §3.22, which authorizes the Commission to adopt rules relating to the horsemen's account; and §6.06, which authorizes the Commission to adopt rules on all matters relating to the operation of racetracks.

The proposal implements Texas Civil Statutes, Article 179e.

§313.61.Horsemen's Bookkeeper.

(a)

Designation of horsemen's bookkeeper.

(1)

An association shall ensure a horsemen's bookkeeper is available to maintain the horsemen's account.

(2)

The executive secretary may designate an entity unrelated to the association to serve as the horsemen's bookkeeper. To be designated as the horsemen's bookkeeper, an entity must submit a plan of operation acceptable to the executive secretary that demonstrates the entity's ability to perform the duties of the horsemen's bookkeeper.

(3)

A designation as horsemen's bookkeeper does not constitute a license, but the commission may require any individual involved with a designated entity to receive a license.

(4)

If the executive secretary approves an association's request to designate an entity as horsemen's bookkeeper, the association is relieved of responsibility for providing a horsemen's bookkeeper and shall cooperate fully with the horsemen's bookkeeper designated by the executive secretary.

(b)

Revocation of designation.

(1)

A designation as the horsemen's bookkeeper continues in effect until revoked by the executive secretary.

(2)

The executive secretary may revoke a designation as the horsemen's bookkeeper if the executive secretary determines the designated entity has:

(A)

failed to comply with the Act, commission rules, or the plan of operation, in a manner that indicates malfeasance as opposed to mere mistake;

(B)

failed to maintain accurate and reliable records;

(C)

misappropriated or mishandled funds in its possession or control; or

(D)

failed to correct within a reasonable time any deficiency in operations identified by the executive secretary in writing.

(3)

Before revoking a designation as horsemen's bookkeeper, the executive secretary must issue a notice of proposed revocation which specifically describes the grounds for revocation. No later than 30 days after receiving a notice of proposed revocation, the entity may file a written response to the allegations with the executive secretary.

(4)

The executive secretary may not revoke a designation without making adequate provision for a successor horsemen's bookkeeper.

(c)

Operations of horsemen's bookkeeper.

(1)

Each owner engaged in racing must open and maintain an account with the horsemen's bookkeeper. The horsemen's bookkeeper may permit other individuals to open and maintain an account with the horsemen's bookkeeper, subject to the approval of the commission. The aggregate of all such accounts is the horsemen's account.

(2)

The horsemen's bookkeeper shall keep accurate records of the horsemen's account and the constituent accounts. The horsemen's bookkeeper shall:

(A)

promptly credit each account with all earnings, awards, and deposits;

(B)

deduct or disburse all payments as directed by the owner or authorized agent;

(C)

render periodic statements of each constituent account; and

(D)

perform all other duties and functions as may be required by the Act or the commission's rules.

(d)

Audit. The commission may at any time inspect, review or audit the records and performance of the horsemen's bookkeeper.

(e)

Temporary provision. Until September 1, 1998, the commission may approve contracts submitted by an association for the provision of horsemen's bookkeeper services.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on March 17, 1998.

TRD-9803858

Paula C. Flowerday

Executive Secretary

Texas Racing Commission

Earliest possible date of adoption: May 3, 1998

For further information, please call: (512) 833-6699


Chapter 321. Pari-mutuel Wagering

Subchapter B. Distribution of Pari-mutuel Pools

16 TAC §321.118

The Texas Racing Commission proposes new §321.118 concerning special wagers. The new section establishes a procedure for the Commission to approve special wagers designed to promote special racing events.

Paula C. Flowerday, Executive Secretary for the Texas Racing Commission, has determined that for the first five-year period the new section is in effect there will be no fiscal implications for state or local government as a result of enforcing the proposal.

Ms. Flowerday has also determined that for each of the first five years the new section is in effect the public benefit anticipated as a result of enforcing the proposal will be that racetracks will be encouraged to offer innovative wagers while the integrity of pari-mutuel is strictly maintained. There will be no fiscal implications for small businesses. There is no anticipated economic cost to an individual required to comply with the proposal. The proposal has no effect on the state's agricultural, horse breeding, horse training, greyhound breeding, or greyhound training industries.

Comments on the proposal may be submitted on or before May 12, 1998, to Paula C. Flowerday, Executive Secretary for the Texas Racing Commission, P.O. Box 12080, Austin, Texas 78711-2080.

The new section is proposed under the Texas Civil Statutes, Article 179e, §3.02, which authorize the Commission to adopt rules for conducting racing with wagering and for administering the Texas Racing Act; and §11.01, which authorizes the Commission to adopt rules regulating pari-mutuel wagering.

The proposal implements Texas Civil Statutes, Article 179e.

§321.118.Special Wager.

(a)

Special wager authorized.

(1)

Subject to the prior approval of the commission, an association may offer a special wager in any form of wager authorized by the Rules. All applicable laws and rules that apply to the form of wager selected for the special wager apply to the special wager.

(2)

A special wager must be based on the outcome of a race or races and comply with the definition of pari-mutuel wagering as defined by the Act, §1.03(18). The wager must be based on the performance of a specific race animal or animals in a race or races.

(3)

All tickets on a special wager shall be calculated as a separate pool. If a special wager uses a point system to determine the winning tickets, the Board of Stewards is responsible for certifying the accuracy of the point totals for purposes of payoff calculations and pool distribution. The use of any point system must be based on objective criteria.

(b)

Approval of special wager.

(1)

To offer a special wager, an association must file a written request with the executive secretary. The request must be filed no later than the 30th day before the day on which the commission is to consider the request.

(2)

The request must state:

(A)

the name of the wager;

(B)

the type of wagering pool to be used;

(C)

the method by which winning tickets will be determined; and

(D)

the method for addressing dead heats, no contest races, scratches, jockey changes, coupled entries, prevention of start, and disqualifications.

(3)

After reviewing the request, the executive secretary may request additional information regarding the special wager.

(4)

If the commission determines the proposed special wager will be offered in a manner that complies with these Rules and that is consistent with maintaining the integrity of pari-mutuel wagering, the commission may approve the request. The commission may place reasonable conditions on the approval of the special wager. The commission has sole discretion to approve or disapprove requests for special wagers.

(5)

The executive secretary shall notify the association of the commission's decision regarding the request no later than the fifth day after the commission's decision.

(c)

Notice of special wager.

(1)

An association shall publish notice of a special wager that is approved in its program at least two weeks before the first day the special wager will be offered. If the wager is to be offered during the first two weeks of a live race meeting, the association shall publish notice of the special wager in the program for every race day in the race meeting before the day the special wager is to be offered.

(2)

The association shall post in a prominent place in the grandstand of the racetrack a full description of the special wager, including all information described in subsection (b)(2) of this section and any conditions imposed by the commission.

This agency hereby certifies that the proposal has been reviewed by legal counsel and found to be within the agency's legal authority to adopt.

Filed with the Office of the Secretary of State, on March 17, 1998.

TRD-9803859

Paula C. Flowerday

Executive Secretary

Texas Racing Commission

Earliest possible date of adoption: May 3, 1998

For further information, please call: (512) 833-6699